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Book of Mormon

The Tempest in a Teapot: DNA Studies and the Book of Mormon

 

PUBLICATIONS
Brant A. Gardner

The Tempest in a Teapot
DNA Studies and the Book of Mormon

There has been a tremendous flurry of media attention over the scientific study of human genetic inheritance and the Book of Mormon. That attention has swirled around declarations made by Thomas W. Murphy, a doctoral candidate in anthropology, and current chair of the anthropology department at Edmonds Community College in Washington. The storm clouds can be seen in a news article in the Los Angeles Times that says of Mr. Murphy:

His conclusion is that “the Book of Mormon is a piece of 19th century fiction,” said Murphy, a lifelong Mormon who calls himself a Latter-day skeptic. “And that means that we have to acknowledge sometimes Joseph Smith lied.”1

It is no wonder that with such conclusions it would appear that dark clouds are forming on the horizon of the Book of Mormon. The clouds appear especially dark when Murphy asserts that his conclusions are supported by modern science. Could it really be that science is proving the Book of Mormon wrong? This is Murphy’s conclusion, but it is a conclusion that does not flow from the evidence examined. Critics of the Book of Mormon have come to the same conclusion as Murphy since the book was first published. The difference is that Murphy is claiming a new basis for his conclusion.

It is important to remember that Mr. Murphy is not citing his own original research in genetics, but rather library research into the work of others. He is synthesizing conclusions from his reading. This is a critical difference, for it helps us understand why the researchers can be right, but Mr. Murphy can be mistaken in his reading of those researchers. It will help us explain why Dr. Michael Whiting, an Evolutionary Biologist at Brigham Young University and “an authority on DNA”2 does not believe that Mr. Murphy has his science right.3 This is not a statement of fault in scientific method, because Murphy is not engaged in this type of work. It is rather a statement that his conclusions are not consonant with the science. When we examine the nature of the data available, we find that Murphy’s particular conclusion does not flow from those data. He has asked the wrong questions of his data, and by asking the wrong questions, returns the wrong answers.

It should be understood by the reader that this article is not intended to be a review of Murphy’s media-attention-grabbing essay, but an assessment of the available genetic data and it’s implications relative to the Book of Mormon, in light of claims made by Murphy and other critics of the Book of Mormon.

To understand why Murphy’s conclusions do not derive from the data, it is important that we understand what the DNA research can and cannot do. After we understand the science, we must correctly understand the Book of Mormon. Only with this foundation established, will we be able to make correct conclusions based on the data.

What can historical genetics do?

There are large numbers of different types of studies concerning DNA. To keep them straight, we will confine ourselves to discussing those aspects of DNA research that look at the historical ties of biology, or “historical genetics” as a shorthand description. The short response to the question of what historical genetics and DNA research can do is that it can do wonderful things. The uniqueness of various aspects of human DNA has led to the ability of DNA tests to positively identify the physical remains of unknown victims of accidents. Since we inherit our DNA from our parents (and they from theirs), DNA can be used to trace biological family ties.4 One of the more fascinating family connections came from the examination of a nine-thousand-year-old skeleton in England (known as Cheddar Man), whose direct genetic descendant was found living in that very vicinity.5 It is important to remember with this study, however, that it took a specific skeleton and matched it to a specific person through the use of multiple genetic “markers.” It did not find the relationship by beginning with the modern man and tracing him back to the skeleton.

Scientists have used the biological chemistry of genetic inheritance to trace certain sets of genetic materials that are shared widely through related populations. By examining particular pieces of DNA (markers) that are common, scientists may reconstruct the line of descent, or “umbilical line” that shows how that inherited marker traveled through time back to an early common ancestor.6 One study has traced mitochondrial DNA, which is inherited only from females, all the way back to a “genetic Eve.” It is this type of research that Murphy is citing in his survey of the current research. These are remarkable new tools in our historical kit, and they do wondrous work. The real issue is to understand what they cannot do.

What can historical genetics not do?

Perhaps the most important caution about historical genetics is that it cannot yet say that all of the data have been collected and examined. For instance, in a recent radio interview, Dr. Scott Woodward, a professor of microbiology and head of the Molecular Genealogy Research Group at BYU,7 was asked about a study that indicated that the Ojibwa Indians possessed a genetic marker that was of unusual origin and appeared to indicate a possible European connection that was pre-Columbian. The study was published in 2001. That should be current science, shouldn’t it? Dr. Woodward noted that more recent work has found that marker in Asia,8 highlighting the rapidly advancing and changing state of this particular science, and highlighting the difficulty of stating any conclusion as dramatically final as Murphy has. This is important not only because we should understand that our information is not complete, but because it also illustrates an important difference between researchers in a field and those who simply report on the research of others. Those who actually do the work typically show much more restraint in the types of conclusions they draw from the data. As witness to this caution, Dr. Woodward notes (speaking specifically of tracing back tot he Book of Mormon’s Old World immigrants):

Have we made an adequate survey of the ancient population from which these individuals derived? No, we haven’t. We’ve been very limited in our observation of the population structure based on mitochondrial DNA because there have been a number that have gone extinct. Perhaps the sampling isn’t large enough; it doesn’t contain all of the mitochondrial DNA types in a population. So, there are some real challenges in trying to reconstruct the past genetic patterns based on modern, present day DNAs that are collected.9

Equally important, however, is that we must understand correctly what science is telling us. In the case of the “genetic Eve,” the popular understanding of the science was that mankind had been traced back to a single woman, hence the “Eve.” Similar to Murphy’s work, that conclusion was not made by those doing original research, but by people reading that research and making spectacular (and unwarranted) conclusions. The reality of the science is slightly different. Rather than the image of this single progenitor of humanity, we have a single progenitor of a surviving line of mitochondrial DNA. It is a difference that is easy for the non-professional to miss. Dr. Stephen Oppenheimer discussed this misperception of what this line of genetic research could do in the context of the “genetic Eve:”

The confusion is to see genetic lines too literally as representing individual humans. The so-called “genetic Eve” was the ancestral mitochondrial genetic line for all modern living humans. Obviously it was carried ultimately by one real woman over 150,000 years ago. But she was only the common ancestor for mitochondrial DNA. She did not carry all the rest of our ancestral genes. We have 30,000 functioning genes and they could each have had a different individual ancestor living at different times in different places.

The mitochondrial Eve was therefore one woman among thousands living over 150,000 years ago. Our other genes derive from our members of that ancestral population. The real importance of the mitochondrial genetic tree is that it gives a clear line of descent that can be used as a trail marker of our spread round the world. But it is only one particular tiny part of our huge human genome.10

The scientific use of historical genetics is tracing the spread of humanity throughout the world. It can be used to discuss the flow of populations, but not the complete definition of populations. The “genetic Eve” can be used to discuss the direction of human migrations, but cannot be used to posit a single female ancestor. As Dr. Oppenheimer notes, there were thousands of other women living at the same time as this “Eve,” whose mitochondrial line is the only one that survived to the present. The inherent problem with tracing historical lines is that they can only trace the information that survives. Dr. Woodward highlighted this very point in his discussion at the FAIR Conference in August of 2001:

If you see a traditional genealogy chart as you would construct it, often we have the males on top and the females going down the bottom. You can see the Y chromosome line going across the top. We can identify the males in that line based on your Y chromosome because it will all be the same. Likewise, we can identify all of the females on the mitochondrial line that comes down across the bottom because they will all be the same. But at this level of, 16 individuals, we’ve only identified two of the 16 and we’ve only analyzed the contribution of 1/8 of the ancestors of that individual by looking at the Y chromosome and the mitochondrial DNA. You need to keep that in mind when you read and see a lot of the DNA studies that have been done, out there on mitochondrial DNA or on Y chromosomal DNA. Understand that the picture that you are getting with that alone, is a very small part of the picture. Because at the next generation … it’s 1/16. At the next generation it’s 1/32 of the information that you have.11

The nature of the genetic research is necessarily reductive. To trace something back into the past one can match only the information that survives, and the information that reconstructs into the past becomes smaller and smaller. There is a parallel in the world of historical linguistics, which similarly works with present data to reconstruct historical information. Linguists can reconstruct some of the vocabulary of ancient populations based upon the survival of various words into the modern languages descended from that earlier language and population. However, the reconstructed vocabulary is in the hundreds of words if they are lucky. The actual vocabulary of that people would have been in the tens of thousands of words. Those other words existed, just as did all of the other women at the time of the “genetic Eve.” The problem is that the traces of the other words and the other women have died out.

Another aspect of the analogy to historical linguistics is that data are reconstructed to particular time levels. While reconstructions exist for many different times, it is inappropriate to make comparisons from widely different time depths without carefully correlating the data. Collapsing time periods leads to inaccurate conclusions. This type of interpretive error in reading the data is not unusual in the readers and second-hand interpreters of the data, not the original researchers. This same problem of “time depth” exists in the science of historical genetics. Dr. Woodward specifically cautions:

I noticed in the conference last week that was referenced that there were some papers and some discussion on DNA. I think there were some very good things that were said there but I also have some concerns in that there was some mixing of the data across time scales that may not be appropriate. There is a lot of mitochondrial evidence that has to do with population structure very deep in the past; ten-, fifteen-, twenty-, thirty-, one hundred thousand years ago. The experiments that were set up to look at those were set up correctly to be able to answer those questions in those time frames. If we then extrapolate those to the very recent past, the last two- or three- or four thousand years, I think we have to be very careful in extrapolating some of those results.12

The science on which Mr. Murphy is basing his conclusions is valid in the same way that Dr. Woodward discussed the underlying data of the papers in the referenced conference. The problem is not the science that produced the data. The problem is in the way one uses the disparate data to come to conclusions. With this background we can now turn to the application of historical genetics to the Book of Mormon.

What does historical genetics say about the Book of Mormon?

At this point we should carefully examine Mr. Murphy’s conclusions in the published article that provides the support for those conclusions. He says:

Now that quantitative scientific methods can indeed test for an Israelite genetic presence in ancient America, we learn …that virtually all Native Americans can trace their lineages to the Asian mi-grations between 7,000 and 50,000 years ago. While molecular an-thropologists have the technological capability to identify descen-dants of ancient Hebrews, no traces of such DNA markers have appeared in Central America or elsewhere among Native Americans…

From a scientific perspective, the Book of Mormon’s origin is best situated in early nineteenth-century America, and Lamanite gen-esis can only be traced historically to ca. 1828. The term Lamanite is a modern social and political designation that lacks a verifiable bio-logical or historical underpinning linking it to ancient American In-dians. The Book of Mormon emerged from an antebellum perspec-tive, out of a frontier American people’s struggle with their god, and not from an authentic American Indian perspective.13

The problems begin with the very first phrase. He says, “Now that quantitative scientific methods can indeed test for an Israelite genetic presence in ancient America…” Murphy poses this as a given, a fact. It is a “fact” that Dr. Woodward, a researcher in the field, does not accept:

What did the genes of Lehi look like? How do we find out today what the genes of Lehi look like? I think that’s a valid question to ask. Second is, who would you compare them with in living populations today? Where would you go to make the comparison? Would you go to modern day Israel today? What is the genetic composition of Israeli Jews today? Is it the same as it was two thousand years ago? Three thousand years ago? I would argue that it’s not. Do we understand the population dynamics? What kinds of selection factors have been involved?14

For his part, Murphy bases part of his “fact” on the kind of popular thinking that created a single “Eve” instead of the more accurate population of which that ancestor was one representative. In discussing one of the genetic markers used to identify “Israelites,” he notes: “Researchers have uncovered distinctive genetic markers on the Y-chromosome that are useful in establishing linkages between ancient and contemporary Hebrew populations.”15 The science was done correctly, but Murphy gives a dramatic reading of that science that suggests that we may now identify any possible remnant of an ancient Israelite population. That conclusion overreaches the data. What Murphy fails to make clear is that these are reconstructed markers. They go from the present to the past. They are not like the example of the Cheddar Man where the historical is compared to the present. Reconstructions are reductive. Finding one does not indicate that we have an ability to discern any Israelite heritage, hence the difference in the statements made by Murphy and Dr. Woodward. In this case, it should be clear that given the choice we should accept the caution of someone who does professional original research in the field over one who is simply extracting conclusions from written studies.

Disproving the Book of Mormon or Mythology?

Murphy’s next statement in his conclusion is “that virtually all Native Americans can trace their lineages to the Asian mi-grations between 7,000 and 50,000 years ago.” The implication is that since we are able to trace Asian migrations, and we haven’t found distinctive Hebrew DNA, that therefore the Book of Mormon cannot be true. In this, Murphy comes close to a correct conclusion, but not quite. It is very common among long-time Latter-day Saints who were born into the Church to assume that the Book of Mormon describes the origin of all of the American Indians. That it is common, however, does not mean that it squares with what the Book of Mormon actually says. In fact, it does not.

Additionally, this understanding among long-time Latter-day Saints does not indicate that this is a doctrine of the Church. Nevertheless, it provides an easy target for Murphy and anyone else who would attempt to apply “science” to the Book of Mormon. As opposed to Murphy disproving the foundation of the Book of Mormon claims, he has simply identified a mistaken assumption of some lay-members about the Book of Mormon, which is not a new discovery. LDS Book of Mormon scholars have held such a view for years, long before Murphy was even born.

Is it true that, as Murphy writes, “…virtually all Native Americans can trace their lineages to the Asian mi-grations between 7,000 and 50,000 years ago.” It is true enough. What does this tell us? We may correctly conclude from the evidence that the popular opinion long held among Latter-day Saints that the Book of Mormon explains the origins of all Native American populations is mistaken. We may not conclude from that same evidence, however, that the Book of Mormon is incorrect. What is the difference?

Again, Mr. Murphy seems to present the results of his research as though this information about the hemispheric interpretation of the Book of Mormon is somehow new. The information about the Asian migrations into the New World is hardly new, and the faithful LDS scholars of the Book of Mormon have had that very understanding for a minimum of fifty years.16 The use of DNA evidence is new, but it doesn’t tell us anything that was not already known about the Book of Mormon. In fact, a good result of this public attention will be that the general population of LDS will more rapidly come to understand the actual historical foundations of their sacred text rather than the mythology that has grown up around it.

It is not surprising that the popular understanding of the Book of Mormon should come more from what people thought about it than what it said about itself. As Terryl L. Givens notes concerning the early use of the Book of Mormon in the Church:

Looking at the Book of Mormon in terms of its early uses and reception, it becomes clear that this American scripture has exerted influence within the church and reaction outside the church not primarily by virtue of its substance, but rather its manner of appearing, not on the merits of what it says, but what it enacts. Put slightly differently, the history of the Book of Mormon’s place in Mormonism and American religion generally has always been more connected to its status as signifier than signified, or its role as a sacred sign rather than its function as persuasive theology. The Book of Mormon is preeminently a concrete manifestation of sacred utterance, and thus an evidence of divine presence, before it is a repository of theological claims.17

This tendency of Church members, in general, to use the fact of the book rather than the text of the book has finally given way to an intense study of the text as a text. One of the earliest results of that research into what the book says about itself led to a reassessment of the relationship of the Book of Mormon to the geography, and therefore history, of the New World. That we should learn more through a concerted study of the Book of Mormon should be no surprise. The Church has never proclaimed that it possessed all truth, all at once. In the case of the Book of Mormon, recent research is anchored in the text itself.

Dr. John E. Clark, an anthropologist at BYU, noted:

From textual evidence, one can approximate some spatial relationships of various natural features and cities. Distances in the Book of Mormon are recorded in terms of the time required to travel from place to place.18

The results of careful study of what the Book of Mormon actually says about itself tells us that it covers an area dramatically smaller than the western hemisphere. John L. Sorenson notes:

We can now be certain that the Book of Mormon story took place in a limited portion of the western hemisphere shaped roughly like an hourglass. The size of that territory was measured in hundreds, not thousands, of miles. The movements of peoples, the individual journeys, and the times involved in travels recorded in the scripture fit reasonably in a land southward around 350 miles long and not much more than half that wide at one point north of Zarahemla. The land northward is less well specified but seems not so long.19

That this more accurate understanding of the Book of Mormon may be seen as the more “official” understanding of the Church may be seen from both the publication of this information about the Book of Mormon in the Ensign in 198420 as well as in the article on “Book of Mormon Geography” in the Encyclopedia of Mormonism.

This deeper understanding of the internal geography of the Book of Mormon tells us that when we learn that the traditional hemispheric interpretation of the text is incorrect, it has no relevance to the Book of Mormon itself, because the text never says that. Part of Murphy’s conclusion is incorrect simply due to his mistaken assumption that the data contradict the Book of Mormon, when they really speak only to the mythology we have created around the Book of Mormon. Science does not prove the Book of Mormon wrong, because the science is not addressing the particular history of the Book of Mormon.

Is the Lack of Evidence…Evidence?

There is, of course, more to the story. Murphy’s next error in his conclusion is to assume that the absence of evidence equates to the impossibility of existence of peoples described in the Book of Mormon. There are two important points to understand concerning this erroneous assumption. The first is the probable nature of the mixing of early populations in the Book of Mormon, and the second is that the reductive nature of the evidence cannot dismiss the possible presence of valid genetic lines that have been lost.

It has been understood from the beginning of this serious study of the Book of Mormon that there were people here when the Lehites arrived; lots of people. When we remember the small numbers of people mentioned in any of the Book of Mormon immigrations into the New World,21 we have a picture of a much smaller population entering an existing population that is significantly larger.22 This more accurate picture of what the Book of Mormon says must now be compared to the correct understanding of the scientific data so that we can understand just what historical genetics does and does not say about the Book of Mormon.

The first complication comes from the simple facts of inheritance. Steve Olson, a science journalist, reports the following:

In a 1999 paper titled “Recent Common Ancestors of All Present-Day Individuals,” Chang showed how to reconcile the potentially huge number of our ancestors with the quantities of people who actually lived in the past. His model is a mathematical proof that relies on such abstractions as Poisson distributions and Markov chains, but it can readily be applied to the real world. Under the conditions laid out in his paper, the most recent common ancestor of every European today (except for recent immigrants to the Continent) was someone who lived in Europe in the surprisingly recent past–only about 600 years ago. In other words, all Europeans alive today have among their ancestors the same man or woman who lived around 1400. Before that date, according to Chang’s model, the number of ancestors common to all Europeans today increased, until, about a thousand years ago, a peculiar situation prevailed: 20 percent of the adult Europeans alive in 1000 would turn out to be the ancestors of no one living today (that is, they had no children or all their descendants eventually died childless); each of the remaining 80 percent would turn out to be a direct ancestor of every European living today.23

The mathematics of descent and mixing populations tell us two things. The first is that we seem to be related to virtually everyone else if we go back only 600 to 800 years. The second is that even though we are related, we can only trace a portion of that line of descent. The reductive nature of the research lops off huge branches of our ancestral tree and creates a simple ancestry out of what was, in reality, a tangled one. This should indicate the need for great caution in the way we understand historical genetics, particularly making conclusions on the absence of an “umbilical line.”

This caution becomes more relevant to the types of studies upon which Murphy is basing his conclusions because they also represent this streamlined view of genetic ancestry. When Murphy adamantly proposes the lack of non-Asian immigration before European contact, he is drawing a conclusion not supported by the data. The data actually say that the traceable origin is Asia. This flow of migration is the proper conclusion from the data, as Dr. Oppenheimer noted above. The data do not, and cannot, say anything about any peoples who did not come from Asia, but whose genetic lines cannot be traced because of the vicissitudes of genetic survival.

The most important indication that there is important genetic material that has been lost comes from the recent analysis of skeletal remains from Mexico. Tests indicate that the remains are nearly 13,000 years old. What is most important is what they tell us about migration pattern:

The two oldest skulls were “dolichocephalic” – that is, long and narrow-headed.

Other, more recent skulls were a different shape – short and broad, like those from native American remains.

This suggests that humans dispersed within Mexico in two distinct waves, and that a race of long and narrow-headed humans may have lived in North America prior to the American Indians.

Traditionally, American Indians were thought to have been the first to arrive on the continent, crossing from Asia on a land bridge.

Dr Gonzalez told BBC News Online: “We believe that the older race may have come from what is now Japan, via the Pacific islands and perhaps the California coast.24

The skull shapes tell us that there is a different genetic type making its migration into the New World. One of these types is more Caucasoid than Asian, as witnessed by the Kennewick Man.25 Similarly, a very Caucasian population existed in part of Asia where their well-preserved mummies clearly declare them distinct from the Asian populations that later inhabited that area.26 These findings complicate the genetic inheritance, as they either demonstrate how much genetic information may be lost, or that our definitions of Asian may have to be re-written to include populations that are not typically thought of as Asian. They also highlight that there is a difference in describing an Asian location and declaring “Asian” as a genetic type. The archaeological evidence tells us that these peoples existed in these places, but we appear to have lost their genetic inheritance.

Conclusion

The applicability to the Book of Mormon should be evident. The current state of historical genetics tells us what we already knew: the Book of Mormon does not explain the origins of all of the natives of the western hemisphere. However, it is no contradiction to the Book of Mormon, because that isn’t what the Book of Mormon says. It is no contradiction of official Church doctrine, because the Church never had an official doctrine on Book of Mormon geography (or genetics), in spite of the rather obvious popular beliefs.27 Historical genetics cannot say anything about the current understanding of the text because the limited contributions of Book of Mormon Old World genetic material was both small and long enough ago that there are any number of reasons why it could have disappeared from the traceable genetic lines that have currently been discovered.

There certainly are media storm clouds on the horizon, but they are more threat than real tempest. This media attention is really no more than a tempest in a teapot, and what rain comes from it may have the beneficial effect of washing away some traditional assumptions Mormons have held about their sacred volume that really do need to be replaced with a more solid understanding of what that text really says.

Notes

1 William Lobdell and Larry B. Stammer, “Mormon Scientist, Church Clash Over DNA Test,” Los Angeles Times (December 8, 2002), A21.

2 Ibid.

3 Ibid. Dr. Whiting responded to a statement by Maxine Hanks that Murphy was like Galileo. Dr. Whiting stated: “It’s an inappropriate comparison. The difference is Galileo got the science right. I don’t think Murphy has.” It should also be noted that Whiting’s DNA research has been featured in the weekly science journal, Nature (cover story, January 16, 2003).

4 The most powerful uses of DNA are to show biological relationships between an unknown and a known person. The issue of tracing biological families is the issue that will be discussed as we understand what DNA studies cannot do.

5 http://www.chattanooga.net/cita/mtdna.html

6 Thomas H. Roderick, PhD, uses the term “umbilical line,” http://genealogy.about.com/library/blchattrans-roderick.htm.

7 Dr. Woodward is a professor of microbiology and faculty member of the Molecular Biology Program at Brigham Young University. He is also head of the Molecular Genealogy Research Group at BYU. While completing his postdoctoral work in molecular genetics at the Howard Hughes Medical Institute at the University of Utah, he discovered a genetic marker used for the identification of carriers and the eventual discovery of the gene for cystic fibrosis. He was also involved with the identification of other gene markers for colon cancer and neurofibromatosis. He joined the faculty at BYU in 1989 and has been involved with several excavation teams in Seila, Egypt. While in Egypt, he directed the genetic and molecular analysis of Egyptian mummies, both from a commoners’ cemetery and from Egyptian Royal tombs. Dr. Woodward has been the Scholar in Residence at the BYU Center for Near Eastern Studies in Jerusalem and a visiting professor at Hebrew University. His work has been featured both nationally and internationally on numerous programs including Good Morning America and both the Discovery and Learning Channels.

8 KUER: Radio West. “Science & Foundations of the Book of Mormon.” Interview: Terryl L. Givens, Thomas Murphy and Scott Woodward. Host: Doug Fabrizio. Salt Lake City, December 19, 2002.

9 Scott Woodward. “DNA and the Book of Mormon.” Presented at the FAIR Conference, August 2001. Dr. Woodward continues: “There are some ways that we may be able to approach that. And this is one of the approaches that we have taken in our laboratory at BYU. I wish that I could say that this was the magic bullet, and that it was going to be able to answer all our questions concerning ancient populations, but it turns out that the ability to recover ancient DNA and get useful information out of it is extremely difficult. It can be done. We have been able to do that in a number of limited situations. But for the most part, its going to be very difficult to go back in the past a thousand years, two thousand, four, five, ten, twelve, and recover DNA from individuals and say something about their ancient population structures.”

10 “The Real Eve.” Answers to questions by Dr. Stephen Oppenheimer. DiscoveryChannel.com http://dsc.discovery.com/convergence/realeve/ask/ask.html.

11 Woodward, “DNA and the Book of Mormon.”

12 Ibid.

13 Thomas W. Murphy, “Lamanite Genesis, Genealogy, and Genetics,” American Apocrypha, edited by Brent Metcalfe and Dan Vogel (Salt Lake City: Signature Books, 2002), 68.

14 Scott Woodward, “DNA and the Book of Mormon.” It is worth noting that when Woodward asks about Lehi’s genetics, he is clearly referring to Lehi and his group (i.e. his wife, sons, daughters, their spouses and children) and not Lehi, the individual, only. Certainly, identifying Lehi’s mitochondrial DNA would be useless, as it would not be passed down to his posterity. The mitochondrial DNA of his wife, daughters, and his son’s wives would indeed be important. Dr. Woodward makes that distinction in his presentation. Dr. Woodward continues: “How much of Lehi’s mitochondrial DNA would you expect to see in Native Americans? That’s a trick question but you should know the answer because we just talked about it. Zero-right? It would be Sariah. Is that true? Why? Why is that true? Who were Sariah’s children? Sariah’s children were Laman, Lemuel, Nephi, Sam, Jacob, and Joseph. Do you see any mitochondrial carriers there? No, although in 2 Nephi, Chapter 5, Nephi mentions his sisters, so perhaps there were a couple of Sariah’s daughters that survived and that then would produce a possibility but who would that be? Who would then be mitochondrial donors for these people who came from the Middle East? The wife of Ishmael, right? Who was the wife of Ishmael…So in reality, one of the questions we have to ask is, “What would we expect to see?” So how can we know whether or not we have Lehite DNA in Native Americans if we’re not exactly sure what exactly it is that we’re supposed to be looking for or if we could recognize it when we saw it?”

15 Murphy, “Lamanite Genesis, Genealogy, and Genetics,” 60.

16 An introduction to some of this history from the perspective of John L. Sorenson’s involvement in it may be read in a biographical review. Davis Bitton, “Introduction,” Mormon, Scripture, and the Ancient World. Studies in Honor of John L. Sorenson (Provo, Utah: FARMS, Provo, 1998), xxxiii-xxxviii.

17 Terryl L. Givens, By the Hand of Mormon (New York: Oxford University Press, 2002), 63-64.

18 John E. Clark, “Book of Mormon Geography,” Encyclopedia of Mormonism, edited by Daniel H. Ludlow (New York: Macmillan Publishing Company, 1992), 1:177.

19 John L. Sorenson, An Ancient American Setting for the Book of Mormon (Salt Lake City: Deseret Book Company, 1985), 22.

20 John L. Sorenson, “Digging into the Book of Mormon: Our Changing Understanding of Ancient America and Its Scripture,” Parts 1 and 2. Ensign (September 1984): 26-37; (October 1984): 12-23.

21 Even being generous, it is difficult to identify more than thirty people in Lehi’s party. Soon after their arrival they split into two groups, both of which would have been integrated into the larger populations in different regions of the country. Thus Murphy is suggesting that testing modern populations from all over the western hemisphere proves that these thirty people did not exist. There is no logic in such an assumption.

22 Dr. Woodward specifically notes that the smaller population would have an impact in the study of Lehite genetics, assuming that we knew what that meant. Continuing his list of important factors: “…The reduction of size…and the dynamics of the demographics of the population of America and what’s happened to it; The huge bottlenecks that have happened; The selection factors that have been involved.”

23 Steve Olson. “The Royal We,” The Atlantic Monthly (May 2002), http://www.theatlantic.com/issues/2002/05/olson.htm.

24 “Human skulls are ‘oldest Americans” Tuesday, 3 December 2002, 15:22 GMT. http://news.bbc.co.uk/1/hi/sci/tech/2538323.stm

25 http://www.archaeology.org/found.php?page=/online/features/native/kennewick.html

26 http://sln.fi.edu/inquirer/mummy.html

27 See the discussion in Clark, “Book of Mormon Geography,” 1:178.

FAIR Issues 30: Joseph’s translation shows remarkable consistency

November 25, 2011 by Mike Ash

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The entire Book of Mormon was translated in a span of 65 to 75 days. As Joseph translated, he did not have any manuscripts or books from which to read. After spending hours dictating the translation, Joseph would take a break for a meal or other interruption, then pick up the translation where he had left off, without either seeing the manuscript or having any portion of it read to him. If Joseph was dictating fiction and never had past portions read back to him, how did he keep things straight and consistent for nearly six hundred pages without forgetting at least some of the details?

We stand in awe at how this relatively uneducated young man could produce a work that not only teaches eternal doctrinal principles but also weaves many tales of war, politics, migrations, and geography. Not only are the records of these events consistent, but they often match what we now know about ancient societies in the Near East and early Americas.

The full text of this article can be found at Deseret News online.

Brother Ash is author of the book Shaken Faith Syndrome: Strengthening One’s Testimony in the Face of Criticism and Doubt, as well as the book, of Faith and Reason: 80 Evidences Supporting the Prophet Joseph Smith. Both books are available for purchase online through the FAIR Bookstore.

Tell your friends about the Mormon FAIR-Cast. Share a link on your Facebook page and help increase the popularity of the Mormon FAIR-Cast by subscribing to this podcast in iTunes, and by rating it and writing a review.

Filed Under: Book of Mormon, Joseph Smith, Podcast Tagged With: Book of Mormon, Podcast, translation

FAIR Issues 29: Some Mormons may not understand Joseph’s translation process

November 9, 2011 by Mike Ash

https://media.blubrry.com/mormonfaircast/www.fairlatterdaysaints.org/wp-content/uploads/2011/11/Some-Mormons-may-not-understand-Josephs-translation-process1.mp3

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In reviewing the history of the Book of Mormon translation, some members may be troubled that the process doesn’t match their conceptions of how they thought the process worked. For members who were unaware of the seer stone in the hat, at least two questions or concerns may arise: 1) Is it strange that Joseph used a stone in a hat? 2) Why have we have always been told that Joseph used the Urim and Thummim? 3) Why isn’t the seer stone used today? Mike Ash addresses these questions in this episode.

The full text of this article can be found at Deseret News online.

Brother Ash is author of the book Shaken Faith Syndrome: Strengthening One’s Testimony in the Face of Criticism and Doubt, as well as the book, of Faith and Reason: 80 Evidences Supporting the Prophet Joseph Smith. Both books are available for purchase online through the FAIR Bookstore.

Tell your friends about the Mormon FAIR-Cast. Share a link on your Facebook page and help increase the popularity of the Mormon FAIR-Cast by subscribing to this podcast in iTunes, and by rating it and writing a review.

Filed Under: Book of Mormon, Podcast Tagged With: Book of Mormon, Podcast, translation

FAIR Issues 28: How a seer stone helped in the Book of Mormon translation

November 2, 2011 by Mike Ash

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Before starting the translation of the Book of Mormon, Joseph Smith was familiar with the concept of using stones to “see” things. Like some others of his time, he actually engaged in the practice of using stones in an effort to find things. His familiarity with seer stones may have prepared him for the concept of using the Nephite interpreters to translate once he received them along with the golden plates from the angel Moroni. After the Nephite interpreters were taken from him, he was able to continue the translation process with a seer stone that he owned. Some of the history surrounding these events is discussed in this article.

The full text of this article can be found at Deseret News online.

Brother Ash is author of the book Shaken Faith Syndrome: Strengthening One’s Testimony in the Face of Criticism and Doubt, as well as the book, of Faith and Reason: 80 Evidences Supporting the Prophet Joseph Smith. Both books are available for purchase online through the FAIR Bookstore.

Tell your friends about the Mormon FAIR-Cast. Share a link on your Facebook page and help increase the popularity of the Mormon FAIR-Cast by subscribing to this podcast in iTunes, and by rating it and writing a review.

Filed Under: Book of Mormon, Joseph Smith, Podcast Tagged With: Book of Mormon, Podcast, translation

The Book of Mormon, The Doctrine and Covenants, and the Archaeology Question

November 2, 2011 by Stephen Smoot

The authenticity of the Book of Mormon has been repeatedly assailed by critics of the LDS Church on the grounds that is lacks any confirmatory archaeological evidence that supports its claimed historicity as an ancient record. Countless books, articles, DVDs and internet websites have ceaselessly repeated the following cacophonous refrain:
[Read more…] about The Book of Mormon, The Doctrine and Covenants, and the Archaeology Question

Filed Under: Anti-Mormon critics, Apologetics, Book of Mormon Tagged With: anti-Mormon, archaeology, Book of Mormon, Doctrine and Covenants, evidence

Joseph the Seer—or Why Did He Translate With a Rock in His Hat?

Brant A. Gardner

Two pictures:

[To the left] The manner of translation was as wonderful as the discovery. By putting his finger on one of the characters and imploring divine aid, then looking through the Urim and Thummim, he would see the import written in plain English on a screen placed before him. After delivering this to his emanuensi,[sic] he would again proceed in the same manner and obtain the meaning of the next character, and so on till he came to the part of the plates which were sealed up.1

Truman Coe, Presbyterian Minister living among the Saints in Kirtland, 1836

[To the right] I cheerfully certify that I was familiar with the manner of Joseph Smith’s translating the book of Mormon. He translated the most of it at my Father’s house. And I often sat by and saw and heard them translate and write for hours together. Joseph never had a curtain drawn between him and his scribe while he was translating. He would place the director in his hat, and then place his [face in his] hat, so as to exclude the light, and then [read] to his scribe the words as they appeared before him.2

Elizabeth Ann Whitmer Cowdery, Oliver Cowdery’s wife, 1870

These two descriptions of Joseph Smith translating the golden plates paint radically different pictures of the same event. It easy to accept the finger-on-the-plates translation, but the rock-in-the-hat feels completely foreign. Nevertheless, it is a much better attested description of the process than the first.

Why do we have both of these pictures if the second better fits the majority of descriptions? To answer that question, there are two stories that must be told: first–why would anyone think of translating with a rock in a hat?–and second–why we are so surprised at that?

Why Do You Look At Rocks in Your Hat?

When the English left their villages and emigrated to the New World, they brought their customs and beliefs with them. Along with the hopeful, the adventurers, and the farmers,-—cunning men and wise women disembarked in the New World.3 To be a cunning man or a wise woman was to play a well defined and important role in pre-industrial villages. Keith Thomas, retired Professor of Modern History at Oxford University, wrote what has become the principle history of folk magic in England from the sixteenth to the nineteenth centuries. He tells how, in the villages, contemporary medicine drove people to the cunning men and wise women who understood herbs. The lack of local police forces made the community depend on cunning folk to find lost or stolen goods.4 These village specialists performed such important functions that Thomas notes that the community was “likely to believe that the cunning folk were taught by God, or that they were helped by angels, or even that they possessed some divinity of their own. The common people, wrote Thomas Cooper, assumed that the power of these wizards came by ‘some extraordinary gift of God’.”5

The cunning men and women exhibited their extraordinary talents in many ways, but there is one that provides the backdrop against which young Joseph Smith is more clearly defined. He belonged to a class of cunning men whose specialty was scrying, or seeing the hidden. It was a specialty with a very long and almost universal history.6 Anthropologist Andrew Lang, writing in 1905, describes the tools of their trade:

Not only is the plain crystal, or its congener the black stone, used, together with its first cousin the mirror, and the primitive substitute of water, but almost any bright object seems to have been employed at one time or another. Thus we find the sword among the Romans; and in mediaeval Europe polished iron . . . lamp-black is sometimes smeared on the hand, or. . . a pool of ink poured into it; visions are seen in smoke and flame, in black boxes, in jugs, and on white paper. . . .7

All of these methods sound strange to our modern ears, but they were not only accepted but revered for most of human history. By the time we find scryers or seers in England between the seventeenth and nineteenth centuries, their tools were often stones and their functions had evolved into two general forms; seeing a hidden future, and seeing the hidden location of things that were lost (or the thief who made them get “lost”). The conservative nature of such practices dictated that when the traditions of the cunning men and wise women are found in the Palmyra area of the 1820s they still performed their traditional functions of telling fortunes and seeing things that were lost, hidden, or stolen.8

Young Joseph Smith was a member of a specialized sub-community with ties to these very old and very respected practices, though by the early 1800s they were respected only by a marginalized segment of society. He exhibited a talent parallel to others in similar communities. Even in Palmyra he was not unique. In D. Michael Quinn’s words: “Until the Book of Mormon thrust young Smith into prominence, Palmyra’s most notable seer was Sally Chase, who used a greenish-colored stone. William Stafford also had a seer stone, and Joshua Stafford had a ‘peepstone which looked like white marble and had a hole through the center.'”9 Richard Bushman adds Chauncy Hart, and an unnamed man in Susquehanna County, both of whom had stones with which they found lost objects.10

There are some reminiscences that tell us how the village seers operated before modern history either forgot or dismissed them.. Lorenzo and Benjamin Saunders gave interviews in 1884 remembering their dealings with the Palmyra seer, Sally Chase. Lorenzo reported:

I tell you when a man willme that anyone can get a stone, & see knowledge of futurity, I say that he is a liar & the truth is not in him. Steve Mungou lost his pocket book in the road with some $50 in money in it. He went right to Sally Chase to get her to look & see where it was; She went & looked. He was drawing wood out of the woods. She said that pocket book lays right at the side off a log in the woods where you loaded that wood. It lays right at the side of the log well we went & hunted & raked the ground over where she said but could not find it. It past along & finally one night got a paper from Canadagua [Canandaigua, New York], & in it was that a pocket book was found & taken to an old Ontario Bank[.] Took it there & the owner could come & describe his book. And he went & found his pocket book at the bank. I lost [a] drag tooth out of my drag, dragging on my brothers premises there; I says: Sally, tell me where is that drag tooth? She told me “it lays in a log heap.” She says I think it lays a little past you will find it.

I went & hunted & hunted but could not find it there. I afterwards found it away over in one corner of the field.11

Benjamin provided a similar story: “My oldest Brother had some Cattle stray away. She claimed she could see them but they were found right in the opposite direction from where she said they were.”12 These accounts portray the way Sally Chase functioned in the community. When things were lost, you went to the seer who consulted her seer stone and described how to find the lost item. The Saunders brothers could have been describing events from an English village of over a hundred years earlier. In the brief descriptions that have survived, we know that Lorenzo consulted her at least twice himself, once to find the drag tooth and once to find lost cattle. He also tells us of another client, Steve Mungou. Both brothers, however, found it necessary to append that, of course, Sally was mistaken in the location she gave, a qualification that apparently didn’t stop them from consulting her again.

Joseph Smith, long before golden plates complicated his position as a local seer, appears to have functioned just as Sally Chase did. Quinn reports that: “E. W. Vanderhoof [writing in 1905] remembered that his Dutch grandfather once paid Smith seventy-five cents to look into his ‘whitish, glossy, and opaque’ stone to locate a stolen mare. The grandfather soon ‘recovered his beast, which Joe said was somewhere on the lake shore and [was] about to be run over to Canada.’ Vanderhoof groused that ‘anybody could have told him that, as it was invariably the way a horse thief would take to dispose of a stolen animal in those days.'”13 While Vanderhoof reported a positive result of the consultation, it is interesting that his statement includes a qualifier that has the same intent as those added by the Saunders’ brothers. By the end of the century, one wouldn’t want to actually credit a village seer when describing their activities. Nevertheless, it isn’t the effectiveness that is important—it is the nature of the consultation. Sally Chase’s clients consulted her to find things which were lost, and Joseph Smith had at least one client who did the same.

The social expectations of the village seer also explain two contradictory statements about what Joseph Smith did as a village seer. The first statement comes from Henry Harris in 1833: “Joseph Smith, Jr. the pretended Prophet, used to pretend to tell fortunes; he had a stone which he used to put in his hat, by means of which he professed to tell people’s fortunes.”14 Compare that statement to a story Lorenzo Saunders told to Edmund L. Kelley during his 1884 interview:

We went to Smiths one day, it was a rainy day; We went into the old mans shop, he was a cooper, and the old man had a shirt on it was the raggedest & dirtyest shirt, and all full of holes. & we got Jo. Smith to look & tell us what color our Girls hair was. well you see by & by some of them says go to Jo. says he Jo. come look into futurity & tell us how it is there? Jo. says I can not do that, I can not look into futurity I can not look into anything that is holy. The old man stood there and says: “I guess he can not look into my shirt then.15

Both Henry Harris and Lorenzo Saunders expected that Joseph Smith told fortunes. Of course they would have that expectation, because everyone knew that was one of the typical functions of the seer. However, where Harris may simply be repeating the assumption, Saunders describes what happened when he asked Joseph to act on that assumption. At least in this case, Joseph refused. The fact that the joke in the account depends upon young Joseph’s comment about not looking at that which is Holy and his father’s holey shirt suggests that this was a remembered incident and that Joseph Smith, Jr. actually had refused. I suspect that the refusal tells us about the spheres in which Joseph believed that particular talent operated. That refusal suggests Joseph made a distinction between that which was holy (which I believe he classified as religion) and his other functions (which I believe he classified as a talent).

What the modern world tends to know about the village seers is the result of only one of the ways in which their talents were put to use. Since they could see that which was hidden, local seers became involved in the mania of digging for lost treasure. As with the other functions of the cunning men and wise women, the idea of digging for treasure traced its roots to England, including much of the accompanying lore. In England, the semi-scientific root of treasure seeking was the habit of the wealthy burying their goods for safe-keeping in the absence of a deposit banking system.16 In the New World, the plausible explanation was based on the riches reputedly buried by Spaniards or pirates. It is probable that everyone could cite cases of people who had struck it rich through their digging, though none of them had, nor anyone they personally knew.17

In English tradition, seers were invited to assist the diggers in locating the buried goods. As Thomas explains: “There was not necessarily anything magical about the search for treasure as such, but in practice the assistance of a conjurer or wizard was very frequently invoked. This was partly because it was thought that special divining tools might help, such as the ‘Mosaical Rods’ for which many contemporary formulae survive.”18

It is therefore no surprise that we see the Palmyra seers engaged in the local mania for treasure digging. As with the English practice, however, it is important to note that money-digging didn’t require the seer. They were simply seen as useful. Note the relationship of the diggers to their guides in this series of descriptions Ronald W. Walker compiled:

The adepts often played a major role in money digging. The two men who in 1827 sought neatly boxed Spanish dollars below the old pier at New London, Connecticut, were directed by an elderly wise woman. Seeking pirate treasure in Maine, three men imported from Connecticut, a “far-famed and wonderfully skillful rodsman” to assist them. In turn, treasure-hungry farmers of Rose, New York, sought the help of a “medium,” while the 1825 expedition to the Susquehanna hills began with a “peeper” named Odle, whose power of “seeing underground” piqued William Hale’s interest. Moreover, the longtime diggers around Bristol, Vermont, made use of expert advice. They consulted a series of “prophets,” including two women, an “old Frenchman” east of the mountains, and finally a conjuror who promised that by removing a few rocks and “shunning the solid ledge” the long-sought cave might be entered.19

This places an important context around the best-known case of Joseph Smith, Junior’s participation in treasure-digging. Josiah Stowell, Sr., believed that he had found a lost Spanish silver mine and had his hired hands dig for it in 1825. When they were unable to find it, he hired Joseph Smith, Jr. to help them find what they had dug for and missed.20 This incident was the reason that in 1826, Stowell’s wife’s nephew took Joseph to court as a “disorderly person,” a term that was then defined in such a way that we might consider it a case of fraud.21 Presumably, Peter Bridgeman believed that Joseph had defrauded his uncle because he used a seer stone. This would not be the last time that Joseph’s activities with a seer stone were described as fraud. In terms coined only later, Joseph would be accused of being a “confidence man.”22 One of Joseph Smith’s biographers, Dan Vogel, picks up and continues this theme. As Vogel describes the reason why one might see Joseph as a con man, he also provides the information that allows us to see the important ways in which that label is a distortion of the actual historical situation:

A typical confidence scheme in Smith’s time involved a transient who entered an area that was known for its tales of lost treasures and the charlatan’s magical powers could be put to good advantage. Using a “peep” stone or mineral rod, he would lead the credulous to a remote spot where he had previously deposited a few coins and was able to impress them by “finding” the coins. In the ensuing excitement, he would ask to be paid for his services or, more boldly, suggest that a company be established and that shares be sold. Thereupon, he would disappear with the money. On the other hand, he might string the people along by leading them to subsequent spots, then offer magical explanations for the failure to locate or secure the treasure. For instance, he might tell them that the treasure was protected by an evil spirit or that they had not precisely followed the magical formula he had given them. Eventually he would suggest that the undertaking be abandoned, whereupon he would slip out of town with the money.23

The implication is that since Joseph used a peep stone, he must be seen in the same category as those who ran a scam with one. Clearly the 1826 court appearance tells us that some contemporaries considered him in that category. However, although the evidence is complex, it appears that Joseph was acquitted of the charge at that time.24 Should he also be redeemed from the continuing charges?

Undoubtedly there were those who preyed upon the folk beliefs of the too-trusting rural communities. However, the fact that the communities would be willing to follow the confidence scheme simply tells us that there was an existing belief system in which seer stones were considered effective and acceptable. The confidence men played off inherited traditions. Nevertheless, the fact that there are dishonest pretenders in any profession does not suggest that the entire profession is designed for dishonesty. Scams were run concerning seer stones not because seer stones were novel, but precisely because they were a traditional and respected method of finding that which was hidden.

There are two critical differences between the con men and the village seers. First, the charlatans were transients and the village seers were residential. The second is that the con man elicited money for his talents, and the village seers were consulted. We have at least three descriptions of how Joseph related to his clients, including Josiah Stowell, and in each case the client came to him with their problem.25 The con men created the scam for money and left so they would not have to deal with the consequences. The true village seers were part of the community, and remained so through success and failure. Their clients came to them because of a cumulative reputation. Against the records of a few scam artists we have the long tradition of village seers stretching back to England and covering hundreds of years of respectable service in their communities.

It is this traditional context of a finder of lost things, a see-er of the unseen, that explains how rocks in the hat figure in to the story of Joseph Smith and the translation of the Book of Mormon. The plates were accompanied by the Nephite Interpreters, which were two stones set in a silver bow.26 These stones appear to have functioned in a way Joseph understood from his experience with a seer stone. Although he began translation with the Nephite Interpreters, the record indicates that he changed to using his own seer stone. Why put the stone in a hat to translate? That part of the picture is easy. That was how such a stone was used. For Joseph’s community, that aspect was not unusual at all.27

Why translate with a stone? The conceptual link in Joseph’s mind would have been that he had been able to see that which was hidden, and the meaning of the script on the plates was certainly hidden to understanding. Nevertheless, this wasn’t a simple transition from seer to translator, even for Joseph. Joseph’s talent was for the mundane, but his gift was for the Holy. Joseph understood the difference between the two when Benjamin Saunders wanted him to see into futurity. Joseph understood that when he was asked to translate, he was being asked to do something very different from what village seers did. He was being asked to do something very different from what learned men did (2 Ne. 27:15-18).

Joseph learned from his community how to operate as a village seer, but he didn’t begin to understand how to be God’s seer until Moroni appeared to him. He did not fully make that transition until the sacred interpreters helped him move from finding lost objects to finding a lost people and lost gospel. Then, having learned to see that which was Holy, Joseph never returned to the mundane functions of the village seer. Eventually, he learned that he could use a seer stone just as well as the Interpreters. Only when he learned to see that which was Holy could he translate–and then it didn’t matter the lens through which he saw.

It is at this point that some might wonder if I believe that all seers saw things in their seer stones. I believe that seers believed that that they saw things in their seer stones. Do I believe that the seer stone prepared Joseph to translate?28 Only in that it allowed him to believe that he had a God-given talent that could be used for the purpose. Nothing in the world view of the seers prepared him for translating. He didn’t originally believe that his secular stones could translate, only the sacred interpreters. Even later when he learned that he could also translate through his own seer stone, he consistently said that the translation was done through the gift and power of God, not through any kind of rock. He knew that no other village seer could do it; he knew that he could not do it, save God alone intervened. Translating the plates was beyond the realm of the village seer and firmly and exclusively in the realm of God’s Seer.

Why Are We Surprised that Joseph Used a Rock in His Hat to Translate?

If we can find a context in which Joseph translating with a seer stone makes sense, why do we have to look so hard to find it? Why isn’t it as natural for us as it was for Joseph? That story also requires that we delve into history; in this case, the history of the interconnections between what we understand to be religion and what we understand to be magic.

Judeo-Christian religion shared the cultural cradle of the ancient Middle East. Dr. Shawna Dolansky, Assistant Professor of Religious Studies at Northeastern University, notes: “Evidence from ancient Egypt and Mesopotamia suggests that the dichotomy between magic and religion that is the starting point for many discussions of magic by contemporary scholars was not necessarily evident in biblical times. The fact is, in these civilizations that were contemporary with biblical Israel, magic and religion were only beginning to be differentiated. Evidence especially from Mesopotamia shows that this dichotomy is not an inherent one, but one that gradually develops over a period of time and is intimately tied to increasing social complexity.”29

Many of the Old Testament stories that we accept as religion have much in common with magical practices. They are difficult to separate because their differentiation depended not upon the things that were done, but the way those things were perceived. Sarah Iles Johnston, professor of Greek and Latin at Ohio State University explains:

The modern scholarly quest to establish a division between magic and religion does have some roots in antiquity, insofar as both ancient and modern discussions hinge on terminology: what one chooses to call any particular activity (and, it follows, who is doing the choosing) determines whether the activity is understood as acceptable or discredited, pious or blasphemous, religion or magic. In antiquity, magic (a term that I use as a shorthand way of referring to a variety of ancient Mediterranean words) almost always referred to someone else’s religious practices; it was a term that distanced those practices from the norm–that is, from one’s own practices, which constituted religion.30

Stated simply, “what I do is religion, what you do is magic.”31

Although it is difficult to see without close examination, the Old Testament exhibits this internal/external dichotomy between religion and magic. On the one hand, it is clearly antagonistic to people who perform certain acts. For example, we find in Exodus 22:18 the verse that underlay so many later tragedies: “Thou shalt not suffer a witch to live.” Deuteronomy 18:10-12 provides a list of magical practices that should be avoided: “There shall not be found among you any one that maketh his son or his daughter to pass through the fire, or that useth divination, or an observer of times, or an enchanter, or a witch, or a charmer, or a consulter with familiar spirits, or a wizard, or a necromancer. For all that do these things are an abomination unto the Lord.”

In spite of these obvious prohibitions, Dolansky notes that when you examine the nature of the practices, it isn’t the magic but the magician that is the problem. She concludes that “magic in the Hebrew Bible refers to the mediation of divine power; and in the hands of priests and prophets it is perfectly legal.”32 It is not the act, but the actor that creates the separation between religion and magic.33 David Frankfurter, Professor of Religious Studies and History at the University of New Hampshire, notes that: “people in their own cultural systems use such descriptive labels for political, sectarian, or simply taxonomic reasons, even with little reality behind the labels. Practically any practice, that is, might be labeled ‘magical’ or ‘sorcery’ under certain conditions.”34

Because these terms and concepts were socially constructed, they played an important role when social relationships changed. The division between religion and magic that affected Joseph Smith’s world (and which is perpetuated in ours), followed the tremendous social disruption of the Protestant Reformation and the Age of Enlightenment. As the Western world emerged from the Middle Ages, the Catholic Church had become the sole repository of answers to questions about how the world worked. As the Church had grown and conquered new territories, it often incorporated local religious practices into its own doctrines and understandings. In particular, local concepts of sacred space and sacred ritual often retained their sacrality while nominally moving from pagan to Christian spheres.35 The Protestant Reformation changed the definition of what was to be considered religion and what was deemed magic, and with that change, triggered massive social realignments—first in England and later in the Americas.

Where the Catholic tradition had accepted all types of sacred place and practice, the Reformation severely limited both. In redefining religion, it labeled as magic many of the aspects of Catholic sacred space and ritual.36 Richard Bushman has noted that “The Enlightenment drained Christianity of its belief in the miraculous, except for Bible miracles. Everything else was attributed to ignorant credulity.”37 Nevertheless, Jon Butler of the Department of History at Yale University points out:

By traditional accounts, magic and occultism died out in the eighteenth century: the rise of enlightenment philosophy, skepticism, and experimental science, the spread of evangelical Christianity, the continuing opposition from English Protestant denominations, the rise in literacy associated with Christian catechizing, and the cultural, economic, and political maturation of the colonies simply destroyed the occult practice and belief of the previous century in both Europe and America. Yet significant evidence suggests that the folklorization of magic occurred as much in America as in England. As in England, colonial magic and occultism did not so much disappear everywhere as they disappeared among certain social classes and became confined to poorer, more marginal segments of early American society.38

It is precisely this folklorization that created the social dichotomy in practices that were accepted by, in Butler’s terms, the more marginal segments of early American society. This separation with parallel persistence is what anthropologist Robert Redfield of the University of Chicago called a Little and Great Tradition. He explained:

Let us begin with a recognition, long present in discussions of civilizations, of the difference between a great tradition and a little tradition. . . In a civilization there is a great tradition of the reflective few, and there is a little tradition of the largely unreflective many. The great tradition is cultivated in schools or temples; the little tradition works itself out and keeps itself going in the lives of the unlettered in their village communities. The tradition of the philosopher, theologian, and literary man is a tradition consciously cultivated and handed down; that of the little people is for the most part taken for granted and not submitted to much scrutiny or considered refinement and improvement.39

Although some aspects of Redfield’s separation of the traditions have been criticized,40 the basic idea of the two separate but interrelated aspects of religion in a culture has great explanatory power. Irving Hexham, professor of Religion at the University of Calgary, describes the complex modern religious history of Korea in terms of the intertwining of a Little and Great Tradition:

When a Great Tradition is in decline its Little Tradition can continue with a vigorous religious life until another Great Tradition seeks to impose its beliefs as the religion of the people. This situation of religious change is well illustrated by the course of religious history in Korea, where the shamanism of the Silla kings was officially replaced by Buddhism. But with the decline of Buddhism and the imposition of Confucian rituals by the Yi Dynasty shamanism once more emerged as the enduring Little Tradition. Later in the nineteenth century when Confucianism declined, Christianity entered Korea and shamanism once more reasserted its traditional role.41

It is this ability to persist parallel to and intertwined with the Great Tradition that tells us how the social complex of the cunning men and wise women not only crossed the ocean from England, but formed a vibrant part of a defined segment of American society. The duality of traditions also explains the mutual antagonism between them. As competing explanations of reality, the two are uneasy bedfellows at best and feuding relatives at worst. D. Michael Quinn noted this division in approaches to the Little and Great Traditions: “Early Americans who did not share the magic world view condemned such beliefs and practices as irrational and anti-religious, but intelligent and religious Americans who perceived reality from a magic view regarded such beliefs and practices as both rational and religious.”42

Almost by definition, we perceive history through the eyes of the Great Tradition; the tradition with the greater social and economic standing and the tradition with greater ability to create a written legacy through the Enlightenment’s association with education. The Great Tradition writes the history that colors our perception of the Little Tradition. In the case of what we call magic, the anti-magical stance of the Great Tradition makes the folk magic Little Tradition an embarrassment. Andrew Lang, a British anthropologist of the last generation, provides a fascinating example of what happens when the Great Tradition expectation meets the Little Tradition reality: “‘I am glad to say my people are not superstitious,’ said a worthy Welsh clergyman to a friend of mine, a good folklorist, now, alas, no more, and went on to explain that there were no ghosts in the parish. His joy was damped, it is true, half-an-hour later, when his guest inquired of the school children which of them could tell him where a bwggan was to be seen, and found there was not a child in the school but could put him on the track of one.”43

The disdain of the Great Tradition for the Little Tradition is evident in an account of a trial for fraud, held in Kent, England, in 1850: “The defendant, who had the appearance of an agricultural labourer, resided at Rolvenden, where he enjoyed the reputation of being ‘a cunning man’, able to cure diseases, to explain dreams, to foretell events, to tell fortunes, and to recover lost property. He was resorted to as a wizard by the people of miles around, principally by the ignorant, but also by parties who might have been expected to know better.”44 The facts of the case are that many in the community consulted this cunning man. Of course, they had to have been ignorant folk. Nevertheless, there were some who didn’t appear so ignorant, although even they–should have known better.

Alan Taylor, a fellow at the Institute of Early American History and Culture, Williamsburg, Virginia, and an assistant professor at the College of William and Mary, explains the chasm between the Great and Little Tradition by focusing on Martin Harris:

[Martin Harris] was an honest, hard-working, astute man honored by his townsmen with substantial posts as fence-viewer and overseer of highways but never with the most prestigious offices: selectman, moderator, or assemblyman. In the previous generation in rural towns like Palmyra substantial farmers like Harris would have reaped the highest status and most prestigious offices. But Harris lived in the midst of explosive cultural change as the capitalist market and its social relationships rode improved internal transportation into the most remote corners of the American countryside. The agents of that change were the newly arrived lawyers, printers, merchants, and respectable ministers who clustered in villages and formed a new elite committed to “improving” their towns and their humbler neighbors. The village elites belonged to a new self-conscious “middle class,” simultaneously committed to commercial expansion and moral reform. Because of their superior contacts with and knowledge of the wider world, the new village elites reaped higher standing and prestigious posts from their awed neighbors.

Utterly self-confident in their superior rationality and access to urban ideas, the village elites disdained rural folk notions as ignorant, if not vicious, superstitions that obstructed commercial and moral “improvement.” Through ridicule and denunciation, the village middle class aggressively practiced a sort of cultural imperialism that challenged the folk beliefs held by farmers like Martin Harris. Harris’s material prosperity was comparable to the village elite’s but, because of his hard physical labor and limited education, culturally he shared more with hardscrabble families like the Smiths. A village lawyer needed only scan Harris’s gray homespun attire and large stiff hat to conclude that a farmer had come to town.45

We should not expect that because the Little Tradition is associated with the less educated that they were therefore simple or naÔve. Martin Harris might have been a participant and believer in the Little Tradition, but that doesn’t mean that he threw caution to the wind. The new elite might have seen Martin Harris as an ignorant and credulous farmer, but he would have seen himself as a cautious believer. His credulity allowed for true seers, but his caution told him that there were charlatans abroad. He pointedly told Joseph: “I said, Joseph, you know my doctrine, that cursed is every one that putteth his trust in man, and maketh flesh his arm; and we know that the devil is to have great power in the latter days to deceive if possible the very elect; and I don’t know that you are one of the elect. Now you must not blame me for not taking your word.”46

To resolve his question of whether or not he should support the Book of Mormon, Martin tested Joseph. When a pin Martin was using to pick his teeth fell into straw around his feet, he first attempted to find it. Not succeeding, he asked Joseph to use his seer stone to find the pin. Joseph did, bolstering Martin’s confidence that Joseph had the talent he professed.47 I find it particularly apt that the nature of the test was to find something lost. That is, of course, what a seer did.

Nevertheless, believing in Joseph as a true prophet and true seer had Martin straddling two traditions. The village seer belonged to the Little Tradition and a true prophet belonged the Great Tradition. Those in the Little Tradition understood that their quotidian practices were not religion (though they certainly didn’t consider them un-Christian). They even understood that their village practices were not respected by the Great Tradition. This is the reason that so many of those who participated in the Little Tradition attempted to separate themselves from it when they were later part of the Great Tradition, or when an interviewer from the Great Tradition asked about the old days. Richard Bushman demonstrates how this pressure affected the reminiscences of some of Joseph Smith’s neighbors:

The forces of eighteenth-century rationalism were never quite powerful enough to suppress the belief in supernatural powers aiding and opposing human enterprise. The educated representatives of enlightened thought, newspaper editors and ministers particularly, scoffed at the superstitions of common people without completely purging them. The scorn of the polite world put the Palmyra and Manchester money diggers in a dilemma. They dared not openly describe their resort to magic for fear of ridicule from the fashionably educated, and yet they could not overcome their fascination with the lore that seeped through to them from the past. Their embarrassment shows in the affidavits Hurlbut collected. William Stafford, who admitted participation in two “nocturnal excursions,” claimed he thought the idea visionary all along, but “being prompted by curiosity, I at length accepted of their invitations.” Peter Ingersoll made much more elaborate excuses. One time he went along became it was lunchtime, his oxen were eating, and he was at leisure. Secretly, though he claimed to be laughing up his sleeve: “This was rare sport for me.”48

Not only does understanding the Great and Little Traditions explain the antagonism we see in the Great Tradition histories, but the dual traditions also help explain one of the features or a Little Tradition religion when it is transformed into a Great Tradition religion. That shift in social acceptance and expectation triggers a responsive shift in the way the new religion sees itself and its history.

Morton Smith, a professor of History at Columbia University, examined this tendency in early Christianity, which began as a Little Tradition religion, but became a Great Tradition religion. Smith notes that the earliest forms of Christianity had a strong affinity with magical practices—practices that remain in descriptions of the healing miracles and turning water to wine. By the time of the gospels, however, that history was being written to remove references to magic. He concludes:

What evidence did the Christian tradition, as presented in the gospels, have in common with the picture of Jesus the magician? Since the authors of the gospels wished to defend Jesus against the charge of magic, we should expect them to minimize those elements of the tradition that ancient opinion. . . would take to be evidence for it, and to maximize those that could be used against it.

This expectation is, in the main, confirmed. The evangelists could not eliminate Jesus’ miracles because those were essential to their case, but John cut down the number of them, and Matthew and Luke got rid of the traces of physical means that Mark had incautiously preserved.49

The New Testament presented its message to, and participated in, a Great Tradition that Morton Smith notes was: “hostile to magic.”50 So also did the modern Saints tell their story within and to a Great Tradition that was hostile to magic.

As the early saints transitioned from a collection of believers into a formal religion, they began to see themselves within the Great Tradition. As with early Christianity, the stories they told of themselves naturally were recast to distance themselves from their Little Tradition heritage and provide an acceptable Great Tradition history. One of the obvious places to see this process in action is with the tools of the translation. We all know that Joseph used the Urim and Thummim to translate the Book of Mormon—except he didn’t. The Book of Mormon mentions interpreters, but not the Urim and Thummim. It was the Book of Mormon interpreters which were given to Joseph with the plates. When Moroni took back the interpreters after the loss of the 116 manuscript pages, Joseph completed the translation with one of his seer stones. Until after the translation of the Book of Mormon, the Urim and Thummim belonged to the Bible and the Bible only.51 The Urim and Thummim became part of the story when it was presented within and to the Great Tradition. Eventually, even Joseph Smith used Urim and Thummim indiscriminately as labels generically representing either the Book of Mormon interpreters or the seer stone used during translation.52

The Urim and Thummim were traditionally divinatory rocks, but most importantly, they were biblically acceptable divinatory rocks.53 From the Great Tradition perspective, their presence in the Bible made them religion, not magic. I suspect that the two interpreters made a natural comparison to the two stones, one Urim and one Thummim, from the Bible. Calling the biblical divinatory tools “rocks” instead of Urim and Thummim seems to demean them. The reverse process, calling the interpreters and seer stones Urim and Thummim, places them in a more appropriate religious category where they belong because of the sacred use to which they were put in translating the Book of Mormon.

This recasting of history was a story the Saints told themselves as much as what they presented to the world. I doubt that there was any conscious attempt to reconcile their history with Great Tradition expectations, let alone any attempt at deception. It was simply the natural response to their self-definition as a religion rather than a folk belief. It was a story told in a way that they subliminally knew was appropriate for a Great Tradition religion. The new history did not deny the past or alter the facts, but recolored them with a new vocabulary.54

Why, then, are we so surprised to learn that Joseph translated with a rock in his hat? That is a Little Tradition description and we are now firmly in the Great Tradition. We share the Great Tradition antipathy to those elements of the Little Tradition. Time has made the gap even greater than it was in Joseph’s day. Why do we have the two pictures with which we began? The more accurate, but more uncomfortable picture is a Little Tradition image. The other is a Great Tradition image. We have both because we can tell the story from two different perspectives.

Regardless of the perspective from which we tell the story, the essential fact of the translation is unchanged. How was the Book of Mormon translated? As Joseph continually insisted, the only real answer, from any perspective, is that it was translated by the gift and power of God.

Notes

1 Truman Coe to Mr. Editor, Hudson Ohio Observer, August 11, 1836 cited in Dan Vogel, Early Mormon Documents, 5 vols. (Salt Lake City: Signature Books, 1998), 1:47.

2 Elizabeth Ann Whitmer Cowdery, “Elizabeth Ann Whitmer Cowdery Affidavit, 15 February 1870,” in Early Mormon Documents, ed. Dan Vogel, 5 vols. (Salt Lake City, UT: Signature Books, 1870), 5:260.

3 Catherine L. Albanese, A Republic of Mind and Spirit: A Cultural History of American Metaphysical Religion (New Haven, CT: Yale University Press, 2007), 68. Also Jon Butler, Awash in a Sea of Faith: Christianizing the American People (Cambridge, Mass.: Harvard University Press, 1992), 67.

4 Keith Thomas, Religion and the Decline of Magic (New York: Charles Scribner’s Sons, 1971), 649-50.

5 Ibid., 266.

6 Deanna J. Conway, Crystal Enchantments: A Complete Guide to Stones and Their Magical Properties (Berkeley. Calif.: The Crossing Press, 1999), 291-3.

7 Andrew Lang, Crystal Gazing: Its History and Practice, with a Discussion of the Evidence for Telepathic Scrying (New York: Dodge Publishing Company, 1905), 32.

8 For the practices, see Thomas, Religion and the Decline of Magic, 656. Herbert Passin and John W. Bennett, “Changing Agricultural Magic in Southern Illinois: A Systematic Analysis of Folk-Urban Transition,” (reprint of a 1943 article) in The Study of Folklore, edited by Alan Dunces (Englewood Cliffs, New Jersey, 1965), 316-17, discuss agricultural magic in an Illinois town as collected in 1939, when the practices were beginning to fade. They note that they were practices that followed the Old English pattern.

9 D. Michael Quinn, Early Mormonism and the Magic World View (Salt Lake City: Signature Books, 1987), 38.

10 Richard L. Bushman, Joseph Smith and the Beginnings of Mormonism (Urbana and Chicago: University of Illinois Press, 1984), 70.

11 Lorenzo Saunders, “Lorenzo Saunders Interview, 12 November 1884,” in Early Mormon Documents, ed. Dan Vogel, 5 vols. (Salt Lake City, UT: Signature Books, 1884), 2:154-55.

12 Benjamin Saunders, “Benjamin Saunders Interview, Circa September 1884,” in Early Mormon Documents, ed. Dan Vogel, 5 vols. (Salt Lake City, UT: Signature Books, 1884), 2:139.

13 Quinn, Early Mormonism and the Magic World View, 39.

14 Henry Harris, “Henry Harris Statement, Circa 1833,” in Early Mormon Documents, ed. Dan Vogel, 5 vols. (Salt Lake City, UT: Signature Books, 1833), 2:75.

15 Lorenzo Saunders, interviewed by E. L Kelley, 12 November 1884, “Miscellany,” E. L. Kelley Papers, RLDS Church Library-Archives, Independence, Missouri, p. 11, in Early Mormon Documents, ed. Dan Vogel, 5 vols. (Salt Lake City, UT: Signature Books, 1833), 2:155.

16 Keith Thomas, Religion and the Decline of Magic, 234.

17 Ronald W. Walker, “The Persisting Idea of American Treasure Digging,” BYU Studies, 24, no. 4 (Fall 1984):433, notes: “The reality of actual treasure finds hardly explains the power and tenacity of the reassure myth “Finds’ were never commensurate with actual digging and were more a matter of accidental discovery than conscious magical enterprise. Even the discovery of mines, allegedly the most successful of the diggers’ pursuits, evoked skepticism and lacked documented results.”

18 Thomas, Religion and the Decline of Magic, 236.

19 Walker, “The Persisting Idea of American Treasure Hunting,” 439-40.

20 Richard L. Bushman, Joseph Smith: Rough Stone Rolling (New York: Alfred A. Knopf, 2005), 48.

21 Bruce A. Van Orden, “Joseph Smith’s Developmental Years, 1823-29 (JS ñ H 50-67),” In Studies in Scripture, Vol. 2: The Pearl of Great Price, edited by Robert L. Millet and Kent P. Jackson, (Salt Lake City: Randall Book, 1985),373.

22 Dale R. Broadhurst, “Joseph Smith: Nineteenth Century Con Man?” accessed July 2009 from http://sidneyrigdon.com/criddle/Smith-ConMan.htm, provides a long and nicely documented piece that clearly argues that Joseph Smith was precisely a con man, and was described as one. That he would have been seen as a con man by the writers from the Great Tradition is certainly understandable (see later in this paper). However, seem from inside his own social and economic class, the term is unwarranted and inaccurate. It is a historically accurate misrepresentation, but a misrepresentation nonetheless.

23 Vogel, Joseph Smith: The Making of a Prophet, xiv.

24 Previous records of what happened at the hearing have been supplemented by the discovery of court documents that have allowed a more complete legal analysis of the conclusions. The discussion of what happened at this hearing is beyond the scope of this papers. Sources to be consulted are: Marvin S. Hill, “Joseph Smith and the 1826 Trial: New Evidence and New Difficulties,” BYU Studies 12, no. 2 (1972):223-33, Gordon A. Madsen, “Joseph Smith’s 1826 Trial: The Legal Setting,” BYU Studies 30, no. 2 (1990):91-108, “Just the Facts: The 1826 Trial (Hearing) of Joseph Smith,” Accessed July 2009 from http://www.lightplanet.com/response/1826Trial/facts.html.

25 Vanderhoof’s grandfather came to Joseph to ask about the lost mare. Josiah Stowell came to Joseph to hire him to help find the silver mine. Martin Harris asks Joseph to find the pin he dropped in the straw (discussed below).

26 J. W. Peterson, “William Smith Interview with J W. Peterson and W. S.Pender, 1890,” in Early Mormon Documents, ed. Dan Vogel, 5 Vols., vol. 1 (Salt Lake City, UT: Signature Books, 09/03/23 1890), 508. A. W. Benton, “Mormonites,” Evangelical Magazine and Gospel Advocate 2:15 (April 9, 1840), 201, as quoted in Stephen D. Ricks, Joseph Smith’s Means and Methods of Translating the Book of Mormon (Provo, UT: Foundation for Ancient Research and Mormon Studies, 1986), 3.

27 “Palmyra Reflector, 1 February 1831,” in Early Mormon Documents, ed. Dan Vogel, 5 vols., (Salt Lake City, UT: Signature Books), 2:243, “‘Peep stones’ or pebbles, taken promiscuously from the brook or field, were placed in a hat or other situation excluded from light, when some wizzard or witch (for these performances were not confined to either sex) applied their eyes, and nearly starting [staring?] their [eye] balls from their sockets, declared they saw all the wonders of nature, including of course, ample stores of silver and gold.” Bracketed text retained from Vogel.

28 Mark Ashurst-McGee appears to see a developmental path from Joseph’s use of folk magic into his abilities as a prophet. Clearly there is a connection, but I seem to see a greater separation than he does. Mark Ashurst-McGee, A Pathway To Prophethood: Joseph Smith Junior As Rodsman, Village Seer, And Judeo-Christian Prophet, Master’s Thesis (Logan, Utah: Utah State University, 2000), iii, “For the most part, I present Joseph Smith’s divinatory development as he himself experienced it. Dowsing with a rod, seeing things in stones, and receiving heavenly revelations were as real to Smith as harvesting wheat. In order to understand his progression from rodsman to seer to prophet, one must first understand his worldview. The mental universe of early American water witches and village seers forms one of the historical and cultural contexts in which Joseph Smith developed his divinatory abilities.” Reacting specifically to this statement, my objection would be that Joseph Smith did not “develop his divinatory abilities,” but rather that they were bestowed upon him a s a gift from God, leveraging a talent he already had into the confidence to do what otherwise he would never have believed he could have done.
Alan Taylor also indicates a developmental path: Taylor, “Rediscovering the Context of Joseph Smith’s Treasure Seeking,” 21, “Indeed, I would argue that Joseph Smith, Jr.’s transition from treasure-seeker to Mormon prophet was natural, easy, and incremental and that it resulted from the dynamic interaction of two simultaneous struggles: first, of seekers grappling with supernatural beings after midnight in the hillsides, and, second, of seekers grappling with hostile rationalists in the village streets during the day.” Although these factors certainly contributed to the development of Joseph Smith the person, I do not see them as foundational for Joseph the Prophet. I see Moroni’s visit as creating a fundamental shift in his worldview, requiring that he relearn his place and reassign his talent to the Lord. It may not have been world-wrenching, but it still was dramatically different from the context of his daily life prior to that event.

29 Shawna Dolansky, Now You See It, Now You Don’t: Biblical Perspectives on the Relationship Between Magic and Religion (Winona Lake, Indiana: Eisenbrauns, 2008), 21.

30 Sarah Iles Johnston, “Magic,” in Religions of the Ancient World: A Guide, ed. Sarah Iles Johnston (Cambridge, Mass.: Harvard University Press, 2004), 140. Dolansky, Now You See It, Now You Don’t, 15, “In the case of the ancient world, it is difficult to find firm divisions between magical and religious activities until the time of classical Greece, and then those categories refer to social rather than substantive distinctions.”

31 Dolansky, Now You See It, Now You Don’t, 4: “The problem of differentiating between actions that are magical and those that are religious is important in the fields of anthropology and religious studies. Both magic and religion claim access to realms outside of ordinary reality and attempt to manipulate supernatural forces for desired outcomes in the natural world. Scholars have approached the categories of magic and religion from a variety of perspectives, distinguishing them on the basis of their techniques, social effects, and the status of their chief proponents. Some have suggested that there is no real difference, that the categories merely denote social conventions (“what I do is religion, what you do is magic”) and that the terms themselves should be dissolved altogether.

“The problem of defining magic has been a major portion of most LDS responses to the accusation that Joseph Smith participates in magic or the occult. In all cases, the problem is not with the facts, but with the connotations of the labels. See the following discussions of the use of the term “magic,” and to what it might apply: John Gee, “Abracadabra, Isaac and Jacob,” A review of “The Use of Egyptian Magical Papyri to Authenticate the Book of Abraham: A Critical Review” by Edward H. Ashment, FARMS Review, 7, no. 1, (1995): 47-67, John Gee, “Early Mormonism and the Magic World View, revised and enlarged edition,” A review of “Early Mormonism and the Magic World View, revised and enlarged edition” by D. Michael Quinn, FARMS Review, 12, no. 2, (2000):2-6, William J. Hamblin, “That Old Black Magic,” A review of “Early Mormonism and the Magic World View, revised and enlarged edition” by D. Michael Quinn, FARMS Review, : 12,no. 2 (2000 ): 3-9, Rhett S. James, “Writing History Must Not Be an Act of ‘Magic,'” A review of “Early Mormonism and the Magic World View, revised and enlarged edition” by D. Michael Quinn, FARMS Review, 12, no. 2 (2000):2-4.

32Dolansky, Now You See It, Now You Don’t, 99.

33 Ibid., 99-100.

34 David Frankfurter, “Dynamics of Ritual Expertise in Antiquity and Beyond: Towards a New Taxonomy of “Magicians”,” in Magic and Ritual in the Ancient World, ed. Paul Mirecki and Marvin Meyer (Leiden, The Netherlands: Brill, 2001), 159.

35 Karen Louise Jolly, “Magic, Miracle, and Popular Practice in the Early Medieval West: Anglo-Saxon England,” in Religion, Science, and Magic: In Concert and in Conflict, ed. Jacob Neusner, Ernest S. Fredrichs and Paul Virgil McCracken Flesher (New York and Oxford: Oxford University Press, 1989), 176, “Although there was conflict in early medieval society between the extremes of magic and religion–a product of the Christianizing process in which the converted and the church hierarchy redefined the acceptable and unacceptable–there were also gray areas of assimilation in which practices stemming from a similar outlook were transformed into something acceptable. The Christian Church, though openly countering magic with miracle, was not blind to this assimilation process as another means of conversion.

“The extremes of magic and religion or science, although well defined in most cultures, would necessarily have such gray areas between them, a product of the influences of change over time, as the acceptable and the unacceptable were redefined.”

36 Keith Thomas, Religion and the Decline of Magic, chapter 3, “The Impact of the Reformation,” provides extensive examples of the way in which this process moved through the Protestant rejection of Roman Catholicism. He concludes (75-76): “Protestantism thus presented itself as a deliberate attempt to take the magical elements out of religion, to eliminate the idea that the rituals of the church had about them a mechanical efficacy, and to abandon the effort to endow physical objects with supernatural qualities by special formulae of consecration and exorcism.”

37 Richard L. Bushman, Joseph Smith and the Beginnings of Mormonism, 7.

38 Butler, Awash in a Sea of Faith, 83

39 Robert Redfield, The Little Community and Peasant Society and Culture (Chicago: University of Chicago Press, 1960, rpt 1989.), 41-42.

40 Edith Badone, “Introduction,” in Religious Orthodoxy and Popular Faith in European Society, ed. Edith Badone (Princeton: Princeton University Press, 1990), 6: “Redfield’s work is in the tradition of the “two-tiered” models of religion that Brown seeks to escape. Like the term popular religion itself, the great tradition-little tradition distinction has helped to perpetuate the misconception that popular religion is always rural, primitive, unreflective, and traditional, as opposed to the urban, civilized, intellectual, and modern religion of the elite.” Stanley Brandes, “Conclusion: Reflections on the Study of Religious Orthodoxy and Popular Faith in Europe,” in Religious Orthodoxy and Popular Faith in European Society, ed. Edith Badone (Princeton, NJ: Princeton University Press, 1990), 187: “Despite these theoretical advances, Redfield and his followers–like the evolutionists before them–implicitly denigrated the religion of the masses. Not only did they view popular religion as less reflective and creative–in other words, more reactive–than that of the elite but they also believed that popular religion lagged behind elite religion temporally; elite beliefs and practices of one century might be discovered among the peasantry of the next.”

41 Irving Hexham, “Modernity or Reaction in South Africa: The Case of Afrikaner Religion,” in Modernity and Religion: Papers Presented at the Consultation on Modernity and Religion Held at the University of British Columbia, Dec. 15-18, 1981, ed. William Nicholls (Waterloo, Ontario: Wilfrid Laurier University Press, 1988), 81.

42 Quinn, Early Mormonism and the Magic World View, 225.

43 Lang, Crystal Gazing, 1.

44 David Vincent, Literacy and Popular Culture: England 1750-1914, Cambridge Studies in Oral and Literate Culture, ed. Peter Burke and Ruth Finnegan, vol. 19 (Cambridge, England: Cambridge University Press, 1993), 172.

45 Alan Taylor, “Rediscovering the Context of Joseph Smith’s Treasure Seeking,” Dialogue: A Journal of Mormon Thought, 19, no. 4 (Winter 1986):21. Internal references silently removed.

46 Martin Harris interview with Joel Tiffany, Tiffany’s Monthly, V , 169.

47 Ibid., 164.

48 Bushman, Joseph Smith and the Beginnings of Mormonism, 71-72.

49 Morton Smith, Jesus the Magician (New York: Barnes & Noble, 1978), 92.

50 Ibid., 146. As might be expected, Morton Smith’s presentation of Jesus as a magician is even more controversial than calling Joseph Smith a magician. John Gee, “‘An Obstacle to Deeper Understanding’.” Review of D. Michael Quinn, Early Mormonism and the Magic World View, revised and enlarged edition, in FARMS Review of Books, 12 no. 2 (2000):188 notes that Morton Smith’s idea that there were itinerant Greek magicians has been discredited. Gee does note (p. 186), “If Jesus can be seen in such a context [as a magician], why not Joseph Smith?”

51 J. V. Coombs, Religious Delusions: Studies of the False Faiths of To-Day (Cincinnati: The Standard Publishing Company, 1904), 61-62, “Dr. Wyl says that the name Urim and Thummim was first used by W. W. Phelps about the time of the publication of the Book of Commandments. This is ten years after Moroni’s visit. In the interim the work of translating is done by seer stones and stone spectacles! What a blessed thing it is that the more dignified instrument came soon enough to get into the second edition of the revelations, at the same time belated Moroni makes his advent!”

52 Richard Van Wagoner and Steve Walker, “Joseph Smith: ‘The Gift of Seeing'”, Dialogue: A Journal of Mormon Thought vol. 15, no. 2 (Summer 1982):62, “These stones could not have been the Nephite interpreters, yet Joseph specifically calls them ‘Urim and Thummim.’ The most obvious explanation for such wording is that he used the term generically to include any device with the potential for ‘communicating light perfectly, and intelligence perfectly, through a principle that God has ordained for that purpose,’ as John Taylor would later put it.” See also Mark Ashurst-McGee, “Moroni as Angel and as Treasure Guardian,” FARMS Review 18, no. 1 (2006):42.

53 This is an intentional distillation of the tradition, which would never have accepted the crude designation of “rocks” for the tradition stones the Urim and Thummim represented. There is a long tradition that they were associated with the gems on the ephod. See Cornelis Van Dam, The Urim and Thummim: A Means of Revelation in Ancient Israel (Winona Lake, Indiana: Eisenbruans, 1997), 16-23, 27-31.

54 The saints themselves would not have perceived a great division in their participation in the two cultural spheres. For them, the transition was likely imperceptible, even though they began to see themselves from the perspective of the religion they had joined. Bill Hamblin notes that they never did label themselves with any of the terms that the Great Tradition would have used to describe their Little Tradition practices. William J. Hamblin, “That Old Black Magic,” Review of D. Michael Quinn, Early Mormonism and the Magic World View, revised and enlarged edition, in FARMS Review of Books 12 no. 2 (2000): 233, makes this point in reference to Quinn’s association of the terms with Joseph Smith and his peers: “Joseph Smith never called himself a magician, sorcerer, occultist, mystic, alchemist, kabbalist, necromancer, or wizard. He did not ’embrace’ this ‘self-definition.’ Nor did any of his followers.”

Revised or Unaltered? Joseph Smith’s Foundational Stories

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Question
Did Joseph Smith revise the First Vision story over time?

Short Answer
Critics sometimes claim that Joseph Smith changed his account of the First Vision and the coming forth of the Book of Mormon over time. This presentation argues that the historical evidence instead shows a consistent core narrative from the earliest accounts onward, while later retellings often expanded details or emphasized different aspects for different audiences.
Key Takeaways
  • Early eyewitness reports from Joseph Smith’s family and associates consistently describe an angelic visitation connected to golden plates and divine revelation.
  • Hostile newspaper accounts and critical sources often preserved authentic elements of Joseph Smith’s story even while attempting to reinterpret or ridicule it.
  • The presentation compares the 1832 and 1838 histories and argues that differences between them reflect incomplete narratives and differing purposes rather than fabrication.
  • Accusations involving money digging, folk magic, and Luman Walter are examined in historical context using eyewitness documents.
  • The speaker argues that many claims of “revisionism” are based on selective readings, incomplete documents, hostile reinterpretations, or natural variations in retelling.
  • The talk explores the multiple First Vision accounts and argues that they preserve a stable underlying narrative.
  • Revival activity near Palmyra and throughout western New York is examined as historical context for Joseph Smith’s religious questions.
  • Oliver Cowdery’s early church history writings are presented as evidence that early Church leaders were already familiar with the First Vision narrative.
  • The presentation also analyzes the literary and biblical structure of Joseph Smith’s 1832 First Vision account, including parallels to Acts 26 and Psalm 31.

Summary

Summary

This presentation analyzes accusations that Joseph Smith altered the stories of the Restoration over time, particularly the coming forth of the Book of Mormon and the First Vision. Using early eyewitness accounts, critical sources, newspaper reports, and manuscript comparisons, the speaker argues that Joseph Smith’s central storyline remained remarkably consistent from its earliest tellings. He contends that many alleged “revisions” actually stem from misunderstandings of incomplete documents, selective readings, or hostile reinterpretations created by critics.

A major focus of the talk is Joseph Smith’s 1832 history, including its relationship to later First Vision accounts and Book of Mormon narratives. The speaker proposes that the 1832 account was deliberately constructed using biblical frameworks and literary parallels, particularly from Acts 26 and Psalm 31. He also examines revival activity in the Palmyra region, Oliver Cowdery’s early historical writings, accusations involving money digging and Luman Walter, and the broader question of how historical memory becomes reshaped over time.

TL;DR

TL;DR (Too Long; Didn’t Read)

This talk argues that Joseph Smith’s accounts of the Book of Mormon and the First Vision did not evolve into entirely new stories over time. Instead, the speaker shows that early eyewitnesses, critics, and historical documents consistently preserve the same core narrative elements. The presentation also explores how later critics contributed to confusion through rumor, speculation, and selective interpretation of historical records.

Introduction

Critics of Joseph Smith have long claimed that the stories of the Restoration offered by him were revised over a period of time until they became what is known today as the accepted history of the Church. In my lecture this morning, I would like to examine some aspects of this claim of revisionism from a documentary perspective. 1

I will start by talking about the story of the coming forth of the Book of Mormon and then move into a discussion of the First Vision.

I have a very definite reason for addressing these topics in reverse historical order. This will become apparent as my lecture progresses. Please be aware that in my remarks today I will be utilizing several abbreviations such as:

  • JS1832, which refers to Joseph Smith’s 1832 history, and
  • JS1838, which refers to the manuscript that was published in 1842 and became the official history of the Church.

I will be presenting and summarizing a considerable amount of new research on both the story of the coming forth of the Book of Mormon and that of the First Vision. But it’s not nearly all that I have available at this time. It is my hope that you will find something in this material that will be useful in defending the prophet’s foundational stories from the critics of the Church.

The Earliest Book of Mormon Accounts

If a person wants to determine whether or not a story has changed over time, it is logical to first examine that story in its earliest known form. In the case of the Book of Mormon account, we are fortunate to have records from several eyewitnesses who heard Joseph Smith relate this story for the first time.

These witnesses are his mother, Lucy Mack Smith, his sister Katherine Smith, and his brother William Smith.

These three eyewitnesses agree that Joseph’s story was first told to them during the fall harvest season shortly before Alvin Smith died, thereby giving us a date of 1823. They are also in agreement that the story told to them was that an angel had appeared to Joseph and told him about a golden engraved record hidden in a nearby hill.

Joseph talked to his whole family about this revelation for a considerable length of time. He stated that he was required to wait for a period of four years before he was allowed to retrieve the record.

He also warned his family members that they must not tell others in the community about this ancient artifact.

None of these three eyewitnesses ever mentions that they heard any different story of origin related by Joseph Smith, and none of them ever mentions hearing, even in the community, any earlier version of this story.

Independent Witnesses to the Story

Lorenzo Saunders

It is interesting to note that one of the Smiths’ neighbors named Lorenzo Saunders stated that before Alvin Smith died in November of 1823, Joseph Smith Jr. told the Saunders family that he had seen an angel and was notified about the plates.

Joseph Smith evidently broke his own rule of non-disclosure in this instance, but in the process provided an independent set of witnesses to the elements of his story in 1823.

Harrison Chamberlain

A possible secondhand verification of this circumstance comes from Harrison Chamberlain. He claimed to have heard from people living in the vicinity of Palmyra that in the late fall of 1823, Joseph Smith told his most intimate associates about his vision of an angel and the engraved golden plates buried in a hill which contained revelation from God.

The Knight Family

We know that Joseph’s story about the Book of Mormon remained the same through the year 1826 because during that period he worked in southern New York State for the Knight family.

While he was in their employ, he said that a person had appeared to him in a vision and told him where there was an ancient gold book buried.

Martin Harris and the Golden Plates

Martin Harris is our next eyewitness for the content of Joseph Smith’s story. He said that the first time he heard about the gold Bible was around the 1st of October in the year 1827.

Harris recalled that the day following this, he went into Palmyra and spoke to some of the residents of the village about this matter. They repeated the account of it as given to them by Joseph Smith Sr., and it matched with what Joseph Jr. had said earlier.

Lucy Mack Smith arrived a little bit later at the house of Martin Harris and told him about Joseph bringing the plates to the Smith residence and many other things.

She further informed Martin that Joseph wished to see him. Martin sent his wife and daughter home with Lucy Mack Smith at this time. When they returned, they told Martin that they had both been allowed to lift a very heavy object that was said to be the golden plates.

When Martin Harris went himself to the Smith home in Manchester, New York, Joseph Jr. was away. Martin reports,

“This gave me an opportunity of talking with his wife and family about the plates.”

Harris Interviews the Smith Family

Martin indicates that he desired to get at the truth of the matter.

“I talked with them separately,” he said, “to see if their stories agreed, and I found they did agree.”

“When Joseph came home, I did not wish him to know that I had been speaking with them. So, I took him by the arm and led him away from the rest, and requested him to tell me the story, which he did as follows. He said an angel had appeared to him and told him it was God’s work.”

Joseph talked about the spectacles and said that they had the ability to display a lifelike visual image. 2 He also said the angel told him that the plates must be translated, printed, and sent before the world.

Martin relates,

“While at Mr. Smith’s, I hefted the plates and knew from the heft that they were lead or gold, and I knew that Joseph had not credit enough to buy so much lead.”

We may conclude from all of this documentary evidence that between the initial disclosure of the origin of the Book of Mormon in the fall of 1823 and Joseph bringing the plates into the Smith residence in the fall of 1827, his story did not change.

He consistently told individuals that an angel of God had informed him about a set of golden plates.

Public Speculation and Competing Narratives

Then the historical scene changes dramatically.

It is known from documentary sources that in the year 1827, Joseph Smith started making his story known among the general populace. I have collected several statements by critics — actually, there’s eleven — who say that they heard the story during this year from either Joseph Smith or one of his close associates.

There were, of course, some people who were skeptical about the young man’s claims of new revelation from the Almighty. This is the time period where the public started to speculate heavily about what they thought was really behind Joseph Smith’s story and how they imagined the book idea really originated.

Rumors and Alternative Explanations

By the summer of 1829, when the Book of Mormon was being prepared for the press, the line between history and mythology had been blurring for some time. An issue of the June 1829 Wayne Sentinel newspaper in Palmyra made note of the fact that there had already been much speculation about the Golden Bible floating around the region. 3

Steven S. Harding provides us with a unique and insightful snapshot of what was going on during this precise time period. He visited the Grandin print shop where the book was being published, and there he met Father Smith, the prophet, Oliver Cowdery, and Martin Harris in the morning.

Then in the afternoon, he had a lengthy conversation with his cousin Pomeroy Tucker and Mr. Grandin where he heard some new things about the book that was being produced.

Martin Harris About the Book of Mormon

The things that he heard from these two different groups of men is very instructive. Martin Harris informed Harding that:

  • the plates of the book were found in a hill,
  • an angel of the Lord was involved, and
  • the devil was working to thwart the project.

Tucker About the Book of Mormon

Pomeroy Tucker, on the other hand, told him something quite different. He wanted Harding to believe that Joseph Smith had a connection:

  • with the black art,
  • animal sacrifice, and
  • money digging. 4

Though in later years, Tucker admitted that these stories only qualified as rumors.

When Mr. Grandin was interviewed about the Book of Mormon just two years later than his meeting with Harding, he also seemed to be of the opinion that the golden plates were connected with money-digging lore.

John H. Gilbert, whose picture you see here on the screen, was also a workman in the Grandin print shop during the production of the Book of Mormon. He likewise held to the belief that Joseph Smith was a money digger who was involved in magic practices.

From this documentary evidence, it can be concluded that two different stories of origin were being promulgated in the Grandin building at the same time that the Book of Mormon was being issued from it.

Authentic Accounts Versus Public Speculation

The workmen of the Grandin print shop typeset and proofread the preface page of the Book of Mormon. And so they knew without any ambiguity what the authentic story of its origin was.

They were also aware from this document that there were “many false reports” circulating about the book.

Yet they chose to champion the rumors that were swirling around the region. Their repetition of idle reports, therefore, represents a deliberate revision of Joseph Smith’s own story.

On this next slide, I have highlighted the date, August 1829, so that you can see how the information that I just presented correlates with what I will talk about next.

It is at the very same time that Steven Harding was hearing an alternative storyline in Palmyra that some Latter-day Saints tried to set the record straight.

The report of story elements printed in the 11th of August 1829 issue of the Palmyra Freeman is not perfect, but it is very close to being correct in its elements. After filtering out a little of the biased opinion and incorrect notations, it says this:

“Joseph Smith of Manchester, New York, said he was visited three times by a messenger of the Almighty. Joseph was informed that a golden Bible 5 was deposited in a hill in Manchester. It was an ancient record of divine nature and origin. Joseph went to the place of deposit, dug into the earth a little ways, and found the golden Bible along with a huge pair of spectacles.

“Joseph was instructed not to let any person see the objects on penalty of death. The plates of gold measured 8 inches long and 6 inches wide and were 1/8 of an inch thick. The plates were engraved with hieroglyphics and the spectacles enabled Joseph to interpret the characters on the plates.”

The rest of the information that is on this slide shows a very interesting pattern. The first item tells us that rumors were flying through the countryside. Next, the Saints offer the authentic elements of the story to the public.

Then we find a blatant act of historical revisionism.

Abner Cole and the “Book of Pukei”

Abner Cole wanted to mock the Book of Mormon in his newspaper, The Reflector. He was most probably motivated to do this because he had violated copyright law (by the way, he was an ex-justice of the peace) by printing portions of the Book of Mormon in his paper, and the prophet forced him to stop his illegal activity.

Cole’s mockery text was called the Book of Pukei.

In this production, the editor took authentic elements of the story of the Book of Mormon’s origin and mixed them together with elements of speculation that had been floating around the community.

This is important to understand. He is using authentic elements in that Book of Pukei and he’s mixing them together with the rumors, and something’s going to happen.

Cole utilized the dialogue of one of the characters in his mockery text to call Joseph Smith an ignoramus, a criminal, and a servant of Satan.

It is in this text that Joseph Smith is connected with a man from the Great Sodus Bay called Walters the Magician, which is probably Luman Walter.

Cole claims in the Book of Pukei that the Book of Mormon really came into existence in the following manner.

Walters the Magician Narrative

  • Walters the magician was involved in witchcraft and money digging. Walters was summoned to Manchester, New York, by a group of wicked, idle, and slothful individuals, one of which was Joseph Smith.
  • Walters took the slothful individuals of Manchester out into the woods on nighttime money-digging excursions. They drew a magic circle, sacrificed a rooster, and dug into the ground on many occasions, but never actually found anything.
  • The slothful group of Manchesterites then decided that Walters was a fraud. Walters himself admitted that he was an impostor. And decided to skip town before the strong arm of the law caught up with him.

Remember that Cole is an ex-justice of the peace, and so he is talking through this document. “The strong arm of the law is going to catch up with you impostors.”

  • At this point, the mantle of Walters the Magician falls upon Joseph Smith and the rest of the Manchester rabble rallied around him.
  • And then we have the spirit of the money diggers — who is identified implicitly with Satan in the text — who appears to Joseph and reveals the golden Bible 5 idea to him.

This is what we’re hearing from Abner Cole in the Book of Pukei. If we look again at the chronological data on this slide, we can see a very informative pattern.

From Speculation to “Certainty”

A few months after Abner Cole published his book, he lamented that the published attempts to explain the origin of the Book of Mormon were thus far unsatisfactory and uncertain.

This means two very important things.

  1. Number one, Abner Cole was announcing that he rejected the authentic elements of the Book of Mormon story that had been made known in the Palmyra Freeman during the same time when the book was being published.
  2. Number two, Abner Cole was not claiming that the information put forward in his Book of Pukei was the final word in historical authenticity.

But that acknowledgement did not last long.

In the next item on the slide, we see that shortly thereafter, Cole reprinted the speculatory information on Walters the Magician, but this time he left out all of the authentic elements of the story that had been included in his previous work.

He proclaimed this time around that there was little doubt in the minds of some Palmyra residents that this version of events was the real deal.

Shortly thereafter, there was yet another transformation of the magic theory. In March of 1831, it was being proclaimed in the press that there was no doubt about Cole’s purported connection between Joseph Smith and Walters the Magician.

So, we can see that between June 1829 and March 1831, the progression among outsiders was from uncertain speculation to absolute certainty.

Eyewitnesses Contradict the Walters Narrative

There was only one thing wrong with the Walters the Magician scenario being advocated by Abner Cole. It was the exact opposite of historical reality as reported by eyewitnesses.

Eyewitness – Emer Harris

Emer Harris, the brother of Martin Harris, said that he had personal knowledge of the fact that some people in Palmyra had hired an astrologer to find the plates of the Book of Mormon.

Eyewitnesses from the Smith Family

Lucy Mack Smith recalled that a group of 10 or 12 men sent for a conjurer 6 to come and divine by magic art the place where the record was deposited.

This conjurer did in fact arrive in Palmyra and assembled with the group which had sent for him.

We know this because Father Smith, the prophet’s father, saw them himself meeting together to the east of his farm, and he overheard their plans to try and obtain the golden Bible for themselves.

The prophet’s sister Katherine remembered that when her father heard about the conjurer, an effort was made to go and warn Joseph Smith about this man and the plan that was being used against him.

Eyewitness – Joseph Knight Sr.

Joseph Knight Sr. verifies that “a great rodsman went to the Smith home in Manchester and attempted to locate the hiding place of the golden plates through the use of divining rods.” 7

Eyewitness – Brigham Young

And Brigham Young reported that this fortune teller was named Walters.

President Young related that this man angrily pointed out Joseph Smith among a crowd of people. And with considerable profanity identified Joseph as the one person who could obtain the treasure that was hidden in the hill.

But he acknowledged that he himself was not able to obtain it.

Walters the Magician was not the friend of Joseph Smith. He was his adversary.

The eyewitnesses never connect these two individuals in any type of complicity.

Critical Sources That Preserve the Original Story

Now that I have shown you that some of Joseph Smith’s critics were perfectly willing to intentionally alter his storyline, I would like to demonstrate that some of these critics have, in fact, preserved clear evidence that the prophet did not alter his storyline over time.

I have taken a careful look at the accounts of Mormonism’s detractors who claim that they heard Joseph Smith and his close associates tell the Book of Mormon story between 1827 and 1830.

Once a person understands the full Book of Mormon account that was being repeated by the early Saints, then it is not difficult to pick up the pieces of that pattern as they are scattered throughout the narratives of the critics.

Let me read to you just the pattern that is present in one single source for the year 1827. The source is Willard Chase.

The Willard Chase Account

These are the elements he says he heard from Joseph Smith Sr. and Joseph Smith Jr. in 1827.

Learning About the Plates

  • Joseph Smith Sr. said that some years prior to 1827, a spirit was sent and appeared to his son in a vision and informed him about the existence of a record on golden plates which were deposited inside of a stone box.
  • Joseph Jr. was identified as the person who must obtain the plates, and he was to do so on September 22nd.

Seeing the Plates

  • Joseph went to the place and raised up the stone box lid. There was a large pair of spectacles in with the plates.
  • Joseph removed the golden book. He was worried that someone might discover where he had gotten it. So, he laid down the plates in order to replace the top stone of the box.
  • The book vanished and reappeared inside the box.
  • Joseph attempted to get the book again, but he was struck several times.
  • A man, who was “the spirit of the prophet who wrote the book”, appeared and told Joseph that he had not been obedient.
  • Joseph was told to come to the same spot one year later and bring his older brother. By the end of the year, however, Joseph’s older brother died. Joseph went one year later and was directed by the spirit to return after another year. Joseph went to Harmony, Pennsylvania, and he eloped with Emma Hale.

September 1827

  • In the forepart of September 1827, Joseph Jr. told Willard Chase himself that he expected that he would soon take possession of the gold book, and he asked Chase to make him a chest with a lock on it, stating that he had been commanded to keep the book concealed from the eyes of all others but himself.
  • A few weeks later, Joseph told Chase that early in the morning of the 22nd of September 1827, he took the one-horse wagon of a house guest and together with his wife went to the hill that contained the book.
  • Joseph left his wife in the wagon, retrieved the book, hid it inside of a tree, and went home. He then traveled to Macedon, New York, to work.
  • After 10 days, a rumor arose that someone had gotten the book, and so Joseph’s wife went after him.
  • Joseph went to the place where he had hidden the plates, wrapped them in his frock, and headed toward his family’s home.
  • Joseph was attacked in the woods by two men. He knocked them down, arrived safely at his home, and secured his treasure.
  • Martin Harris gave Joseph Smith $50 to help him in the work of translating the book.

That’s Just One Source

This is just the information from one single 1827 critical source. I have 11 of them just for the year 1827.

And if you read the autobiography of Lucy Mack Smith, you will see that there are many matches with the information that she provides.

I wish I had adequate time to show you those, but we have got a lot more to deal with.

So, let’s move on.

Did the Book of Mormon Story Evolve?

Did the Book of Mormon story evolve? This chart here will help to demonstrate that Joseph Smith’s storyline did not evolve.

This chart here shows you that during this particular year of 1827, we have all of these reminiscences — eleven in all. What I did was I compared those particular reminiscences with JS-1832, and there’s 18 parallels.

And then I did the same exact thing with JS-1838, but there are 26 parallels at that point. So, that tells us that there is something going on as far as revision goes.

If you have a storyline, and it’s being revised over time, you would expect to see less parallels over that period of time – because it would be changing.

But we have just the opposite with this particular circumstance.

And so this is one indication that the storyline is not evolving because we have written information available to us and more matches to the verbal information is found.

Understanding the Limits of JS-1832

The final point that I would like to make in relation to the Book of Mormon storyline is that it is necessary for any person to obtain an accurate understanding of a document before they can draw legitimate conclusions from it.

The prophet’s 1832 history provides us with a prime example of the importance of this principle. This document is the earliest known cohesive account of the coming forth of the Nephite scripture produced by Joseph Smith.

Some critics may think that since it is the earliest document, then any story elements that are not found within it, but which turn up in later narrations, must represent an expansion or an evolution of the storyline.

But in this case, they would be dead wrong.

Using the Critics’ Claims Against Them

What I decided to do in this particular case was take the 1832 history and break it down into its elements. There’s approximately 90 of those elements.

The critics say that what Joseph Smith did was, he evolved his story over time. So what I wanted to do was see, first of all, how complete is that document.

I went and looked at all of the non-LDS sources that I could find to determine how many elements of the story were not in the 1832 document, but which were floating around the community.

I’ve got that paper up here, and it would take a very, very long time to read. It’s 24 pages long, but it ends up that the 1832 document is 50% incomplete.

That’s a lot of information.

And when you go through this particular paper that I’ve done, what I’ve done in addition is I’ve said, “Okay, what about those elements that are not included by Joseph Smith in the 1832 document? Are they included by him and other members of the Church in subsequent histories?”

And the answer is yes.

And so I’ve done an analysis to show that every single one of them that are not in 1832 are in histories by Latter-day Saints at later times.

JS-1832 is Not a Complete Narration

That tells us that those are integral parts of the story. But more than anything else, it tells us that the document itself, JS-1832, cannot be looked upon as being a complete narration of the story.

And so you have to consider that when you’re talking about the evolution of the storyline.

Of course, anti-Mormons want to say, “Well, we’re going to look at 1832, and anything that’s subsequent to it that we don’t see in 1832 must be a revision.”

And so, I want to point out to them that that is not the case.

In fact, we’ll be dealing with that with the First Vision. 8

Recommended Research on Moroni and Revision Claims

But before we do, I would like to point out that there’s two articles that I think are quite excellent that deal with the idea of Joseph Smith’s supposed revision with the Book of Mormon story.

And that is one by Larry Morris — that’s in the FARMS Review — and one by Mark Ashurst-McGee that’s in Mormon Historical Studies.

And what they do is deal with the Moroni story. I think that they are well worth looking into for anybody who’s interested.

Introducing the First Vision Discussion

So, let’s move on now to some information about the First Vision.

What you see on the screen, this is JS-1832. That is Joseph Smith’s first time (that we know of) that he has told the First Vision story in a formal manner.

And it is the only one where he has written it himself.

So what you’re seeing here on screen is Joseph Smith’s handwriting. And if you look at the very bottom there, it ends with the words of Christ talking to him during the First Vision.

JS-1832, as stated before, is only about 50% complete when it comes to the information that has to do with the Book of Mormon. Well, that has some implication for the First Vision material itself.

I have done a preliminary analysis.

In fact, I can just show you one slide here. There’s a preliminary analysis. I just scanned over some documents to find that there are indeed pieces of the First Vision story that are not included in JS-1832 that were known among the non-LDS community beforehand and which show up in JS-1838.

And so they are integral parts of the story.

But it tells us — just these three little items — they tell us that the information on the First Vision in JS-1832 is not complete. But we’re going to get into much more of that.

Let’s go here to this next slide.

Why Joseph Smith Wrote the First Vision Himself

I want you to see this pattern. The red text represents Joseph Smith’s own handwriting.

First of all, at the top we have the scribe Frederick G. Williams. He barely wrote down a paragraph worth of material before he was replaced by the prophet.

This is a very curious fact, especially because right after Joseph Smith finished with the First Vision material, Brother Williams took over again.

This pattern seems to be an indication that the prophet wanted to write down the First Vision story himself.

And so the next question becomes why?

A possible answer to this question presents itself when one considers what happened to Joseph Smith when he tried to share the First Vision story for the first time on an informal verbal basis.

We read in the 1838 history of the Church that when the prophet first started telling others about his theophany, he ran into an immediate snag, and it was a particularly perplexing one.

His story was not only treated with great contempt, but Joseph was told that the experience was all of the devil.

Biblical Frameworks in JS-1832

I believe that Joseph Smith was trying in his initial written account of the First Vision to find a way to counteract these very negative reactions.

And here’s my evidence.

This slide shows that the JS-1832 First Vision recital is built over a continuous framework of biblical passages — roughly 47 in all. They span the entire Bible from Genesis to Revelation.

It appears that Joseph Smith was attempting to bolster the chances of his story being accepted by the world by couching it in language that would resonate in a positive manner with the masses.

Joseph Drew Specific Parallels to Help Listeners Understand

But look more closely at this slide. In the area where the actual theophany takes place, which is between the brackets, you will notice that Joseph Smith has incorporated three very relevant Bible stories into the telling of his tale.

Three stories that have to do with the appearance of heavenly beings.

  1. The first is the story of the angels who visited the shepherds amidst a heavenly light and announced the coming of the Christ.
  2. The second has to do with the appearance of the Savior to the apostle Paul when the light shone around him.
  3. And the third is about the apostle Stephen seeing both the Father and the Son.

Comparing Joseph Smith to Paul

But before we move on to the next slide, I will remind you what the prophet said about the rejection he experienced when he first announced his vision.

He said, “I felt like the apostle Paul because they wouldn’t believe my vision either.”

And so when Joseph Smith incorporates Acts 26 into his framework, the parallels are so exacting that when Paul speaks in his text in Acts 26, Joseph speaks in his text.

When Jesus addresses Paul in the Bible passage, Jesus addresses Joseph in JS-1832, and then it switches back again.

It is a very, very exacting set of parallels.

Psalm 31 and the Personal Nature of the Account

But this is what really caught my attention.

This is Psalm 31. On the left-hand side is the text of JS-1832.

It appears that Joseph Smith utilized a large-scale framework of Psalm 31. The parallels in here are very exacting.

I’ve also been able to see in this that there are some elements of Psalm 31 that he incorporated into JS-1838.

Psalm 31 as a Vehicle for Joseph to Tell His Story

Psalm 31 is a deeply personal psalm. If you read it, you can see that there is a lot of heartfelt dialogue going on.

That is something that people have noticed about JS-1832. Joseph Smith’s 1832 account of the First Vision is very personal.

But this next slide shows us that there’s much, much, much more to this particular document.

This is a document that’s created by Joseph Smith when he is 26 years old.

If you look at the top of the page, you will see a set of props and a set of themes. The dividing line that goes through that slide shows you the place where he stops and prays.

All of the parallels underneath are an exact match.

Joseph Smith has constructed this document very, very, very carefully. This is not a retelling of a story. This is a very complex document.

I don’t think I have seen it all yet. These are things I have seen in the last two weeks. I have seen a few more things since. I am coming to the conclusion that this document needs to be studied a lot more. A lot more.

The reason why it didn’t become published is very interesting to me. In fact, the whole nature of the document — I have a theory which I will work on. But this document is so extremely interesting because it’s so complex. Joseph Smith is trying to do something very deliberate, and I think that it calls for much further study.

Opposites and Contrasts in the Narrative

Here is another set of parallels. These are opposites.

In this particular set, we learn what happens to Joseph Smith before and after. I’ll just read off what it says.

  • The world’s in darkness, and then Joseph is surrounded by light.
  • Joseph’s mind was exceedingly distressed, but afterwards he’s filled with love.
  • Some people said there was no God, and Joseph saw Him.
  • When Joseph saw the Lord Himself, mankind was not coming to the Lord, but the Lord was with Joseph afterward.
  • Joseph felt grief before, but he felt joy after.
  • Joseph had belief before, but afterward he could find none who would believe.

As you can tell by now, this is an intricate text, and again, I would say that it calls for further study.

The Presence of God the Father in JS-1832

This brings us to the most frequent anti-Mormon criticism about JS-1832. That God the Father is obviously not mentioned as making an appearance to Joseph Smith in this First Vision account.

I would like to suggest, however, that all this time we as Latter-day Saints have not recognized that God the Father’s appearance is in fact referred to right in this document.

But all this time, we’ve been looking in the wrong place.

In the introductory remarks of JS-1832, Joseph Smith outlined precisely how he was about to proceed in the narration of his history.

The Testimony From on High

He mentioned that in the very first incident associated with his marvelous experience in the Restoration, he received “the testimony from on high”.

Because of the formatting of the introductory paragraph and the structure of the text which follows it, it can be concluded with a marked degree of certainty that this testimony was connected with the First Vision.

The question to ask then is what was “the testimony from on high”? Joseph Smith answers this question in another one of his recitals, which is November of 1835. There he states that one of the two personages who appeared to him testified that Jesus Christ was the Son of God.

In JS-1838 (which is the First Vision narrative now published in the Pearl of Great Price) 9 we learn that one of the personages testified to Joseph Smith using the following words: “This is my beloved Son.”

We may comfortably conclude from this documentary evidence that the testimony from on high of JS-1832 is equivalent to the phrase spoken by God the Father in JS-1838.

Therefore, we may safely say that when Joseph Smith wrote the 1832 account of the First Vision, the appearance of God the Father was definitely in his mind because he obliquely refers to it.

It seems that he did not make an explicit mention of this part of the story simply because of what I have shown you before.

He had chosen to use the Apostle Paul’s experience as the main framework for that portion of his narrative – and Paul only saw Jesus Christ.

Responding to Revisionism Claims

I would now like to offer some brief insights on a few other anti-Mormon arguments that are commonly used against the First Vision, specifically those that are connected with accusations of revisionism. 1

The first anti-Mormon claim that I would like to draw your attention to is what I call a “real whopper”.

Revisionism Claim: Joseph Joined a Church After 1820

It says that Joseph Smith joined not just one church after God supposedly commanded him not to in 1820. (Thus demonstrating that his meeting with the Lord never really happened.) But he joined three different churches before he formally organized the LDS faith in 1830.

The basic problem with this particular argument is that there have been no authentic documents ever produced confirming that Joseph Smith actually became an acknowledged member of either the Baptist, the Methodist, or the Presbyterian denominations.

Every one of the claims of joining other faiths is made extremely late in the historical record.

But I have gathered together a few very early documents that say just the opposite. I’ll just read through a few of them briefly.

Here it is.

  • In November 1830, four LDS men from New York teach that at the time the angel appeared to Joseph Smith (September 1823). He made no pretensions to religion of any kind.
  • 1831 — this is February — the editor of the Palmyra newspaper claims that he had been credibly informed and is quite certain that the prophet never made any serious pretensions to religion until the Book of Mormon.
  • 1832, March. A couple of young Mormon men teach the citizens in the courthouse:

“Joseph Smith, who was then an inhabitant of the state of New York, town of Manchester, having repented of his sins, but not attached himself to any party of Christians owing to the numerous divisions among them, and being in doubt what his duty was, he had recourse to prayer.”

(By the way, that particular document has First Vision elements in it before JS-1832 is created. And I don’t have time to deal with that, but I want to make you aware of it.)

Revisionism Through Memory and Retelling

That happens to be a really good example of somebody who has gone ahead and revised. They have taken elements of the First Vision story and elements of the coming forth of the Book of Mormon story.

In that particular article, they melded them together, and they admitted how it happened too.

They said that they were talking from memory and they weren’t quite sure.

And so when you’re dealing with the accusations of revisionism, you want to be very careful about understanding the documents that people are using to claim revisionism. 1

The ‘Angel’ Argument

Here is another one of the little irksome arguments that the prophet is having used against his First Vision story.

The argument goes that Joseph Smith initially said that his First Vision visitants were angels, and they use this particular document as the evidence.

Here you’ve got the diary, 14th of November 1835. It says,

“The time I received the first visitation of angels, which was when I was about 14 years old.”

And people say, “Well look, he’s saying that his visitation was of angels when he was 14 years old,” and they try to use that against Joseph Smith.

But only five days previous in his same diary — if people would just read the book — they would see that Joseph Smith is giving us a really interesting insight into his First Vision experience.

He says,

“When I was about 14 years old, I had a visitation of two personages and I saw many angels.”

So when Joseph Smith says on the 14th of November, “My first visitation of angels was when I was 14 years old,” he’s not kidding.

He saw many angels the first time in the Sacred Grove. Moroni is not the first angel that Joseph Smith sees.

Early References to the First Vision

The next argument that I would like to deal with briefly has to do with the idea that Joseph Smith was making up the First Vision story throughout the 1830s, and that’s why nobody hears about it in public either among members of the Church or among the general populace.

This particular slide argues pretty persuasively otherwise.

In fact, if you look at the far left-hand side of the slide, you’ll see that in approximately 1829, or somewhere before December of 1829, we have a possible statement by somebody whose name is Green.

And what he says is that Joseph Smith was preaching in Victor, New York, that he had been met by God. And in fact, the title that this person uses is “the Almighty.”

What he does is he is met by God and his experience is like what happened to Paul on the road to Damascus.

So there we have a connection with — this is a vision of theophany — but most important, look there at the bottom. It says that he was converted to true doctrine.

So this is an idea that’s floating around in 1829.

Now, I’ve got another instance that I am leaning heavily towards that has to do with 1829 and Joseph Smith talking about the First Vision, but I haven’t quite developed that enough to my satisfaction.

So, I’ll leave that out for now.

Edward Stevenson & Joseph Curtis

But you can see that all the way through that particular time period — this is all just 1830s — people who are anti-Mormons like to pick on Edward Stevenson.

They say, “Oh well, Edward Stevenson’s memory — oh, his reminiscence is so far gone in the very last part of the 19th century. So he’s probably just misremembering.”

I saw that in a book just published recently by somebody who has been to this conference.

But you have a second witness, and that is Joseph Curtis. He was there too.

But other than that, we have all these other people who are hearing the First Vision story being related. And these are people who are not members of the Church as well as members of the Church.

And I’ll be giving a little appeal for this information at the end of my talk. Let’s go to the next slide.

Oliver Cowdery and the “Missing” First Vision

This other claim is quite fascinating. It also has to do with a little bit of what we talked about before.

In the 1830s — we’re talking about 1834, 35, and 36 — Oliver Cowdery prints the history of the Church for the first time. That particular document has got a gaping hole in it. He does not talk about the First Vision. At least that’s what some anti-Mormons want you to believe.

But if you look at the document very carefully, you can see what Oliver Cowdery does.

He starts talking about the First Vision narrative. He starts talking about the revivals, and then something happens. This is what I want to point out with this slide.

The Redirection Theory

I’ll just summarize what’s on the slide.

Richard L. Anderson also noted this Theory

In fact, I have to mention this because Dr. Anderson told me not to. I had done an independent analysis myself, and I had come to the conclusion that Oliver Cowdery was using JS-1832 to create his history of the Church in 1834.

And I was so excited about this. I had written it up in detail. I went to Dr. Richard Anderson’s office and said, “Look at this. This is so interesting.”

“Oh yeah. I knew that back in 1969.”

And he actually did publish a few sentences on the idea that if you would look at the two, you would find a connection. But he didn’t write it up in detail.

And so I’m going to publish it in detail because I think it’s so important.

Oliver Cowdery had Source Documents

The point is that Oliver Cowdery did know the First Vision story because he says, “I was not only having the prophet as an assistant in creating my history, but I also had authentic documents at my disposal.”

In fact, he says, “They’re in my possession.”

And so the “authentic documents” that he is talking about is most probably JS-1832. When you see the parallels, they’re unmistakable.

So Oliver Cowdery knows about the First Vision. He does not include it in OCJS-1834. And I think that this is the reason why. I’ll call it the redirection theory.

What happens is he starts into the First Vision narrative. It’s very clear parallels to what Joseph Smith says later. And then he receives a letter from William W. Phelps.

William W. Phelps says, “I want to hear about the Book of Mormon story.” And he specifically mentions the year 1823.

And then lo and behold, in the next piece of the church history that’s printed, Oliver Cowdery says, “I got your letter. I don’t want to talk about the revival anymore. I’m going to change the date to 1823.”

And then he tells the Book of Mormon story. I think that that is something that should also be looked into.

Joseph Smith and the Revivals

The next thing that I would like to talk about is Joseph Smith and the revivals. This is a big thing with anti-Mormons.

I would like to point out — and several people have done this before — but I would like to go into a little bit more detail about the spatial terms in JS-1838.

Joseph Smith says the revival activity, as far as I interpret the document, is happening in three different zones.

And that is: the place where we lived, so the general vicinity of Palmyra; that region of country; and the whole district of country.

I interpret that as three different places, and I’ll show you why I think that way.

Revival Activity in Joseph Smith’s Region

Here on this next slide, we have a whole lot of confirmed revival activity going around Joseph Smith’s area in 1819 and 1820.

An awful lot of it.

In fact, if you look down there on the bottom right-hand corner of this slide, you’ll see that it says that there are several hundred people being converted in that particular region.

This is the Finger Lakes region. And I would say that you could safely compare that to Joseph’s “region of country.”

It’s nearby. This is not a lot of space.

I think that the farthest I decided to go on this was approximately 60 miles out. In fact, Rochester is approximately 24 miles. Out there at Marcellus, it’s getting around the 60-mile range.

I didn’t include Ithaca because it ran out on the bottom of the slide.

And I’m not done yet. I’ve got a whole bunch of other revivals that I have collected that I haven’t put on there because I have not yet looked at the documents myself and confirmed them in my own mind.

But safely, as preliminary information, this is revival activity going around the Smith cabin around this general time period.

Newspaper Reports and the Third Zone

There are some other things about revivals that I want to point out, and I think that this is something that’s connected with Joseph Smith’s narrative in JS-1838.

We know that Joseph Smith is reading the newspaper. He’s picking it up. In fact, I’m pretty sure he’s reading it, but he’s picking it up every single week. At least we’ve got a non-LDS eyewitness saying so.

This particular newspaper has a whole bunch of information in it during the year 1820 about revivals.

Look at where it starts. It starts in June on the left-hand side. So, we’re starting around the summertime.

But going to the end of the year, Joseph Smith’s newspaper is telling him about five straight months worth of revival information.

All three denominations mentioned by Joseph Smith in JS-1838 are being represented, and great multitudes are being converted.

This is occurring in the third zone.

So that slide that I showed you before had to do with zone number two. Zone number three has got a whole lot more conversion activity going on.

And so I would think that it would be a wise thing to consider that when Joseph Smith is talking in JS-1838 about all this revival and conversion activity, that some of it’s possibly coming from his newspaper.

It doesn’t necessarily say that he is an eyewitness to all of the activity that he is describing. And so that’s something that we should look into.

Lucy Mack Smith and Revival Activity

The last one that I’d like to talk about today has to do with another argument that is used a lot by anti-Mormons that has to do with revival activity.

Again, they try to use Lucy Mack Smith’s autobiography against him by saying,

“Look, Lucy Mack Smith says in her own autobiography that after Alvin Smith dies, there is a revival of religion in the area.”

I want you to see the comparisons on this chart very carefully. On the left-hand side, you’ll see that this is the crossed-out portion of the autobiography. But look at the match. What does that tell you about this revival activity? On the left-hand side, it says that there is a direct connection between the revival of religion in that neighborhood and Alvin Smith’s death.

And there’s a whole big block of text that is marked out in that document.

So, she says that:

We had all this grief in our hearts. We went to this revival so that we could have relief for our overcharged grief or our overcharged feelings. We could not be comforted.

We went there to this revival to be comforted.

The point I want to make is that there is a definite connection in this text. I think it should be explored. I think that we should consider what it is exactly that Lucy Mack Smith is saying because this other information should cause us to say, “Wait a minute.”

Lucy Mack Smith and Church Affiliation

And that is this. What anti-Mormons want you to think is that Lucy Mack Smith said that she joined a church during this so-called revival period. And I say, where does it say that? And when did it occur?

We know from historical documents — this is verified — there is a Palmyra revival going on in 1823 and 1824. But I want to point out to you when it occurs. In fact, if you want to get into this really good, go get what George Lane said about this revival activity in Palmyra. When does he say it really got going?

It’s not in the spring of 1824. It’s December. So Lucy Mack Smith is possibly talking about something that is separate by a large amount of time.

Next question you should ask yourself is here we’ve got Lucy Mack Smith talking about this group that gets together. Well, what is this group that’s getting together in her autobiography? What was the point of the group? It was that they wanted to bring all denominations together.

Well, who was in charge of this group? One guy. And he’s not identified, and his affiliation with a religion is not identified.

And here is the other thing that you have to consider, and that is that in Lucy Mack Smith’s autobiography, she says herself that she was a baptized person, but she did not formally join herself to any denomination until when? She says right in her autobiography it was when her son Alvin attained his 22nd year. And guess when that was? 11th of February 1820.

So here we have some clues to look at.

Questions About the Timing of Revival Activity

In fact, I’m working on some of this material right now.

If we take that literally — February of 1820 — and we’re talking about revivals. There’s a paper that’s floating around the community right now that has to do with revivals. They’re trying to push the date towards summer of 1820.

But you’ve got Lucy Mack Smith with an indication that she possibly joined the church of her choice in February of 1820. Another question arises from that. And that is, “well, when in the world is the revival activity occurring that Joseph Smith is talking about in JS-1838?”

A clue seems to come from William Smith. He talks about the fact that in that particular time period the revival activity was taking place in schoolhouses and private dwellings. And my first question was why? Why isn’t it out in the woods at the Methodist campground?

The possibility is that we are talking about cold weather revivals. In fact, in this paper that’s floating around right now, it is acknowledged that revivals are going on during the wintertime, during the cold months. In fact, I have two instances that I know of where there are verified revivals going on in Palmyra in wintertime.

So, it’s a definite possibility. I am starting to wonder when exactly is the revival activity that Joseph Smith is talking about in JS-1838, even though he went into the woods in the spring of 1820.

Dating the First Vision

And I’ve got to tell you this before I stop.  Because this is my goal marker boundaries:

  • I’m trying to stick with revival activity at the beginning of 1820 because of reasons from the text.

But my outside boundary is different than another paper that’s floating around. Because I’m talking about what Orson Pratt said.

  • Orson Pratt had access to Joseph Smith.
  • Orson Pratt was the first person to publish the First Vision story.
  • Orson Pratt said that the First Vision took place when Joseph Smith was 14 years and 4 months old. About that time.

That gives us a date of approximately 23rd of April 1820. So, we don’t know.

I do know that the revival activity described by Joseph Smith takes a period of time. We don’t know how much time he spent considering things. But we do know that before that midpoint. Mid-spring is 5th of May 1820.  Orson Pratt points us towards around 23rd of April.

So those are the goalposts. I hope that particular piece of information could be explored also further.

There’s a lot that we still don’t know about the First Vision. In fact, I have 65 computer files on my computer right now of material. I have just been looking at it in my spare time. And seeing that there’s a lot more to this story that could and should be explored.

Final Appeal and Invitation to Study

But before I stop, I would like to make an appeal and an announcement.

An Appeal

If there is anybody who ever sees anywhere:

  • in family histories,
  • in journals,
  • in diaries

that:

  1. talk about Joseph Smith reciting the First Vision
  2. especially if it’s during his lifetime

I would like to hear from you. Please contact me at my publisher. 10 I want to fill in the gaps.

An Announcement

I have created a 70-page timeline. It has to do with First Vision recitals from the beginning all the way up through canonization. 11 But it’s that particular early time period that I’m interested in.

There’s a man sitting right in front of me. He pointed out a tiny little piece of information that is brand new to me. He showed me that Joseph Smith is reciting the First Vision story. In Nauvoo during times that we don’t expect. And so I’m very interested in gathering more material. If you ever hear or see those things, let me know.

The final thing I’d like to say is that:

  • If you want to learn more about the First Vision, I would encourage you to read.
  • If you want to learn more about the coming forth of the Book of Mormon. I would encourage you to read.

On this website here, josephsmithstudies.com, I have provided bibliographies. (No commentary, because I’m sure you couldn’t care less what I think.) I have pointed out and connected a whole lot of material. They are

  • linked articles
  • that will take you straight to material that you can read. 12

An Invitation to Study

I would encourage you to continue to study the Restoration in detail. And I thank you for your time today.

Search topics

Joseph Smith First Vision; multiple First Vision accounts; JS-1832; JS-1838; Book of Mormon origins; Martin Harris; Lucy Mack Smith; Oliver Cowdery; Moroni appearances; Palmyra revival; revival activity in 1820; religious excitement in western New York; restoration narratives; eyewitness accounts.

Anti-Mormon revisionism claims; historical revisionism; documentary evidence; Orson Pratt First Vision; William Smith revival accounts; Acts 26 parallels; Psalm 31 in JS-1832; theophany; seer stones; interpreters; golden plates; translation of the Book of Mormon; Grandin print shop; Willard Chase; early Restoration history; historical memory; Palmyra newspapers; folk magic in early America.

CES Letter; Mormon Church history; Mormon Church criticism; Mormon apologetics; Mormonism and folk magic; Mormon money digging; LDS First Vision; Book of Mormon criticism; Mormon origins; Mormon historical controversy; Mormon restoration claims; Mormon scripture origins.

LDS Church history evidence; Joseph Smith criticism; anti-Mormon claims; Mormon truth claims; Mormon historical documents; Mormon eyewitnesses; LDS apologetics; Mormon religious experience.

DNA and the Book of Mormon – Ryan Parr (2005)

Summary

Summary

Ryan Parr examines claims that DNA evidence contradicts the Book of Mormon, introducing mitochondrial DNA, Y-chromosome inheritance, and population genetics. He explains why drawing conclusions about ancient populations from modern genetic data can be far more complicated than it first appears.

TL;DR

TL;DR (Too Long; Didn’t Read)

Modern Native American DNA largely reflects Asian ancestry, but Ryan Parr argues that this alone cannot determine whether small ancient Near Eastern populations contributed to the ancestry of people in the Americas. Genetic lineages can disappear over generations, and mitochondrial DNA and Y-chromosome evidence represent only narrow portions of a population’s ancestry.

Start Here

Question

Did DNA disprove the Book of Mormon?

Short Answer

DNA studies show that most identifiable Native American maternal and paternal lineages are closely related to Asian populations. Ryan Parr argues, however, that this does not by itself rule out the presence of a small ancient Near Eastern population because genetic lineages can disappear over many generations and modern population data cannot necessarily reconstruct every ancestral contribution.

Key Takeaways
  • Modern DNA evidence strongly supports substantial Asian ancestry among Native American populations.
  • Mitochondrial DNA traces only maternal lines, while Y-chromosome DNA traces paternal lines.
  • Individual genetic lineages can disappear from a population over many generations.
  • The genetic descendants of an ancient person need not retain that person’s detectable mitochondrial or Y-chromosome lineage.
  • Conclusions about Book of Mormon populations therefore depend partly on assumptions about population size, ancestry, migration, and intermarriage.

[Editor’s Note: This was a graphics-rich presentation. This transcript does not include slides from the presentation.]

I would like to thank the organizers of the conference for being invited to talk about two really great subjects and that is the Book of Mormon and DNA which, when you look at its structure and its design, is no less of a divine inspired molecule!

We live in a very exciting age. Now, by the time you finish watching CNN you may not think that, but there is a lot of good that is going on in the world today and actually we call- so this is sort of a public service announcement on DNA—you’ll often hear the word “genome” and genome refers to the entire complement of genes that each one of us has and for humans that’s between 30-80,000 genes and this is really going to be the basis of an economic revolution in countries that will take note. In fact Bill Gates has said that if he had the opportunity to do it over again he would be in biotechnology because with the early days of this type of research, it was pre-1995 (they call the ancient days), and now since we’ve actually looked at and deciphered the entire human genome there are many things that we think we can now do. We can use DNA as a biosensor to detect what we’re thinking; all types of diseases; cancers that now we treat after their clinical manifestations; long before there are clinical manifestations; so we really stand on a cusp and a threshold of a revolution much like the antibiotic revolution of the last century.

So, they are exciting times. In fact if you work in biotechnology and DNA everybody’s really excited to get work, to see the progress that’s going to move forward and all this is really because of this molecule—DNA.

DNA is really quite amazing because it just has four simple letters to convey its message: G, A, T, and C. With these four letters everything about the human body is written in what we call the blueprints of life. Now that’s pretty amazing because, of course, we have to use 26 letters to speak but all of the information content held within a human body, and really responsible for the variation we see in this room when we look around us, is written in that simple genetic alphabet.

Now as we have deciphered the human genome there’s been quite a few surprises along the way. If you notice there’s all types of genes that we’ve found, there’s the reality-based TV fixation; delusions of stock market savvy; and one I’m actually convinced is that fixation in my family—and fixation means that everybody has the gene you can’t escape—and this is just late-breaking news but I think right here there’s a Wal-Mart gene. (Laughter) And this was affirmed by Business Week about a year ago who said that, ‘Eighty percent of Americans made at least one visit to Wal-Mart in that particular year.’ And it also comes in handy because, remember we used to- what was it? In the 70s we used to blame our environment and then we used to blame our parents for things that we didn’t do that we should do and now you can blame your genome so this really comes in handy. It’s no longer, ‘My parents made me do it’ but ‘My genes made me do it.’ Kind of like it’s not your fault that mom married your dad.

But along with this comes other challenges as well and that is that there are DNA claims against the Book of Mormon and most of these are based on modern population data. Number one, the genetic evidence of Native American characterizations does not support an Ancient Near Eastern descent for Native Americans. Population genetics are consistent with Asian origins for aboriginal groups and I don’t know if we should really be too concerned about this. It all lies in your expectation. And this is mostly based on mitochondrial DNA (mtDNA) and Y chromosome because in each one of us there is actually a paternal name that’s written in your Y chromosome that you get exclusively from your dad and in the mitochondrial genome that you get exclusively from your mother. So these actually turn out to be fairly great genealogical tools, that is if you’re just thinking in terms of a couple of generations. The more generations are received the more difficult it gets and I’ll show you why.

Let’s look at the claims behind this and to do that we have to look at just a few basics to begin with and that is there are two great archives of DNA in the human body, or in the cell, there’s this master library that is held in the nucleus and this has billions of letters of information. If you take the information that you got from mom and you got from dad there is 6.6 billion pieces of information and the more we learn about this I think the more astounded we are. We used to think that there were just genes and then long islands of nothing. But recently, within the last year, one of the big—you probably heard the word microarrays—a group that makes microarrays has done a lot of research and found out that these islands of nothing may not be nothing but they are important for coding, they are important for turning genes on and off.

And then we have out here what I like to term branch libraries, out away from the central nucleus are these mitochondria and mitochondria are very important. I think when most of us went to school, if you paid attention in biology class, they just said, ‘Oh it’s just the battery. It powers the cell and don’t worry about it.’ However that’s changing quickly.

Now for the mitochondrial aspect, it’s interesting because it has its own complement of DNA but it’s extremely modest in comparison to its nuclear cellmate. It only has 17,000 pieces of information but these branch libraries are numerous—there’s thousands, maybe 10,000 in a particular cell.

So important is this molecule that the nucleus actually pays the tithing of 10 percent of its total complement to speak to the mitochondria. So these two speak back and forth and they’re in communication, actually in just microseconds- nanoseconds and that will become apparent as to why that’s so important.

Just for a rough comparison here, nuclear DNA of course sits in a nucleus; and it’s the equivalent of amount of 50 sets of encyclopedias so a lot of information. MtDNA resides out away but it’s still in communication, there are still phone lines, still e-mail, going back and forth in a chemical sense. There’s about ten pages of information but these ten pages of information are the same in every mitochondria that’s in the cell and so there’s a certain number of volumes here that’s important to make sure that mitochondria work.

And the reason why that is is because mitochondria are vital. I can tell everyone in this room your mitochondria is working otherwise you wouldn’t be here because it’s responsible for generating 80 percent of the cellular fuel at a molecular level. In fact we’re now moving into a new phase where they’re beginning to recognize that there are mitochondrial diseases and many a-typical diseases that we see now are going to end up being mitochondrial diseases. Estimates go as high as- incredibly high, that as many out one out of every five people may have a mitochondrial disorder and that’s because mitochondria, they code for actually 37 genes. Now 13 of those genes- they’re important because they make sure, or (let’s see- it’s hard to do math when you’re in front of a group!) but anyway there’s 13 genes there that are very important for energy production. They work in concert with signals that are sent down from the nucleus and the other genes just simply make sure that these get made.

So I think what I’m trying to say here that maybe I should have said at the beginning, is that just simply looking at the population genetics and making a judgment as to what it means to a group of people from 2600 years ago is very precarious because this just isn’t simply a genetic marker. It’s vital for energy metabolism. So this is just a gee-whiz figure and you’re not supposed to be able to figure it out because it’s supposed to overwhelm you. (Laughter)

With all of the metabolic pathways that’s actually driven by mtDNA so actually we found that when a cell develops pathology, for example cancer develops, in some cases it shows up early in the mtDNA in the form of alterations in this simple genetic alphabet.

So now the claims are made against the Y chromosome and mtDNA. So let’s first of all take a look at the Y chromosome.

So these have unique patterns of inheritance and that is that they stay steady through a line. In fact it’s not surprising that some Jewish groups have a specific Y chromosome marker at a high frequency of about 50 percent. If you read the heavy, heavy paternal lineages, for example in Chronicles, or if you’ve seen “The Home Teachers” and where they put that tape in and they go on Jehosophat, Jehu… and whoever, that’s literally true. Long histories of paternal chromosomes and those can actually get fixed but what happens is that dad has to have a son, the son has to have another son that has to be passed on. Now if this dad here had a daughter, he doesn’t pass on his paternal Y chromosome. That doesn’t mean that he doesn’t have a brother out here that doesn’t pass it on.

But this comes into a very important point called “coalescence” where, over time, most of these genetic signals can and do disappear—it’s been proven from a statistical viewpoint.

We also have mtDNA which we get from our moms. So actually in mtDNA there is in the same paternal, or Y chromosome, there’s a maternal name written in these four simple letters: the G, A, T, and C and this occurs in a subset of the entire genome. So where the maternal name is written is usually very small, we call that the hypervariable region and same game, so if mom has daughters then this is passed on. If mom had a son right here, this isn’t passed on.

So I want you to keep this in mind because this is very important when you start to talk about really small groups like Lehi’s family and you consider the eight years that they were in the wilderness. Statistically you start to get problems with the frequencies that have been suggested.

So how did these look? How do we actually read these? It’s actually quite dull! (Laughter) So this is (and I just said that this was exciting didn’t I?)- So, each one of these lines actually represents, you could say, a maternal name. This is actually, sequencing data what we call, you can see there’s the Gs, the As, the Ts and the Cs and then down here the software—and I should say that without the advent of computers this would be impossible and now many large companies like IBM are trying to get interested into these types of biosciences because there’s so much information that needs to be decoded and because of the coming revolution in health care they see these as tremendous revenue generators.

So one thing I forgot to mention, sort of the blue sky of all this, is that in the not too distant future you’ll go in to your physician and you’ll swipe a card and it will say: ‘Okay, well Scott Gordon back there he doesn’t respond very well to ibuprofen because he has this particular gene but we know aspirin works for him.’ ‘Ampicillin may not work for you but we’ll give you tetracycline.’ So all these things will become a very highly practiced type of science and things will be treated long before they show up clinically because they’ll be anticipated at the DNA level.

So all this information is interestingly once again written in this code but for our purposes here, so what happens, if you look at this little dot right here, the software gives us this heads up and says, ‘Well there’s somebody here that doesn’t match.’ So if you run up all these Ts we say ‘Aha, there’s a C right here!’ So this person actually has a different name simply because this differs by one letter of the genetic alphabet and the same here. So you can imagine the problem with trying to handle all of this data when you’re looking at populations of people that have billions of pieces of information.

But what’s important, I think, here is that most of the lineages can actually be the same and most of them probably swamp this particular individual here and this is a sampling of a large population of people from Thunder Bay, Ontario, Canada. And this information, this maternal information also the Y chromosome, has been used to come up with various ideas and this is really quite ingenious and very exciting.

There’s been multiple migrations out of Africa, you’ve probably all heard of the seven daughters of Eve and you can send in your DNA and they’ll tell you which Eve you came from and Adam and all that type of thing which are interesting commercial ideas. But so, from this, and the caveat is these are once again modern populations. So we can see that Native Americans really- scientists aren’t very inventive because they have four(sic) maternal names: A, B, C, D and X—that’s not very exciting is it? But it looks like, really from areas here in Siberia that many of the modern-day signatures actually- but they do match these people coming out of Siberia and to a lesser extent there are some haplotypes in Asia that match as well but it’s these major four(sic?) and I think that here’s where the claims come that, ‘Well sheesh, Native Americans have these haplotypes and where are the Ancient Near Eastern haplotypes when we look at modern DNA?’

But another important thing to notice is that there are different distributions of these haplotypes and that’s another thing that comes into play. So there are limitations to this approach, and this is never really brought out, but the huge limitation is this is based on contemporary data and we’ll look at some population histories later on here and you’ll actually see that there are many population histories that are written in Native Americans and simply because all these names don’t appear at this particular period in, for example the Cherokee, doesn’t mean that they weren’t there sometime in the past; it doesn’t mean that there aren’t names that have gone to extinction because there are a lot of variants. We’re just seeing, this is much like reading a Sherlock Holmes book, well, not reading a Sherlock Holmes book but reading the last chapter and then from what is written there trying to reconstruct all the nuances of the plot of a Sherlock Holmes book. That would be difficult. And mitochondria are much more than population markers, they’re actually very, very dynamic. Sometimes we get the idea that genes don’t move, that it’s just what we get (inaudible) but they can be dynamic, as we’ve seen with pathology, that you can get mutations—but that probably doesn’t apply here.

So let’s go back to the beginning, the guy that’s really responsible for all this and that is father Abraham. Just to illustrate some points of groups that move. So father Abraham here started out from Ur, he came across the Fertile Crescent and he ended up somewhere in Palestine. Now what’s interesting about this, and I think this comes into play with the Promised Land, is that when father Abraham went to Canaan he didn’t go to Promised Land ‘Retirement Villa’, there were people there, there was opposition. So when you go to a Promised Land it’s just not like, you know, go there and play golf until the Second Coming—that’s not how it works.

But from a population perspective let’s go back to the city of Ur. So this maybe what the city of Ur looked like when Abraham was there, people are at the market, they’re shopping for leeks and maybe they’re going to go hear a reading of the Epic of Gilgamesh that evening! (Laughter)

But what I’ve done with Abraham is I’ve taken some of these people, I pulled them out, so if you think of the gene pool of all these people I’ve taken a very restricted number, a kin-associated group, they’ve gone somewhere else. Now just because you’re Abraham and you’ve left your population doesn’t mean that God hits you over the head with a wand and says, ‘Oh I’m going to change your genetics so you’re unique.’ No we’re all pretty much, like for example in this room, we all look very much European. We would probably all be X- mitochondrial type X.

This is what happens to Abraham, so he lives the area. And this is what we call a genetic bottleneck—there’s just no getting around it. So if you think of a genetic bottleneck, think of—and I think I better thank FARMS for this because this is one of their articles and I just chopped it up—so you have an old fashioned pop bottle and you have a variation in here that represents all the people and then Abraham is going to leave so you just pour a couple of these guys out. So you don’t have what’s represented any more, you have a sub-set of this. So we have a genetic bottleneck already.

But now let’s step ahead 1200 years to Jerusalem and to the outskirts where we have a small kin-associated group, such as Lehi and his family who’ve left. Who’ve left for a Promised Land and, once again, this is a kin-associated group. So we’ve had Abraham in the Land of Canaan, I mean there’s been population histories for that 1200 years. We just don’t know, so even probably the signal from Abraham is lost once again in the intermarriages that may happen. Maybe they all looked very consistently the same. This the problem you run into if I was to run over to the Ancient Near East today and say, ‘Let me look at these Israeli and Palestinian populations. This is what they looked 2600 years ago.’ It just doesn’t work that way, and the literature actually is very cautious about that and says, you know, we have to be very careful how we reconstruct these ancient lineages.

So we have this kin-associated group, Lehi and friends, and they leave. So we have another bottleneck and they’re out here wandering around in the wilderness and of interest there is that they’re out there for eight years. Now there are things called infant mortality rates and that type of thing because you don’t have modern medicine, and you don’t have physicians, you just can’t drive into an emergency ward and if you’re going to die you generally die. So there’s probably again a genetic reduction that occurs naturally in the small kin-associated group—not everybody lives, not everybody has sons and daughters and it’s more acute in a small group like that. So they can tend to go to what again we call ‘fixation’ rapidly but probably it shouldn’t have happened here because it was only eight years.

So when we travel to new lands, the things that we always take with us are our genes. We take our nuclear DNA, we take our mtDNA, and it’s all a certain amount of variation that comes along in a little cup. In fact if you looked really close Sariah is holding this cup. (Laughter) But anyways- you are alive out there!

I just want to say a couple of things about the Promised Land. We believe that they sailed over to Mesoamerica and landed somewhere in this area and this wonderful graphic is courtesy of Blake and Joseph Allen. Let’s talk just a minute about the Book of Mormon and what it has as the Promised Land.

I know that we all believe that they went to a land where there never was before man. At least that’s our traditional understanding of what that means but if you look really close at 2 Nephi, I mean I think it seems like sometimes we tend to get carried away. It’s sort of written in covenant of Abraham language that says those brought out of the land of Jerusalem. It’s a very specific group of people, they’ll prosper, they’ll be kept from all other nations, they’ll possess this land unto themselves, but the conditions always are that the laws and statutes are respected and lived. So the Promised Land idea is really associated with the covenant of Abraham and does not cover some of God’s other children that are living in this New World. In fact you can almost think of Lehi’s group as a boat of missionaries. Why not? Bringing the covenant of Abraham to a new land.

And also if you want to think in terms of, like, the Saints that came into the Valley in 1847, they certainly didn’t come to a Promised Land ‘Retirement Area’. In fact it was just the opposite. There were things that they had to do that built character that let them become all that they were to become. In fact Elder Maxwell always makes the point that these trials and tribulations that we are given are very specific for each one of us so that we can tutor, we can learn, we can become all that’s intended for us in the divine sense.

So we also look at Joshua and the children of Israel. They had a literal war on their hands but nevertheless God told Joshua to be not afraid, neither be dismayed but be of a strong courage and I’ll be with you in these ventures.

So it seems like in the terms of Promised Land there is opposition in all things. So they come into Mesoamerica, and according to Michael Crawford, at the beginning of the 15th century, and see now again here we’re having to rely on modern data because that’s all we have, he says that there were 25 million inhabitants in Central America—those are a lot of people.

Let’s just sort of look at what John Sorensen calls Lehi’s neighbors. I call this (I was going to call this shadows of the empire but it had already been used) shadows of existing people and when we read in the Book of Mormon—it was never intended as a population history—but if you read it as that, there are really interesting clues and nuances.

First of all, we find out—it’s repeated over and over—this is only a hundredth part of the record so those things that we think are important today, the genetics and so on and so forth, weren’t even an issue and if you’ve read the Book of Mormon you can understand why. I mean Mendel is still in the future; he’s sort of the father of genetics. James Watson and Francis Crick, the discoverers of the double helix in 1953, aren’t even a thought. In fact, the bacterial theory of disease isn’t even a thought.

These people have other issues and the issues seem to be social and political. What’s really fascinating I think is some of the language that’s used. So the sibling rivalry becomes very dangerous, Lehi is told by revelation to leave. Well, he says, I’m going to take my relatives and then he says, and those who would go with me. Well who were these people? I mean there are so many people who came over on the boat and he should know everybody. Temple construction takes a lot of manpower so it’s going to cause these people to be industrious. So the shadows continued.

What I tried to do is look early on in the Book of Mormon for these clues and these nuances. This is what Jacob says, and you can’t- it just turns out that Lamanites and Nephites isn’t even a genetic term and it’s not anyway because they all share the same genetic background. Jacob says this, he says, “But I, Jacob, shall not hereafter distinguish them by these names, but I shall call them Lamanites that seek to destroy the people of Nephi, and those who are friendly to Nephi I shall call Nephites, or the people of Nephi.” (Jacob 1:14)

Interestingly polygamy is no longer an accepted practice so you’re not going to have these huge Y chromosome incursions and even if it was there are not enough women from the Ancient Near East to drive that genetic agenda.

And this one is I think is very interesting, it was pointed out by John Sorensen, he talks about Sherem. So Sherem comes to see Jacob and he says, “Brother Jacob, I have sought much opportunity that I might speak unto you; for I have heard and also know that thou goest about much, preaching that which ye call the gospel, or the doctrine of Christ. And ye have led away much of this people.” (Jacob 7:6-7) Well c’mon when I go to my- I know where my relatives live, don’t you?

So it seems like there were these collisions and these interjections with the populations fairly early.

And if we continue, some of these shadows, interestingly Jarom, who is the son of Enos, who is the son of Jacob, says, “And they were exceedingly more numerous than were they of the Nephites.” (Jarom 1:6)

And then there’s always this missionary effort, “And it came to pass that many means were devised to reclaim and restore the Lamanites to the knowledge of the truth.” ( Jacob 7:24) The Lamanites, or, those who do not believe. Alma the Younger and the four sons of Mosiah, for example, set off on a long missionary effort.

And finally when you go to 4 Nephi 1:17 “Neither were there Lamanites, nor any manner of -ites.”

So these divisions that we see in the Book of Mormon really have nothing to do with genetics but they seem to be one large group.

Let’s look at our genes coming from Jerusalem. So you have these four- you have these kin-associated groups; you have, let’s be generous and say there were four mitochondrial lineages and there were three Y chromosome lineages. So you dump these guys into the gumball machine, we’ll make A, B, C, D, and X all the same and then you dump these guys in and one of the things that we find right off is that if you brought some of these genes from Jerusalem you’re not going to fare very well in this new environment. It’s like wanting to be a basketball star but not being able to dribble or shoot or run. And that is that the way mitochondrial DNA is distributed in populations has to do with what we call ‘selection’ so if you can’t run, jump or shoot the Jazz are not going to ask you to come and try out. And the same thing again- natural selection shaped regional mitochondrial DNA variation in humans and it’s very, I think, instructive that in these migrations that we see we only see a select number of mitochondrial DNA names: A, B, C, D and X.

In ancient history I think we have to suspect that there were many of these that just went out of existence and there’s this other issue that’s called ‘coalescence’ or ‘lineage sorting’. So let’s look at this.

So these- note at the top, these are 18 women and we’re looking at the first generation. It doesn’t matter if these are actually women or men but what happens is you look at the lineage scenario through the generations and this is 20 generations—or 500 years. This person- this women had no daughters and we’re supposed to assume that all these are unique mitochondrial lineages and so it’s even worse if this is strung out across the room where many people have the same lineage and then there’s just a couple that have these lineages that are probably at a selective disadvantage. What happens is that through time things coalesce; there’s this lineage sorting process so that when you get down to the bottom there’s only two of the 18 that made it—eleven percent.

Now, these are just population facts, whether or not you’re God’s people or whether or not you’re Nephite, Lamanite or whatever -ite you may be, there is a sorting process and that’s based on the idea that these molecules here are the same. Well you have some, you’re outnumbered, you’re at a disadvantage because you can’t run, jump and shoot like everybody else. And so there is actually this funnel, this sieve sort of, process that takes place.

And if we look at the current people that live in Mesoamerica you can see this very well. So you have your A, B, C and D and various populations here but you can see for example, like, this group has A, it has B, it has C but where’s D? It doesn’t mean that 300 years ago they didn’t have D here. So what I’m trying to say is that, and it’s the same for all these, you see a population history written in everyone of these people and we’re seeing the buds on the tips of the trees, we’re not seeing the branches, we’re not seeing the trunks.

So everyone, I mean for example, this one- this group of people, they’re missing three of these. This one probably is not fair(?), this is Caribbean so they’re probably islanders, which means there’s more of a reduction yet. I think this also speaks of selection once again, so why wouldn’t all these be at the same frequency?

Now if we want to look at the way we do genealogy, say I’m right here and I want to look back a couple of generations, we can see that every generation—and now I should say I’m talking about nuclear DNA I’m not talking about mitochondrial or Y chromosome—but at every generation receding, your number of ancestors doubles. Now when you get back so many generations a lot of people, I mean I have people tell me, you know in my ward at home, ‘Well I’m related to so-and-so- the King of France back in 1400.’ Well you may be related to the King of France because there’s one of these lines that comes your way but you’re also related to everybody else. You may be related to Siegfried here that was thrown in jail, you may be related to so-and-so here that was a bank robber. And so, there’s a lot of people that you become related to and the chances that their DNA is in you is very, very small—it’s like winning the lottery. And once again that’s just the population genetics so this is really called the ‘law of increasingly remote and genetically irrelevant ancestors.’ (Laughter) I don’t make this stuff up.

Then another interesting note that I think has been forgotten, and this comes from the Dakhleh Oasis, there is a Romano-Coptic Christian site in the Dakhleh Oasis and it looks like the people were proselyted (Coptic Christian just means Egypt and there was a time when the early Christian movement moved throughout Egypt and proselyted people in their native tongue) and these oases exist as big footprints out in the sand on the west side of the Nile which is kind of interesting in and of itself if you’re Egyptian why would you live out in the West Desert because that’s the Land of the Dead—who wants to live out in the Land of the Dead? Anyway, they did and here’s a view of the ancient town of Kellis and if you can look off to- I believe this is the east, there’s the desert escarpment that moves up- these are sand dunes and then here’s the town of ancient Kellis.

Well in Kellis there’s a cemetery called Kellis 2. Kellis 2 is very interesting because they buried everything. They buried stillborn, they buried children that had died, they buried fetuses. And so we really get a look at ancient population demographics and what’s interesting when you want to think about the Book of Mormon and trying to push these genetics in the Ancient Near East up through this population is that the pre-reproductive mortality rate is 63 percent—so over half of your children don’t make it to have more children and a lot of these, they were Christian, they believed in God as well. So God isn’t selective among His people, we’re sent here, we have to put up with the physical facts. So there you go there is another genetic (inaudible).

So I think from all of this I would like to conclude that these small kin-associated groups that we see in the Book of Mormon are at genetic disadvantages. There were large indigenous populations in Mesoamerica 600 BC and the Book of Mormon populations assimilated into the ancient genetic topography of Mesoamerica with these mitochondrial haplotypes A, B, C, D and X.

So do Book of Mormon people have the same mitochondrial haplotypes as Native Americans? Yes. They were assimilated in but they were a small part that were participating in a specific geographical area and once again I think the really important, and sort of our- you know, science always thinks that it has all of the answers right now but we always live in an age of ignorance and that is, assuming that these current population data are adequate for this test, they’re just simply not I think if you were to be intellectually honest with yourself it just isn’t possible to really reconstruct these. What you’d have to do is you would have to find a cemetery where Nephi and everybody was buried and then do ancient DNA analysis on those individuals. But it looks like fairly quickly this population was eclipsed and this story wouldn’t be different for any of us that would move into a large foreign population. I mean, pretty soon our kids start talking like so-and-so, start acting like so-and-so. There’s only a certain number of people you can pick to be married to and if they did stay together then you have a lot of problems with recessive alleles starting to pair up and there is a lot of genetic problems with that.

And finally I like this particular quote from Elder Maxwell, he says, “Because the editing of the Book of Mormon, with its witnessing gospel of hope, occurred under divine direction, it has a focus which is essentially spiritual. Yet some still criticize the book for not being what it was never intended to be, as if one could justifiably criticize a phone directory for lack of a plot.”2 And, for all intents and purposes, that’s what we’ve been doing. (Laughter)

I guess from a personal note am I saying that we won’t ever find Ancient Near Eastern genetics? No. I think there are some tantalizing papers now that suggest that there may be European input, I would say at this time, into these ancient populations; but I’m not that familiar with that information so that’s a subject for future study. And overall, the genetic differences in the human family is pretty slight and so when we all say and speak of God’s children we are all very, very closely related at a genetic level and here we’re talking about very, very small nuances and differences when we talk about A, B, C, D and X.

I think that- well I mean we need to see in sacred scriptures its full intent and its possibilities and not really look for its limitations.

Mercifully the blessings of God and the Atonement, they don’t have genetic constrictions and how could they with an all-loving God? We’re all His children operating under the principle of free agency and the whole idea is whether or not we accept or deny that fact.

One final item is that I think that we as Latter-day Saints are too willing to accept what science or what critics have to say. We really need to be thoroughly skeptical of skeptics and critical of critics. Sometimes we are very gullible in our faith. If the boy Joseph saw Jesus Christ and God the Father in the grove what do these criticisms really matter? That is the major fact and so I would like to leave that with you and thank you once again.

(Applause)

Q: Can you comment on the DNA research done by Simon Southerton?

PARR: Simon Southerton has written a book called “Losing a Lost Tribe: DNA, the LDS Church” and so on and so forth.

For the reasons that I outlined here that book is very problematic because once again it looks at population frequencies. In fact the one graphic that I did show showing current population frequencies, if you noticed the note at the bottom was actually from his book but that’s a compilation of all the data that’s out there in the literature it suffers from this same- I hate to use the word ‘myopic’ but you just can’t look at modern populations and say, ‘This is how it was 2600 years ago.’

Population histories are really complex and many of the experts in this field say we can only hope to understand the very outlines of what happened and what went forth.

Q: In other words could I be a descendant of Lehi and yet have none of his DNA?

PARR: That’s a very good question. I think we all have this same sort of problem when we do our genealogy and again on a DNA basis we’re all very closely related; and I think we’re making Mt Everests out of speed bumps—and I mean I didn’t mean that in a rude way.

“… and yet have none of his DNA?” I don’t think God cares about DNA. If, once again, you consider the covenant of Abraham, he says that all of the nations of the world will be blessed. How could that be genetic? If we’re all created in His image and, if you look at DNA, it’s this divine sculpted molecule that’s incredible. We are His children. If you want to have to claim that you’re from Lehi or so on and so forth, to me, from my perspective, that’s not- I don’t know. I mean, my ancestors could’ve fought at the Battle of Hastings in 1066; I would be very thrilled if they did. Well sheesh they would’ve had to have made it didn’t they? They couldn’t have got killed! (Laughter) But, I still probably have none of their DNA in me.

SCOTT GORDON (President of FAIR): So it’s possible to have none of his DNA?

PARR: It’s possible to have none of his DNA but you could have one of these lines coming down showing that you are a direct descendant. But remember you’re related to all the other people in line as well.

Q: The African tribe, the Lemba, have been easily shown to be descendants of Hebrew migration. They also heavily intermarried with the locals. What is different with Lehi’s migration?

PARR: That’s a very good question and first of all, once again, we don’t know the nuances behind that genetic migration and that’s based on Y chromosomes and there were heavy, heavy Y chromosome populations.

Once again if you read in 2 Chronicles these men had multiple wives and all they list are the sons and so, what’s interesting about the Lemba is they have those chromosomes but they also have African chromosomes so the time schedule there may be different. Say they had 50 percent had Y chromosomes that were Jewish and 50 percent didn’t that says to me that these groups are going to fixation in another direction and if you look at them, they look African. So, I mean you can’t say that there isn’t this integration taking place and once again we don’t know. I mean if there were multiple migrations into this area, and I’m not an expert on this, then you get this genetic reinforcement. Sort of like, you know, at the beginning of the last century we always hear the story of the Titanic and the White Star Lines, those ships were actually built to carry immigrants to the New World and that’s what I’m saying. Here, we have this reinforcement from Europe and we simply don’t know what happened to the Lemba. Was there a trail where people continued to go there? So yes, they do have this Hebrew look but physically they don’t look that way and half of them genetically aren’t.

So are you going to say that those half that don’t have those markers are not Abraham’s children? So this is where we really run into problems.

And the difference with Lehi’s migration is that Lehi’s is a small kin-associated group and they left, they’re there. They’re in collision with the large population. And so those are the sorts of things you have to consider.

Notes

1 See also “Losing a Lost Tribe: Native Americans, DNA, and the Mormon Church: Missing the Boat to Ancient America . . . Just Plain Missing the Boat” by Ryan Parr in The FARMS Review, vol. 17, 2005. pp 83-106. < http://farms.byu.edu/publications/reviewvolume.php?volume=17&number=1 > (accessed on 6 March 2006).

2 Not My Will, But Thine by Neal A. Maxwell, p. 29.

Search topics

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The Case for Historicity: Discerning the Book of Mormon’s Production Culture


As an article of faith, Latter-day Saints affirm that “We…believe the Book of Mormon to be the word of God.” (8th Article of Faith). The book itself declares that it is “it is an abridgment of the record of the people of Nephi, and also of the Lamanites.” (Title Page of the Book of Mormon). While it is possible for the word of God to not be a history, most Latter-day Saints understand that it is not possible for this book to be the word of God if it is not the history it claims to be. As Kent P. Jackson declared: “[The] historicity [of the Book of Mormon] is fundamental to what it is and what it intends to accomplish.”1 The acceptance or rejection of the Book of Mormon as scripture often hinges on the acceptance or rejection of the Book of Mormon as history.

Lou Midgley described the basic lines of the historical debate: “There is nothing in the Book of Mormon…that suggests that it should be read as anything other than historical fact. On the other hand, critics of the Book of Mormon have always insisted that it is a product of the nineteenth century–that it reflects the thinking and the world of Joseph Smith (or one of his contemporaries) immediately prior to its publication.”2 In keeping with the dichotomous appraisal of the prophet Joseph Smith by believer and critic, both believers and critics tend to approach the question of when the text was written as an either/or proposition. For the critics this is essential, for any indication of authentic antiquity would appear to validate its historicity and therefore Joseph Smith’s claim that it represents a translation of an ancient document. For the believer, however, the faithful declaration of antiquity has led to such a focus on the ancient world that the rather obvious aspects of modern production receive little attention.

Believers seldom recognize that it really is undeniable that the conditions of the American Northeast left their imprint on the text. For instance, it was published in English, not French. Had Joseph Smith lived not too much farther northeast, “adieu” would never have been controversial.3 A slightly different set of political pressures in England in the 1600s would have kept the Geneva Bible as the standard for the English language, and the Book of Mormon would never have so clearly imitated the style of the King James Bible.4

The problem for the historian is that the Book of Mormon declares a dual creation. The plate text is declared to be ancient. The translation, however, in inextricably associated with Joseph Smith. This dual production complicates the issue, but not beyond similar efforts to understand the historicity of the Bible. The Bible, in English, is also a translation. It also faces a difference between a known history and a textually asserted history. It proposes similar issues about whether the textually asserted history might reflect actual events or only literature or myth. Historian Baruch Halpern provides an interesting analogy that he created to describe approaches to the Bible. It is appropriate to our discussion of the historicity of the Book of Mormon:

The image of the map clarifies [the various approaches to the Bible as history]. The map, say of Europe, includes cities and highways of the tenth century, of the eleventh century and so on, continuing into our own time. In effect the confessionalist maintains that all those cities were on the map from the start, that God created Europe, and the map, in the tenth century. Critical study divulges that this is not so, that some of the cities and highways appeared later, and it is the job of the historian to determine when each town, highway, and so on, was added. Negative fundamentalists, however, date the whole map by its latest elements. Because the map reflects a view from the twentieth century, they argue, it cannot be used to get at earlier times.5

Just as does the Bible, the Book of Mormon has its confessionalists who accept the text uncritically. It is also susceptible to what Halpern calls “negative fundamentalists” precisely because it has a history that is demonstrably related to the nineteenth century American Northeast. The historian’s task for the Book of Mormon is one of analyzing the various roads in its map and discerning the time period in which they were created.

Our task would be infinitely easier if we had (and could read) the original plates of Mormon. Lacking those plates makes our task more difficult, but not impossible. There are ways that we can use the modern text to examine its possible relationship to a different and ancient culture. In archaeology, contextual clues can help date the various roads of the European map to determine when they were laid down. Textual archaeology similarly requires contextual clues to determine the time and culture that created the text. We are looking for what may be termed the production culture of each “road” in the text; that is, the conditions and assumptions prevalent when the text was produced.

It is virtually impossible for a text to be without some trace of its production culture. Orson Scott Card described the problem this way: “[Joseph Smith’s] work should proclaim itself to be a phony on every page today. This is because every storyteller, no matter how careful he is, will inadvertently confess his own character and the society he lives in. He can make every conscious effort, he can be the best educated scholar you could possibly find, but if he tries to write something that is not of his own culture he will give himself away with every unconscious choice he makes. Yet he’ll never know he’s doing it because it won’t occur to him that it could be any other way.”6

A similar explanation from a social-historian’s perspective comes from Bruce J. Malina, professor of theology at Creighton University, and Richard L. Rohrbaugh, professor of religious studies at Lewis and Clark College: “Readers and writers always participate in a social system that provides the clues for filing in between the lines. Meanings are embedded in a social system that is shared and understood by all participants in any communication process.”7 When both the reader and the writer share the same social system, meaning may be communicated with reasonable clarity because the shared social system provides common ground for understanding. When the writer leaves spaces between the lines, the shared social system fills them in. The problem with historical texts is that what was written anciently was written not only in a different time, but for a different time. The production culture is different from the reading culture.

Malina and Rohrbaugh explain the resulting problem: “Although meanings not rooted in a shared social system can sometimes be communicated, such communication inevitably requires extended explanation because a writer cannot depend on the reader to conjure up the proper sets of related images or concepts needed to complete the text.”8

In Orson Scott Card’s world there is a great deal of extended explanation. This is not simply the nature of the literary effort. It is the nature of an attempt to explain the unusual–that which is not shared with the contemporary reader. Science fiction as a genre frequently demands both the creation of the unusual and extended descriptions that make the unusual understandable. One of the differences between the Book of Mormon and imaginative literature is precisely in this missing level of detail. It claims to be a representative of the unusual, but it rarely explains why or how it is unusual. The historical question is whether this lack of explanation is because there are no unusual features, or because the text was written in a time and place when they were not unusual and therefore did not need explanation.

The Reader vs. the Writer

As we begin to dig into the Book of Mormon’s historical layers there is an important distinction that should be made in the type of data we analyze. Malina and Rohrbaugh reminded us that there are two participants in the text; both writer and reader. There is great danger that a reader’s culture will influence the perception of the writer’s culture. They explain: “We have…suggested that each time a text is read by a new reader, the fields of reference tend to shift and multiply because of the reader’s cultural location. Among some literary theorists this latter phenomenon is called ‘recontextualization.’ This term refers to the multiple ways different readers may ‘complete’ a text as a result of reading it over against their different social contexts.”9

They describe this process using the Lukan story of the inn at Bethlehem:

Consciously or unconsciously we have often used mental images or scenarios drawn from modern American experience to fill in the unwritten pictures that complete the text. Thus, when Luke tells us that the family of Jesus could find no room in the inn at Bethlehem, it is not difficult for most Americans to construct the scene. We do it from our modern experience of overbooked hotels or motels in crowded locations. That such a “scenario” is completely inappropriate, however, never dawns on many American readers. They simply do not know that ancient Bethlehem had no hotels, that advance reservations were an unknown phenomenon and, more important, that room in any village lodging was based on kinship or social rank rather than offered on a first-come-first-served basis.10

The result is that: “Meanings realized in reading texts inevitably derive from a social system. Reading is always a social act. If both reader and writer share the same social system and the same experience, adequate communication is highly probable. But if either reader or writer comes from a different social system, then, as a rule, nonunderstanding–or at best misunderstanding–will be the result.”11

The problem of misunderstanding based on the reader’s culture is immediately applicable to understanding the Book of Mormon. The text does not explicitly declare its geographic location and so the reader must supply some external understanding in order to locate the action in time and place. With no other available context, the original response to the Book of Mormon was built from the reader’s environment. Books such as Ethan Smith’s View of the Hebrews and Josiah Priest’s American Antiquities12 were influential in their own right, but probably represented a codification and expansion of popular opinion that formed part of the information environment of the early Saints. Not surprisingly, those Saints read the Book of Mormon against that background.13

It has proven overwhelmingly tempting, for some, to assume that this reader’s context necessarily informs the text’s production culture. Doing so, however, creates the possibility that the analysis demonstrates the recontextualization rather than the original text. We must be careful to examine the writer’s production culture, not the reader’s. Fortunately, scholarship both in and outside of the Church has developed to the point where we no longer need supply a nebulous nineteenth-century understanding to our reading of the Book of Mormon. Examination of the textual clues to geography has led to a new context in which it may be placed. The current best Latter-day Saint scholarship suggests that the Book of Mormon took place in a limited area of the region known as Mesoamerica.14

The explosion of secular scholarship concerning Mesoamerican cultures in the last fifty years has created a newly available historical picture. The Book of Mormon may now be compared to two different and reasonably well-known potential production cultures: the American Northeast of the nineteenth century and Mesoamerica from the times claimed by the Book of Mormon.

The Nineteenth Century Production Culture and the Translation Layer

Apart from the obvious nineteenth-century elements of language and imitative style, other features strongly suggest that the nineteenth century Northeast was their production culture. Mark Thomas discusses the similarity of certain phrases in the Book of Mormon to the evangelical vocabulary recorded in documents contemporary to Joseph Smith: “In addition to biblical phrases, evangelicals had their own conventional phrases or formulas for describing conversion: ‘redeeming love,’ ‘to taste redeeming love,’ ‘to hear the shouts of redeeming love,’ and ‘to sing the song of redeeming love,’ a phrase that also appears in the Book of Mormon (Alma 5:26).”15

Both the specificity of the phrase and the theological context in which it appears locate this phrase in Joseph Smith’s cultural background. Although not proof, it is strong evidence suggesting that the phrase “to sing the song of redeeming love,” as found in Alma 5:26, comes from a nineteenth-century production culture.

If our English text were claimed to be an original ancient document, the presence of this phrase (and others like it), which may be localized in both time and space to Joseph Smith’s era, would be strong evidence that the production culture of the entire work was modern, not ancient. Similarly, phrases that obviously copy or echo the King James Version New Testament would be strong indications of anachronism–if the English text were considered to be the original text.

Such anachronisms of vocabulary, however, may be indictments of the translation and not necessarily the underlying text. For instance, the King James Bible speaks of candles. In the ancient Mediterranean, candles would be an anachronism as oil lamps provided most light. Although technically incorrect, the anachronistic term “candle” may be confidently ascribed to the translator, not the original text. The textual road itself was laid down much earlier. It is the translation “road” that was laid down at a later time and reflects concepts appropriate to the time of translation rather than the time of the original.

Of course the Book of Mormon presents a problem because we do not have the original text in the original language. We do not have the ability to consult the original language to confidently separate vocabulary issues into text or translation. Nevertheless, because it claims to be a translation, we must treat the English text as the translation layer, not the original. When we find phrases or vocabulary that reflect a nineteenth-century production culture, we cannot tell immediately whether they are artifacts of the underlying text or of the translation.

William Clements, a professor in the Department of English, Philosophy, and Languages at Arkansas State University, points out this very problem in a nineteenth-century translation of a Native American document. Rufus Sage translated a BrulÈ narrative into English in 1846. Similar to the Book of Mormon, the original is no longer available. Similar to the Book of Mormon, aspects of the translation indicate the time period in which that translation was made:

Several elements of this text probably derive more from Sage than from the oral narrator. For instance, the scenic description (the “silvery spring overhung by drags and shaded by cottonwoods”) must reflect the romantic literary esthetic of Sage’s time. The careful pacing of the narrative with each phase of its progress fully explained and related to earlier phrases suggests the hand of the textmaker, as does the attention to detail in the dialogue, especially the story-within-the-story. Throughout the text, the language strikes twentieth-century ears as too formal for a story of this sort–a personal anecdote devoid of apparent ritual associations. And one must wonder to what extent the English words Sage has employed in his text represent what the narrator actually said. For example, Sage uses the English terms “conflict,” then “fray,” and then “fight.” Are these translations of the same Lakota word? If Sage’s three words in fact reflect real variations in the narrator’s diction, do they catch the different shadings of the original Lakota vocabulary? The mixture of somewhat formal, “literary” English usages (for instance, “a face suffused in blood”) with stereotypical “Indianisms” (“Three moons sped”) also raises questions about the tonal level of the text. Yet Sage did not see himself as being unfaithful to his originals.

Regarding another text he made from a BrulÈ story, he wrote, “In penning the above I was guided solely by the leading incidents as related in my hearing.” In truth, though, he was also guided by his sense of the literary–of what was necessary to make a good tale in a written European language.16

Sage’s attempt at a faithful translation of a Native American document shows evidence of its production culture, just as we would expect. There are phrases and themes that almost certainly derive from the translator’s culture rather than the culture of the original narrator. Quite apart from the text being translated, the English version places the translation’s production culture in the 1800s.

This is precisely the problem with have with the Book of Mormon. We have evidence of the modern production culture precisely at the level of the vocabulary of the English text. When we see parallels of phrases that are similar to other documents we may suspect that the translation layer is contaminated with the culture that produced those phrases. What we cannot say for certain, however, is whether or not such contaminations that make the Book of Mormon read as “a good tale in a written European language” have any relationship to the underlying text.

Assessing the Production Culture of Structural Elements

In order to more accurately assess the production culture of the Book of Mormon, we must move beyond items that are based on vocabulary. One place where the subconscious production culture should be most evident is in the event structures: those places where we see a concept being employed in the text rather than being explained in the text.

A feature that is often argued to point toward a modern production culture for the Book of Mormon is the text’s description of political sentiment. Richard L. Bushman describes one such claim: “The late Thomas O’Dea, a sympathetic but critical scholar, thought that ‘American sentiments permeate the work.’ ‘In it are found the democratic, the republican, the anti-monarchial, and the egalitarian doctrines that pervaded the climate of opinion in which it was conceived and that enter into the expressions and the concerns of its Nephite kings, prophets, and priests as naturally as they later come from the mouths of Mormon leaders preaching to the people in Utah.'”17

Evidence for O’Dea’s position would come from seeing the text’s insistence on the “voice of the people” as evidence of a democratic urge and Mosiah’s condemnation of monarchies as reflective of republican sentiment. Those features certainly reflect a modern vocabulary. The question is whether they behave in modern ways when we see those principles operating in the text.

Bushman elsewhere described his attempt to discover the democratic and republican features of the Book of Mormon:

When I was asked to give some talks in Utah during the bicentennial of the American Revolution, I decided to examine the political principles embodied in the Book of Mormon and make some application to our Revolution and Constitution. I thought this would be simple enough because of the switch from monarchy to a republic during the reign of Mosiah. I was sure that somewhere in Mosiah’s statements I would find ideas relevant to the modern world. With that in mind, I accepted the invitation to talk, but not until a few months before I was to appear did I get down to work. To my dismay I could not find what I was looking for. Everything seemed just off the point, confused and baffling. I could not find the directions for a sound republic that I had expected.18

Along with O’Dea, Bushman apparently believed that the democratic vocabulary of the translation layer would be reproduced in the event structures of the text. He continues, describing the result of his confrontation with the evidence of actions rather than vocabulary:

I long ago learned that it is better to flow with the evidence than to compel compliance with one’s preformed ideas. So I asked, instead, what does the Book of Mormon say about politics? To my surprise, I discovered it was quite an unrepublican book. Not only was Nephi a king, and monarchy presented as the ideal government in an ideal world, but the supposedly republican government instituted under Mosiah did not function that way at all. There was no elected legislature, and the chief judges usually inherited their office rather than being chosen for it.19

At this point in our analysis we have a connection to nineteenth-century politics that can be seen on the translation layer, but which cannot be confirmed on the event-structure layer. The lack of textual confirmation of vocabulary cautions us against positing a nineteenth-century production culture but it does not necessarily exclude it. Perhaps the differences were related to Joseph’s imagination, although it seems unlikely that he would use obvious terms for the inobvious structures–and leave them unexplained.

Until relatively recently, this was the end of the question. Doubt could be cast on the nineteenth-century production culture, but lacking a non-nineteenth-century culture against which comparisons could be made, there was no clear way to develop a more compelling argument. In the terms Malina and Rohrbaugh used, we had only the modern recontextualization, and not necessarily the original context.

The recognition of Mesoamerica as a plausible location for the Book of Mormon, however, gives us the opportunity to compare the text’s political structures against a different culture. The ability to read Maya texts yields a reasonable picture of Maya politics. While it has long been understood that kings reigned over the Maya cities, it is now apparent that those kings did not rule autocratically. They ruled with the assistance of a council formed from leaders of important lineages.20 Political power was held by balancing the tensions among these lineages. This is most dramatically attested in the reign of Yax Pasaj near the final years of Cop·n where he acts on monumental sculpture in company with important nobles, rather than majestically alone as most kings are represented on the monuments.21 These lineages or councils operated in buildings designated as popol nah or ‘mat houses.” The mat was the symbol of ruling power, and these buildings are therefore locations associated with the political system. They might be attached to the state, but also were present in some smaller communities. The various popol nah functioned for the debate of policy as well as centers for instruction in ritual dance.22

The great houses, or lineages, formed a governmental layer that functioned just below the monarchy and which was integral to the political process. Even under the monarchy there were political structures similar to the Nephite judges. In fact, John Pohl notes that in one of the later Mixtec codices: “The four priests…specifically conform to descriptions in the RelaciÛn de Tilantongo and elsewhere of a body of judges who administered the realm for the king.”23

In the course of history, some Mesoamerican communities appear to have followed the same political path as did the Nephites. They disposed of the position of the king. When they did so, these previous structures remained in place but were elevated to perform the centralized ruling function. There is some evidence that this took place at Teotihuac·n.24 It is much more certain that a council of lineage heads ruled in ChichÈn Itz·.25 While all of these examples post-date the Book of Mormon, there is no reason to believe that the essential political structures were significantly different in earlier times.

The Book of Mormon describes the “voice of the people” as a function of monarchy as well as of the later reign of the judges. When Mosiah declares eligible sons to become king, he seeks the voice of the people concerning which son might become king. (Mosiah 29:1-2) When Limhi becomes king, he does so according to the voice of the people. (Mosiah 7:9) The Book of Mormon represents this political feature as a continuation from the days of the monarchy, but applied to the new conditions. That continuity is evidenced in the Mesoamerican examples where the monarch has been eliminated. Descriptions of the ways the voice of the people functioned are rare, but fit better with discussions in the popol nah than as a democratic vote. (See Alma 2:3-7)

When the Book of Mormon describes a reign of judges that retains features of the monarchy, it is completely at home in a Mesoamerican setting. The shift from a king to judges is not only understandable in Mesoamerican politics, Mesoamerican political structures show us how the Nephite system plausibly moved from monarchy to judgeship. The change declared by Mosiah was not a wholesale alteration of political systems, but rather a modification of a system that elevated existing structures to new functions.

What do Book of Mormon political structures tell us about the production culture of the Book of Mormon? They tell us that the strongest evidence for a nineteenth-century production environment is limited to the translation layer; it is vocabulary based. When we attempt to see that vocabulary enacted in the text, it behaves differently from modern expectations, but in ways consonant with the plausible historical production culture. As Orson Scott Card suggested, it is in the unconscious and inobvious aspects that the text ought to show its true production culture. That is precisely the level at which the antiquity of the text’s political descriptions are most strongly attested.

The Test of Productivity

Of course an examination of political structures is only one element. The ultimate case for the historicity of the Book of Mormon will depend upon multiple similar examples. However, we have not yet finished with the ways in which the political data in the Book of Mormon may be related to a particular production environment.

Malina and Rohrbaugh pointed out that modern readers frequently recontextualize an ancient document because their social referents differ from those of the text. When the correct context is restored for the modern reader, the text takes on new vistas of meaning. For example, the book of Judges contains the story of the murder of the Moabite king Eglon by Ehud. The story begins: “But when the children of Israel cried unto the Lord, the Lord raised them up a deliverer, Ehud the son of Gera, a Benjamite, a man lefthanded.” (Judges 3:15) The text tosses in a description of Ehud as “a man lefthanded” without any explanation or reason for telling us why this might have been important to the story. As Baruch Halpern explains:

Ehud is not “lefthanded” rather, “his right hand was ‘itter.” This adjective comes from a root meaning “to bind,” and suggests that the use of the hand was somehow impeded (v. 15; cf. Ps. 69:16)… In all three texts [using “his right hand was ‘itter”] the lefthanders are Benjamites. In no other text does handedness figure. The logical inference is that Benjamin was known for producing southpaws. They could have done so as, until recently, the Maori did, by binding the right arms of young children–hence ‘bound as to his right hand”–and inculcating dexterity with the left. On this supposition Ehud was not, as the translations have it, “a man lefthanded.” He was one of a breed of men schooled in the use of the left hand for war.26

In this example, cultural data is packed into a term that is left unexplained. Read from a modern perspective, being lefthanded is a bit of non-essential data. In the cultural context that produced the description, however, it was a very important clue to Ehud’s deadly nature.

Such information is not simply nice to know. It is essential to the correct understanding of the motivations and events of the text. Given a text without context, as the Book of Mormon has been, events float unrelated and unexplained on an unknown ocean. If, however, we find the correct production culture, we should be able to supply the missing context and retrieve sense from near nonsense. If we find the correct environment, it should improve our comprehension of the text.

As a final test of the production environment for Book of Mormon politics, I will examine one of the popular stories from the Book of Mormon. The account of Ammon at the waters of Sebus is both well-known and entirely misunderstood. If we strip the story of its faith-inspiring aspects it becomes nearly nonsensical. Allow me to retell the story in a way that highlights its anomalous aspects.

  • Ammon, a traditional enemy, volunteers to be a servant for a Lamanite king. Instead of killing or jailing this enemy, the king immediately offers one of his daughters in marriage.
  • The Lamanite king has an ongoing problem with his flocks at the waters of Sebus. Several times a band of men has scattered the flocks. (See Alma 17:28.) In spite of the repeated scatterings, it never occurs to the king to send armed guards to protect them. He could have done so, because in the aftermath of these events, he suggests that armies could protect Ammon (Alma 18:21). Strangely enough, however, they couldn’t protect the flocks.
  • Mormon indicates that it is thieves who are after the flocks, but they pick a particularly difficult target. The text specifically mentions that the flocks “scattered…insomuch that they fled many ways” (Alma 17:27).
  • Ammon suggests that the he and servants round up the flocks. It does not appear that this has ever occurred to anyone before. That they were successful (Alma 17:32) confirms that the so-called thieves did not get anything for their effort. We must assume that other servants could have gathered the flocks. However, they preferred to lose their lives rather than track down the errant animals.
  • Apparently only after the flocks are scattered do the servants give Ammon the bad news: “Now the king will slay us, as he has our brethren because their flocks were scattered by the wickedness of these men.” (Alma 17:28). First the king offers him a daughter, then he sends Ammon into a situation where it is virtually certain he will be executed.
  • Ammon seems to be the only one to whom it occurred to fight back. Just as the king never supplied armed guards, there is no record of any other servant resisting. None of Ammmon’s companion servants joined in the fight.
  • In the spiritual aftermath, the king and queen are lying as though dead. When the servant Abish gathers people to see the miracle, several of those who come are relatives of those who scattered the flocks, including the brother of a man who was slain. (Alma 19:21-22) The text doesn’t tell us why the king lives among thieves.

Of course the spiritual message is the same in spite of all of these oddities. However, in a historical document we expect that the actions of the participants in the events would make some kind of sense. This is where the lack of cultural context for this tale becomes dramatically obvious. Everything that we ought to know to fill in these blanks of nonsense is missing. The motivations and reasons are not clearly explained as they would be in a science fiction story that attempted to create an unusual situation. This story is either the result of a very poor writer, or of unexplained cultural context.

Mesoamerican political tensions supply the missing content. Maya kings balanced their own power base against competing lineages. The translated texts tell of some instances that appear to indicate a change in the power balance, with a new lineage assuming the throne and creating a new dynasty. Historian David Drew describes the problem for the Maya kings:

Increasingly recognized today…is the likelihood of a constant, dynamic tension between the ruler, along with the family group, the royal lineage that surrounded him, and other powerful and long-established lineages within a city state. The centralizing success of royal dynasties almost certainly obscures the extent to which kings depended upon and negotiated with other political factions. For each dynasty of the Classic period had in earlier centuries been merely one among many such patrilineages or kin-groups. It is impossible to know with any precision how ruling lines established themselves at the end of the Preclassic period–as war-leaders, perhaps, or as mediators in local disputes. However they came by their authority, they could only have maintained it through consent and co-operation, despite the impression of absolute power that their monuments create. From the eighth century, at Cop·n in particular, there is some evidence of the negotiation that must have gone on behind the scenes. There is little reason to believe that this kind of jostling was not seen in earlier centuries too.27

All aspects of the story of Ammon at the waters of Sebus make perfect sense against the backdrop of a Mesoamerican king struggling with competition from a powerful rival lineage. Note that when the king is discussing the incident with Ammon he asks: “tell me by what power ye slew and smote off the arms of my brethren that scattered my flocks” (Alma 18:20, emphasis added). While it is possible that the phrase “my brethren” is extremely generic, it would be very unusual to presume robbers as “brothers” of a king, and equally as unusual to include anyone outside of the city as one’s “brothers.” These thieves really are “brethren,” and that is the whole reason for the trouble. Now let me retell the story against the backdrop of political tensions with Lamoni’s “brethren.”

Ammon comes before the king and asks to be a servant. Ammon is a Nephite and therefore not only an outsider but an enemy. The king offers to make him family by marrying one of his daughters. If Ammon had accepted, he would also have accepted rule by the new family and therefore be under the king’s control. By refusing, Ammon continues to be an outsider and therefore potentially uncontrollable. The king decides to place Ammon in a position where this condition of being outside the city’s political intrigues might be advantageous: He sends him to water the flocks at Sebus.

The dumb thieves who don’t get much from their raids are actually getting everything they want. Key to understanding the story is that whatever ruse was employed to allow the fiction that they were robbers, the reality was that they were well-known to the servants and to the king. They were members of the rival lineage who were attempting to alter the balance of power. By scattering the king’s flocks they were embarrassing the king and therefore diminishing his appearance of total control. Because the rival lineage was sufficiently powerful, the king could not move against them directly without creating civil war. Therefore, the king could not send armed guards. If he killed the members of the competing lineage it would break whatever illusion of cooperation there was and instigate civil disorder. The guards cannot defend themselves for the same reason that the king could not send troops.

The king could not, however, allow the situation to completely embarrass him. Therefore the fiction of thievery is either created or allowed to remain. Because something had to be done to restore the king’s honor in the situation, the guards are punished for their “failure.” The king places the failure on the guards and executes them to demonstrate that he is still controlling the situation.

Along comes Ammon, who is an outsider to the political intrigue. Ammon is not a member of either lineage and as an outsider would be unaware of the identities of these “brethren” thieves or the delicate political situation; he is a wildcard in a high-stakes game. The king deliberately puts him into a situation where it is possible–even probable–that he will use his sword, where all other servants have held theirs. It is quite possible that the king expected Ammon to do some damage, but ultimately fail to protect the flocks. From the king’s perspective, any damage that Ammon did would improve the king’s standing in the political impasse by gaining more revenge without the political cost–because it was done by an outsider.

When Abish finds many relatives of the robbers as well as the brother of the slain “thief” close by, we have our confirmation that this is a delicate political dance. Only if the family is part of the royal court would so many relatives of outlaws be that close to the home compound of a king. That a family of a thief is that close to the king tells us that the thieves were also that close. The thieves at the waters of Sebus were not from another city. They were not miscreants ostracized from this city. They were of a family that was sufficiently prestigious that it spent time in close proximity to the king. It had to be a competing royal lineage.

This reinterpretation of the events against a Mesoamerican cultural background creates sense from the near nonsense of the contextless account. Our analysis of Book of Mormon politics tells us that not only do the structural elements trace more firmly to a Mesoamerican context, but that the Mesoamerican context provides needed information that fills in the gaps between the assumed understanding of the writer and the reader.

Conclusions

Because the Book of Mormon specifically claims to be a translation, we are obliged to examine it as a translated text. The examination of political data from the Book of Mormon highlights both the necessity and the functionality of making such an analytical separation in the way we understand our evidentiary task.

There are political terms that have an obvious similarity to the nineteenth-century production culture. However, since those similarities only exist on the level of vocabulary and cannot be seen in the way political concepts are worked out in the text, we may confidently ascribe the nineteenth-century similarities to the translation layer. It is really very easy to demonstrate that the translation layer was the result of a nineteenth-century production culture. Of course, that has never really been in question at all.

When we dive below the surface of the vocabulary of the translation and attempt to deal with the event structures of the text, the situation is dramatically different. Where the translation layer fits comfortably into the nineteenth century, the event structures are discordant with it. In the case of political structures, we find that they do not match with the expectations of vocabulary. They do, however, fit into the context of time and place that best fits the geographic features described in the text. This last type of evidence is particularly important because it comes directly from the unconscious and unwritten portions of the text.

The Book of Mormon makes complete sense as a historical document, but does so only when we place it in the correct historical context. Without the correct production culture, the text is anomalous and sometimes foreign to human experience–as in the contextless reading of Ammon at the waters of Sebus. Placed in the correct production culture where the unstated assumptions writer become explicit for the reader, the text authentically describes human motivations appropriate to that historical time and place.

Bibliography

Allen, Joseph L. Exploring the Lands of the Book of Mormon. Orem, UT: SA Publishers, 1989.

Bushman, Richard L. “The Book of Mormon and the American Revolution.” BYU Studies 17, no. 1 (Autumn 1978): 3-20.

——. “My Belief.” BYU Studies 25, no. 2 (Spring 1985): 23-30.

Card, Orson Scott. The Book of Mormon, Artifact or Artifice? Adapted from a Speech Given at the BYU Symposium on Life, the Universe, and Everything, February 1993. June 2004 (http://www.nauvoo.com/library/card-bookofmormon.html).

Clements, William M. “”Tokens of Literary Faculty”: Native American Literature and Euroamerican Translation in the Early Nineteenth Century.” In On the Translation of Native American Literatures, edited by Brian Swann, 33-50. Washington and London: Smithsonian Institution Press, 04/06/23, 1992.

Cowgill, George L. “State and Society at Teotihucan, Mexico.” 1997. In The Ancient Civilizations of Mesoamerica: A Reader, edited by Michael E. Smith and Marilyn A. Masson, 300-23. Malden, Massachusetts: Blackwell Publishers, 04/06/23, 2000.

Drew, David. The Lost Chronicles of the Maya Kings. Berkeley: University of California Press, 1999.

Halpern, Baruch. The First Historians: The Hebrew Bible and History. San Francisco: Harper & Row Publishers, 1988.

Hauck, F. Richard. Deciphering the Geography of the Book of Mormon: Settlements and Routes in Ancient America. Salt Lake City: Deseret Book Company, 1989.

How is It That the Book of Mormon Prophet Jacob Ends His Account with the French Word ‘Adieu?’ June 2004 (http://farms.byu.edu/questionday.php?id=1).

Jackson, Kent P. “Joseph Smith and the Historicity of the Book of Mormon.” In Historicity and the Latter-Day Saint Scriptures, edited by Paul Y. Hoskisson, 123-140. Salt Lake City: Religious Studies Center, Brigham Young University, 2001.

Malina, Bruce J., and Richard L. Rohrbaugh. Social-Science Commentary on the Synoptic Gospels. Minneapolis, Minnesota: Fortress Press, 04/06/24, 1992.

Martin, Simon, and Nikolai Grube. Chronicle of the Maya Kings and Queens. London: Thames and Hudson, 2000.

McGrath, Alister. In the Beginning: The Story of the King James Bible and How It Changed a Nation, a Language, and a Culture. New York: Anchor Books, 2001.

Midgley, Louis. “No Middle Ground: The Debate Over the Authenticity of the Book of Mormon.” In Historicity and the Latter-Day Saint Scriptures, edited by Paul Y. Hoskisson, 149-70. Salt Lake City: Religious Studies Center, Brigham Young University, 2001.

Olive, Phyllis Carol. The Lost Tribes of the Book of Mormon. Springville, Utah: Bonneville Books, 2001.

Pohl, John M. D. “The Four Priests: Political Stability.” 1994. In The Ancient Civilizations of Mesoamerica: A Reader, edited by Michael E. Smith and Marilyn A. Masson, 342-59. Malden, Massachusetts: Blackwell Publishers, 2000.

Priest, Josiah. American Antiquities and Discoveries in the West. 1834. 4th ed. Colfax: Ancient American Archaeology Foundation, N.D.

Schele, Linda, and Peter Mathews. The Code of Kings: The Language of Seven Sacred Maya Temples and Tombs. New York: Scribner, 04/06/24, 1998.

Smtih, Ethan. View of the Hebrews or the Tribes of Israel in America. 1825. 2d ed. Colfax, Wisconsin: Ancient American Archaeology Foundation, 2002.

Sorenson, John L. An Ancient American Setting for the Book of Mormon. Provo/Salt Lake City: Foundation for Ancient Research and Mormon Studies/Deseret Book Company, 1985.

Thomas, Mark D. Digging in Cumorah: Reclaiming Book of Mormon Narratives. Salt Lake City: Signature Books, 1999.

Notes

1 Kent P. Jackson, “Joseph Smith and the Historicity of the Book of Mormon,” in Historicity and the Latter-Day Saint Scriptures, ed. Paul Y. Hoskisson (Salt Lake City: Religious Studies Center, Brigham Young University, 2001), 124.

2 Louis Midgley, “No Middle Ground: The Debate Over the Authenticity of the Book of Mormon,” in Historicity and the Latter-Day Saint Scriptures, ed. Paul Y. Hoskisson (Salt Lake City: Religious Studies Center, Brigham Young University, 2001), 149-150.

3 How is It That the Book of Mormon Prophet Jacob Ends His Account with the French Word ‘Adieu?’. June 2004 (http://farms.byu.edu/questionday.php?id=1).

4 Alister McGrath, In the Beginning: The Story of the King James Bible and How It Changed a Nation, a Language, and a Culture (New York: Anchor Books, 2001). See especially chapters 5-7.

5 Baruch Halpern, The First Historians: The Hebrew Bible and History (San Francisco: Harper & Row Publishers, 1988), 4.

6 Orson Scott Card, The Book of Mormon, Artifact or Artifice? Adapted from a Speech Given at the BYU Symposium on Life, the Universe, and Everything, February 1993, June 2004 (http://www.nauvoo.com/library/card-bookofmormon.html).

7 Bruce J. Malina and Richard L. Rohrbaugh, Social-Science Commentary on the Synoptic Gospels (Minneapolis, Minnesota: Fortress Press, 04/06/24 1992), 10.

8 Ibid.

9 Ibid., 13.

10 Ibid., 11.

11 Ibid., 14.

12 Ethan Smtih, View of the Hebrews or the Tribes of Israel in America, 1825, 2d ed. (Colfax, Wisconsin: Ancient American Archaeology Foundation, 2002) Josiah Priest, American Antiquities and Discoveries in the West, 1834, 4th ed. (Colfax, Wisconsin: Ancient American Archaeology Foundation, N.D.);

13 An interesting text is Phyllis Carol Olive, The Lost Tribes of the Book of Mormon (Springville, Utah: Bonneville Books, 2001). Olive presents her evidence for a North American geography of the Book of Mormon by using the type of evidence that the early Saints would have used. While not convincing with modern data available, it is nevertheless an interesting example of the type of evidence that would have led the early Saints to their interpretation of the text.

14 See John L. Sorenson, An Ancient American Setting for the Book of Mormon (Provo/Salt Lake City: Foundation for Ancient Research and Mormon Studies/Deseret Book, 1985) Joseph L. Allen, Exploring the Lands of the Book of Mormon (Orem, Utah: SA Publishers, 1989); F. Richard Hauck, Deciphering the Geography of the Book of Mormon: Settlements and Routes in Ancient America (Salt Lake City: Deseret Book Company, 1989).

15 Mark D. Thomas, Digging in Cumorah: Reclaiming Book of Mormon Narratives (Salt Lake City: Signature Books, 1999), 134.

16 William M. Clements, “‘Tokens of Literary Faculty’: Native American Literature and Euroamerican Translation in the Early Nineteenth Century,” On the Translation of Native American Literatures, ed. Brian Swann (Washington and London: Smithsonian Institution Press, 04/06/23 1992), 41-42.

17 Richard L. Bushman, “The Book of Mormon and the American Revolution,” BYU Studies 17, no. 1 (Autumn 1978): 2-3.

18 Richard L. Bushman, “My Belief,” BYU Studies 25, no. 2 (Spring 1985): 27.

19 Ibid.

20 David Drew, The Lost Chronicles of the Maya Kings (Berkeley: University of California Press, 1999), 243.

21 Simon Martin and Nikolai Grube, Chronicle of the Maya Kings and Queens (London: Thames and Hudson, 2000).

22 Drew, The Lost Chronicles of the Maya Kings, 243. Linda Schele and Peter Mathews, The Code of Kings: The Language of Seven Sacred Maya Temples and Tombs (New York: Scribner, 04/06/24 1998), 44.

23 John M. D. Pohl, “The Four Priests: Political Stability,” 1994, in The Ancient Civilizations of Mesoamerica: A Reader, ed. Michael E. Smith and Marilyn A. Masson (Malden, MA: Blackwell Publishers, 2000), 355-356.

24 “Supreme Teo political authority may not always have been strongly concentrated in a single person or lineage. R. Millon suggested that Teo might have been an oligarchic republic. The case now seems stronger, though not yet overwhelming.” George L. Cowgill, “State and Society at Teotihucan, Mexico,” 1997, in The Ancient Civilizations of Mesoamerica: A Reader, edited by Michael E. Smith and Marilyn A. Masson (Malden, Massachusetts: Blackwell Publishers, 04/06/23 2000), 315.

25 The inscriptions amongst the buildings to the south of the city center help to explain how the political system at ChichÈn Itz· worked. They do not talk of dynastic rulers and their great deeds, as in previous centuries. Instead they mention a number of individuals, with names such as ‘Kakupakal’ or ‘Kokom’, in connection with the dedication of buildings and other ceremonies, often concerned with the maintenance of sacred fires and the drilling of ‘new fire’ on important occasions in the calendar. The glyph for sibling, y-itah is used to describe the relationship between these people, suggesting rule by “brothers.” Some may indeed have been related in this way and Diego de Landa also talks of the tradition of “brothers” ruling at ChichÈn Itz·. But the phrase may best be interpreted to mean “companions” or individuals each of roughly equivalent status. They are accorded the title ahaw, but significantly none is termed k’ul ahaw or supreme, “divine lord.” What this would seem to represent is rule by council, by the heads of different lineages. At the time of the Spanish Conquest some small city states still used the term multepal, best rendered as “group rule,” to describe what was probably a very similar system Drew, The Lost Chronicles of the Maya Kings, 372.

26 Halpern, The First Historians, 40-41.

27 Drew, The Lost Chronicles of the Maya Kings, 324.

Monotheism, Messiah, and Mormon’s Book

Brant Gardner
August 2003

In 1837 Joseph Smith made several editorial changes in the Book of Mormon. Many are relatively innocuous, but one of them is much more substantial. In the 1830 edition of the Book of Mormon, the verse we know as 1 Nephi 11:18 reads:

And he said unto me: Behold, the virgin whom thou seest is the mother of God, after the manner of the flesh.

For the 1837 edition, Joseph inserted “the Son of,” so that the verse has read ever since:

And he said unto me: Behold, the virgin whom thou seest is the mother of the Son of God, after the manner of the flesh.

There is no way to know just what was on Joseph Smith’s mind when he made that change, but that hasn’t stopped a lot of people from trying.

However, when we focus on the fact of the change, we inherently begin to ask the wrong questions. Several authors have discussed this change as evidence of an evolving LDS theology of God. That very question implicitly supposes Joseph Smith as the author of the Book of Mormon by assuming that the Book of Mormon is evidence of Joseph’s early thought. If we believe the Book of Mormon, it isn’t. The Book of Mormon doesn’t represent Joseph’s theology–it represents Nephite theology. To understand Nephite theology, our focus should be on explaining why the verse is there in the first place, not on what happened to it later. For the Book of Mormon, understanding theological evolution will in fact be the key to our understanding of this text, but it will not be the evolution of LDS theology that will explain it. It will be the evolution of Israelite theology.

The Book of Mormon begins its history in the first year of the reign of Zedekiah in Jerusalem, or 597 B.C. While this is our first dated event, the figures in the story are obviously alive at that time, and as the text opens, Lehi has four sons and some daughters. Lehi is clearly old enough to have experienced certain events that took place before 597 B.C., but which were not recorded. The invasion of Jerusalem by Babylon is certainly the most obviously catalytic event for the Book of Mormon as it sets the stage for Lehi’s call as a prophet and the command for his family to flee the coming destruction. However, another earlier event may prove to have been the most lasting influence on Book of Mormon history. Lehi lived through the time of the Deuteronomic reform.

In a forum presentation at BYU in 2003, Margaret Barker noted:

King Josiah changed the religion of Israel in 623 B.C. According to the Old Testament account in 2 Kings 23 he removed all manner of idolatrous items from the temple and purified his kingdom of Canaanite practices. Temple vessels made for Baal, Asherah and the host of heaven were removed, idolatrous priests were deposed, the Asherah itself was taken from the temple and burned, and much more besides. An old law book had been discovered in the temple, and this had prompted the king to bring the religion of his kingdom into line with the requirements of that book. There could only be one temple, it stated, and so all other places of sacrificial worship had to be destroyed. The law book is easily recognizable as Deuteronomy, and so King Josiah’s purge is usually known as the Deuteronomic reform of the temple.1

The serendipity of finding a lost book right at the beginning of series of reforms has raised the question of the authenticity of that book. Even though the timing is still suspicious, we need not dismiss the entire work as a politically exigent construction. Norman Gottwald writes of this in his introduction to Deuteronomy for the Interpreter’s One-Volume Commentary on the Bible:

The one hard date is the year of Josiah’s reform, 622. But the origins of Deuteronomy are older than the reform. Levitical reading and preaching of the law did not begin in 622; considering the allusions to Shechem the practice must have extended back at least a century into Northern Israel. The shock of the discovery of the law in 622 does not mean that such traditions were unknown in Israel previously; it means rather that the Judean monarchy had lost touch with them for as much as 50 or 75 years (assuming that Hezekiah knew of them and used them in his reforms)…

Was the law written specifically for the purpose of “planting” it in the temple? Perhaps-if we assume that only in this way could its claims be brought to the king convincingly and without danger of the law’s advocates. Yet it is striking that even with the written law before him Josiah was unconvinced until specific supporters of the law had assured him of its validity (2 Kings 22:8-20)…

It is more likely that the writing and rewriting of Deuteronomic laws and admonitions was going on under-ground throughout the reign of Manasseh (ca. 687-642). If we visualize the Yahwistic cultic calendar as lapsing or at least suffering from neglect, the old patterns of cultic renewal of covenant and law would be strained and even threatened with extinction. Oral materials remembered from year to year would no longer he recited, and authoritative texts of the laws inscribed at cult sites would become defaced or even destroyed. Thus both oral and written records of [Deuteronomic] traditions were driven underground and fostered there until they broke to the surface in 622.

This interpretation does away with the view that the planted Deuteronomy was a “pious fraud.” No one needed to concoct a book purporting to be by Moses; all he had to do was collect materials long attributed to Moses, through the device of the cult functionary speaking on behalf of Moses, and to assert that these traditions should once again be binding in Israel.2

Beyond understanding how Deuteronomy might be both new and old and the same time, Gottwald’s explanation highlights the idea that there were multiple strands of religious understanding in Israel for at least one hundred years prior to Lehi. Very clearly the Deuteronomic reform operated against a previously acceptable tradition. In doing so, it did not invent something new, but elevated an available, if not then dominant, tradition. This multiplicity of traditions within the same culture is absolutely essential to our understanding of the religious climate that produced Lehi, and influenced Nephi.

As we attempt to understand the multiple lines of thought that were present in Jerusalem on the eve of the Deuteronomic reform, the figure of Asherah becomes an important gauge of both theological change, and the time reference for that change. In the Bible, the term Asherah may refer simultaneously to the mother-goddess of that name, or to her image (such as was removed from the temple). 3

What was the image of the mother-goddess Asherah doing in the temple in Jerusalem? She was there because she was the wife, or consort, of Yahweh. Several inscriptions have been discovered that specifically speak of “Yahweh and his Asherah.” Scholars accept this as an indication that Asherah was the consort of Yahweh.4 Some seventy years before the Deuteronomic reform, King Hezekiah initiated a similar reform that removed Asherah from the temple. Unlike the Deuteronomic reform, that of Hezekiah did not last. If fact, it did not survive even to his son. Speaking of Manasseh’s reversal of his father’s reform, Raphael Patai conjectures:

If Manasseh did not bother to replace the Brazen Serpent, the other image removed from the Temple by his father, this was probably due to the fact that with the passage of time the worship of a deity symbolized or represented by a serpent figure had become obsolete. Not so Asherah, whose motherly figure must have been dear to many worshipers and whose restoration to her traditional place in the Temple was therefore considered a religious act of great importance. It is tempting to conjecture that the mythical motivation behind Manasseh’s act was the conviction that Yahweh’s consort, the great mother-goddess Asherah, must be restored to her old and lawful place at the side of her husband.5

What makes Asherah such a key in understanding the threads of Israelite thought about deity is the discovery of a set Ugaritic (or Canaanite) texts in 1928. Among these texts is a treasure trove of information about religion in the time period of about 1350-1150 B.C. C.L. Seow notes: “the value of the Ugaritic texts goes beyond the horizons of Canaanite faith. The evidence suggests that Israelite theology was not as radically discontinuous with Canaanite religions as was once thought.”6

What those texts make clear is that the early Semitic religion worshipped a pantheon structured as a divine family, with a Father god, El and his consort, this very Asherah.7 These two are at the head of a heavenly council. Daniel C. Peterson synopsizes the relevant information:

The council is known by various names in the Ugaritic materials, including “the assembly of the gods” and “the assembly of the sons of ‘El.” According to Canaanite belief, ‘El was the creator-god. Evidence strongly suggests that he was the original chief god of the Semites generally. As creator, however, he also stood at the head of the pantheon as the “father of the gods” or the “father of the sons of God” and was called the “ancient one,” the “patriarch,” and the “eternal one.” Consequently, the gods as his sons, were designated collectively as “the sons of ‘El.”8

Yahweh was preeminent among the sons of El in the Israelite conception. The gods of this heavenly council were assigned to be the gods of various nations (Deuteronomy 32:8), and Yahweh was the god of Israel. As Israelite thought developed, El as the Father receded into the background, and Yahweh continued to gain in prominence. This process of the elevation of Yahweh was in full force by the eighth century B.C. when Asherah appears as Yahweh’s consort, not El’s. Mark S. Smith suggests:

Asherah, having been the consort of El, would have become Yahweh’s consort only if these two gods were identified by this time. Indeed, it is evident from texts such as Isaiah’s vision of Yahweh surrounded by the Seraphim (Isaiah 6), and especially the prophetic vision of the divine council scene in 1 Kings 22:19 that Yahweh assumed the position of presider by this time.9

This gives us both an evolutionary trajectory and a timeframe. The heavenly council with El as the father, and Yahweh as preeminent son, plausibly dates to the same timeframe as the Ugaritic texts, that is, 1350 – 1150 B.C. After that time, there is a developing theology in Israel that increases the importance of Yahweh and elevates him to a position where he begins to take over the functions previously assigned to his celestial father, El. This process is in nearing its completion around 700 B.C. when we find that Yahweh has not only taken over El’s place in the council, he has taken El’s consort as his own.

In spite of this elevation to prominence and proto-monotheism, Yahweh’s relationship to the council and to his father was not entirely severed by this process. Parallel strands, perhaps reinforced by other Semitic religions, maintained the stories of El and the heavenly council. Dr. Peterson continues:

The Canaanite terminology of “the assembly of the gods” and “the assembly of the sons of ‘El” finds its parallels in the Hebrew Bible. In Psalm 29:1, which has long been recognized by scholars as an Israelite adaptation of an older Canaanite hymn, members of the council are referred to as bene ‘elim. The King James translation renders this phrase as “the mighty.” The same Hebrew phrase occurs at Psalm 89:6, where the King James Version has “the sons of the mighty.” Neither rendition is adequate. In both passages, the New Jerusalem Bible, to choose one of the best of the modern translations, gets things precisely right by translating bene ‘elim as “sons of God.”10

Equally as important to our understanding of Yahweh in the council is the identification of Yahweh as the one who would atone as the Messiah. Margaret Barker’s The Great Angel examines at length hundreds of passages from texts ranging from Jewish to Christian to Gnostic that, as she interprets them, identify Yahweh as the future Messiah and Jesus, in his Messianic role, as equated with Yahweh. As she describes the heavenly council, headed by the Father-God:

Yahweh was one of the sons of El Elyon; and Jesus in the Gospels was described as a Son of El Elyon, God Most High. In other words he was described as a heavenly being. Thus the annunciation narrative has the term “son of the Most High” (Luke 1.32) and the demoniac recognized his exorcist as “son of the Most High God” (Mark 5.7). Jesus is not called the son of Yahweh nor the son of the Lord, but he is called Lord. We also know that whoever wrote the New Testament translated the name Yahweh by Kyrios, Lord. (See, for example, the quotation from Deuteronomy 6.5: “You shall love Yahweh your God…” which is rendered in Luke 10.27 “You shall love the Lord [Kyrios] your God.”) This suggests that the Gospel writers, in using the terms “Lord” and “son of God Most High”, saw Jesus as an angel figure, and gave him their version of the sacred name Yahweh.11

Of course this particular connection comes from New Testament usage. Dr. Barker suggests that it was nevertheless a continuation of an old strand of thought that became obscured through the Deuteronomic reforms. Barker examines an interesting Old Testament passage about this Messianic expectation that appears to have suffered some obfuscation:

The clearest evidence for its survival [the anthropomorphism of the God/Messiah], however, is in the widespread tradition of interpreting words of “man” as references to the Messiah, or of designating the Messiah simply as “the man.” This can best be seen by examining the various translations of the Balaam oracles, which were believed to predict the Messiah (Numbers 24.3-9; 15-24). Thus Numbers 24.7a, where the Hebrew has the curious lines: “Water shall flow from his buckets and he shall rule over many nations” became in the LXX [the Septuagint]: “And there shall come a man out of his seed and he shall rule over many nations,” while both the Fragment and Pseudo-Jonathan Targums have: “Their king shall rise from among them and their saviour shall be from out of them.”

Philo quotes the lines as messianic prophecy: “There shall come forth from you one day a man and he shall rule over many nations” (Life of Moses 1.290). The unanimity of both translation and Targums suggests strongly that the Hebrew may once have said something other than “water shall flow from his buckets.”12

Could an old strand that expected Yahweh-as-Messiah have survived the Deuteronomic reforms to form the basis of Christian understanding of Jesus as Messiah and Yahweh? This is at least suggested by an Aramaic text from Qumran Cave 4 (4Q246 – translated by Joseph A. Fitzmyer):

Col. 1 lines 7-9

7 [then shall arise a king, and he shall be] great upon the earth.

8 [All peoples sh]all make [peace with him]; they shall all serve

9 [him. For] he shall be called [the holy one of] the [G]reat [God], and by His name shall he be named.

Col 2 line 1

1 He shall be hailed Son of God, and they shall call him Son of the Most High.13

This text is dated to around 25 B.C.14 At that time it appears that there is arguably a continuation of the definition of the Messiah as the Son of God, particularly, the Son of the Most High.

When we reconstruct the religious climate at the time of Lehi we find that there is no single, unified theology. In fact, what we find is multiple strands of theological thought that are in conflict, with the Deuteronomic reform elevating a particular strand of thought in contradiction to what had been acceptable though much of Israel’s history.

The theology of the Book of Mormon suggests that Lehi is not only a product of this time period, but that his theology, and therefore Nephi’s, is mostly likely an attempt to preserve some of the theology of God that was being denied in the Deuteronomic reforms. The following are elements of the pre-reform religion that we will see in the Book of Mormon text:

  • A Father god, ‘El who is also called el elyon or “Most High God.”
  • Yahweh as the son of God (El).
  • Yahweh as preeminent God of Israel.
  • Yahweh as Messiah.

I suggest that the particular prominence of God as Messiah in the Book of Mormon is a reaction to the reduction of that strand of Israelite religion. What Lehi and Nephi believed to have been removed in the Deuteronomic reform receives compensatory emphasis in Nephi’s foundational theology for his people, and continues through to the end of the Book of Mormon. This is the reason that the Book of Mormon is so consistently and adamantly a witness for the Messiah.

We begin our examination of God in the Book of Mormon just a few verses before 1 Nephi 11:18 with which we began this discussion. In 1 Nephi 11:6 we find:

And when I had spoken these words, the Spirit cried with a loud voice, saying: Hosanna to the Lord, the most high God; for he is God over all the earth, yea, even above all. And blessed art thou, Nephi, because thou believest in the Son of the most high God. . .

Placed in the context of the possible theologies in Jerusalem at the time of the family’s departure, this verse is quite understandable. We can perhaps understand it a little better if we “retranslate” the text to highlight the parallels.

Hosanna to El Elyon; for he is God over all the earth, yea, even above all. And blessed art thou, Nephi, because thou believest in [Yahweh] the Son of El Elyon…

Because the understanding of El as Father and Yahweh as son was still an available concept in Hebrew thought when the Book of Mormon begins, this particular description of the Father and the Son finds its best explanation as a continuation of that particular strand of Hebrew theology. While there is even less of the heavenly council remaining in the Book of Mormon than in the Old Testament, nevertheless it is plausible that such an idea continued with the Book of Mormon prophets. Note the interesting language with which Alma describes the Messiah in Alma 36:17:

…I remembered also to have heard my father prophesy unto the people concerning the coming of one Jesus Christ, a Son of God, to atone for the sins of the world.

Jesus is not the Son of God, he is a Son of God. Assuming that this is translated correctly, we have Alma placing Jesus Christ in the same divine company as did the New Testament authors cited by Margaret Barker–in the heavenly council as a Son of the Most High God. Thus Alma appears to confirm Nephi’s distinction between the Most High God and the Son of God. That brings us forcibly back to 1 Nephi 11:18. In our modern versification, 12 verses after declaring the Messiah to be the Son of God, the spirit shows that same Messiah who is declared to be God. What happened in 12 verses? Absolutely nothing. Nephi has not changed his understanding. The problem we might see as a conflict between verses 6 and 18 lies in our modern imperative of monotheism, a problem Nephi did not have.

In the Jerusalem that Lehi’s family left, Yahweh had been elevated to the position of pre-eminent God. This proto-monotheism, if I may call it that, did not eliminate the strand of thought that understood El as the Most High God. It did, however, proclaim that Yahweh was God. Not Most High God, but God. Based upon Nephi’s plausible worldview, let’s perform our exercise of retranslation again for verse 18:

And he said unto me: Behold, the virgin whom thou seest is the mother of [Yahweh], after the manner of the flesh.

Not only does this “retranslation” return the text more clearly to its appropriate 600 B.C. cultural context, it is absolutely essential to understanding the theology of the Messiah in the Book of Mormon. From the perspective of Nephite theology, the 1837 change in this text might have helped the Latter-day Saints with their understanding of God, but it did violence to an essential part of the Nephite understanding of God. For the Nephites, it is absolutely essential that they understand that Yahweh was the Messiah who would come. Nephi himself notes:

For the things which some men esteem to be of great worth, both to the body and soul, others set at naught and trample under their feet. Yea, even the very God of Israel do men trample under their feet; I say, trample under their feet but I would speak in other words–they set him at naught, and hearken not to the voice of his counsels.

And behold he cometh, according to the words of the angel, in six hundred years from the time my father left Jerusalem.

And the world, because of their iniquity, shall judge him to be a thing of naught; wherefore they scourge him, and he suffereth it; and they smite him, and he suffereth it. Yea, they spit upon him, and he suffereth it, because of his loving kindness and his long-suffering towards the children of men.15

There can be no doubt nor confusion that the person referred to here is Jesus Christ, and this Christ is the person that Nephi declares to be “the very God of Israel.” This meaning is also essential to Abinadi’s argument in Mosiah 15:1:

And now Abinadi said unto them: I would that ye should understand that God himself shall come down among the children of men, and shall redeem his people.

For the entire Book of Mormon, Yahweh is the God of Israel, and Yahweh is the Messiah. Those equivalencies are absolute and important to Nephite theology. However, there is still an understanding that Yahweh was the Son of God, in the context of El Elyon, or the Most High God.

We now have one remaining explanatory task. If the Nephites understood the separate nature of El Elyon and Yahweh, why is it also true that the text frequently equates the Messiah and the Father? While this is the stuff that led to the Christian arguments about trinitarianism and modalism, there is a much different process at work in the Book of Mormon. The problem begins with our good friend Nephi, who seems to personally present us with every possible confusing statement about God:

And the angel said unto me: Behold the Lamb of God, yea, even the Eternal Father!16

If you haven’t noticed, we are only a couple of verses later than verse 18 where the virgin is the mother of God. Now we have a new identification. The Lamb of God is a title that is particularly symbolic of the atoning function of the Messiah, and here we have the Messiah declared to be the Eternal Father. This is not the only location where this happens. In other texts, the Messiah is not only Father, he is also Son. Mormon writes a thousand years after Nephi:

…And because of the fall of man came Jesus Christ, even the Father and the Son; and because of Jesus Christ came the redemption of man.17

The explanation for this conflation of Father and Son is not to be found in post-Christian theology, because that perspective cannot explain all of the various references to God in the Book of Mormon. Returning to our historical perspective, however, we can replace the cultural contexts that allowed Nephi to hold what appear, to modern readers, to be contradictory beliefs about God.

When Margaret Barker describes the nature of the heavenly council, she also notes the key that resolves our problems in understanding Nephi and the subsequent Nephite theology.

There are those called sons of El Elyon, sons of El or Elohim, all clearly heavenly beings, and there are those called sons of Yahweh or the Holy One who are human.18

There are two “fathers” here, and the difference is that in the stories, or myths–to use the anthropological term–the sons of one father are heavenly, and the sons of the other are human. This creates a distinction in the realm of operation of the two fathers, a conceptual space that might be described as either horizontal or vertical. In the horizontal conception, we are in the heavens, and the heavenly father begets heavenly sons. In the vertical conception, we now have a heavenly being focusing on earth, a vertical relationship that crosses the boundaries that separate heaven and earth. This second “father” is defined by this vertical deity-to-human sphere.

This is precisely how we can disentangle the various “son of God” references in the Old Testament. Joseph A. Fitzmyer points out that: “the plural expressions in Hebrew, bene ha elohim, “sons of God” (Genesis 6:2, 4; Job 1:6; 2:1; 38:7) bene ‘elim, “sons of God” (Psalms 29:1; 89:6), and bene ‘elyon, “sons of the Most High” (Psalms 82:6) are found in the Old Testament as names for angelic beings in the heavenly court of Yahweh.”19 These members of the heavenly court are literary descendants of the earlier Israelite layer that was more similar to the Ugaritic mythology. In this context we have horizontal relationships, and therefore heavenly sons of a heavenly father.

Fitzmyer also notes that there are several times when God indicates a relationship to Israel where Israel is considered as a “son” (Hosea 1:10; Deuteronomy 14:1; Isaiah 30:1). In these cases we have declared “sons,” with an implied father. What Fitzmyer does not ask, is whose sons are whose? The angelic beings harken back to an earlier conception, and the frame of reference is always celestial, and always horizontal. They are sons of the Most High God.

In the other references Fitzmyer notes, various humans are declared to be in a relationship to God where they are “sons.” If the humans are sons, God is therefore father. Most prominent and powerful is the declaration in Psalms 2:6-7:

Yet have I set my king upon my holy hill of Zion. I will declare the decree: the LORD hath said unto me, Thou art my Son; this day have I begotten thee.

In this verse the Lord declares that he as begotten the king as his son. The question that we must ask is: who is the Lord? This is a special relationship between the king in heaven and the king on earth, but it still crosses the bounds from heaven to earth. It is a vertical relationship, and therefore “the Lord” is Yahweh.

The historical conflation of Yahweh with El leads to some untidiness in the Hebrew words used to label these positions, but the horizontal and vertical contexts will always predict the appropriate father. In horizontal references, the phrase is typically spelled out as “sons of God” and that phrase functions as a label for the relationship. In the vertical relationships, the term is frequently only “son” or “sons,” and the relationship is implied rather than declared. When humans are involved, their sonship is a relation to the father-God of Israel, Yahweh. When heavenly beings are the reference, the relationship is to the Most High God, or El, the father of the gods.

The Book of Mormon is a precise parallel to this usage. In the Book of Mormon as in the Old Testament, the heavenly or earthly context serves as the defining field of operation which clues the reader (or listener) to the appropriate meanings of father and son. This variation works for all the texts we have examined so far in the Book of Mormon.

We are now left with the most curious texts, however–those that declare that the Father and Son are the same. So far there have been clear distinctions between father and son. How, then, is the same person Father and Son? Genealogy should tell us that this is not a foreign concept. A man is father to his own son, yet he is a son in the context of his father’s family. We understand the two roles of the man based upon his conceptual presence in either of the two possible families. For Yahweh as Father and Son, however, genealogy is not the explanation. Nevertheless, the same concept of a shift in frame of reference is.

The premortal Messiah declares to the brother of Jared:

Behold, I am he who was prepared from the foundation of the world to redeem my people. Behold, I am Jesus Christ. I am the Father and the Son.20

Here we have the self-identification of the premortal Messiah. This is the declaration of Yahweh, similar to the self-declaration of I Am from the burning bush (Exodus 3:14). Notice, that while Jesus Christ makes it very clear that he is both Father and Son, the context of this relationship is explicitly vertical. This tells us that the “father” designation indicates a relationship between Jesus Christ-as-God and man. Yahweh-as-father is precisely the relationship that Benjamin declares for his people when they covenant to take upon themselves the name of the Christ (or Messiah, or Yahweh):

And now, because of the covenant which ye have made ye shall be called the children of Christ, his sons, and his daughters; for behold, this day he hath spiritually begotten you.21

The language of Benjamin’s Christian covenant is similar to the anointing covenant the Lord makes with the King in Psalms. “This day” God has begotten the king or the covenanters. Note, however, that while the context alters the way we should understand the term “Father,” there is a parallel change in the way we must understand “Son.” In Ether Yahweh is “Son,” not “Son of God.” The difference is intentional. “Son of God” is a reference to a horizontal relationship. The presence of the simple term “son” in a vertical context, defines the appropriate understanding of “son,” just as the term father is defined by that context. Only with this understanding of how the terms shift their context when the reference the cross-plane relationship between heaven and earth, can we make sense of Yahweh’s other self-declaration, found in 3 Nephi 1:14:

Behold, I come unto my own, to fulfil all things which I have made known unto the children of men from the foundation of the world, and to do the will, both of the Father and of the Son–of the Father because of me, and of the Son because of my flesh.

The phrase “the Father because of me” is the declaration of Yahweh’s heavenly relationship to humanity. He is Yahweh, and is our father in the sense of his guardianship over all of the natural and adopted branches of Israel. He is our father in the same way that he is the Father of heaven and earth, a term exclusively applied to Yahweh in the Book of Mormon.

Because the context is now very clearly vertical, and crossing the bounds between heaven and earth, Christ explains that he is also the Son, “because of my flesh.” This somewhat cryptic phrase is actually a very apt definition of this contextual shift in meaning.

The essential Nephite revelation of the Messiah was that he was Yahweh, and that “God himself shall come down among the children of men, and shall redeem his people” (Mosiah 15:1). When Jesus declares that he is Father and Son in 3 Nephi, he is not only on earth, he is in a physical body that he allows to be touched. He declares that he has made that vertical transition from heaven to earth. Thus he is Father to us while he is in heaven, and in the essence of his being. However, when he came down, he became as we are, and therefore a son, as we are sons. The change in place creates a change in symbolic relationship. It is his flesh, or his mortality, that makes him the son. Jesus Christ is Father and Son because he is the God who came down among the children of men. Alone of sons of God, he was also a son of man.

When we approach the Book of Mormon text from the viewpoint of the historical context that it declares to be its origin, we find an absolutely consistent theology of God. The Nephites knew of and believed in a Most High God, known as El in Biblical and Ugaritic literature, but unnamed in the Book of Mormon. That Most High God is father to Yahweh, and the relationship between Yahweh and the Most High God is indicated by the title Son of God.

Yahweh is the God of Israel, and therefore the God of the Nephites. In Yahweh’s relationship to humans, he is our Father, and we are sons of Yahweh. When Yahweh descends to live on earth, he is in that part of the vertical relationship that is appropriate for mortals. He is–Son. Yet he can never cease to be who he is. He is “the Father because of me,” as he declares in 3 Nephi 1:14. He is, therefore, Father and Son. For the Nephites, any possible confusion in the similarity of terms used for deity was clarified by the horizontal or vertical contexts in which they were used.

Notes

1 Margaret Barker, “What Did King Josiah Reform?” Brigham Young University Forum address, May 2003, 1. Photocopy of typescript in my possession.

2 Norman K. Gottwald, “Deuteronomy,” The Interpreter’s One-Volume Commentary on the Bible (Nashville, Tennessee: Abingdon Press, 1971), 102-103.

3 Raphael Patai, The Hebrew Goddess (Detroit, Michigan: Wayne State University Press, 1990), 38.

4 Ibid., 53.

5 Ibid., 48-49.

6 C.L. Seow, “Ugaritic,” The Oxford Companion to the Bible, edited by Bruce M. Metzger and Michael D. Coogan (New York: Oxford University Press, 1993), 785.

7 Mark S. Smith, The Origins of Biblical Monotheism: Israel’s Polytheistic Background and the Ugaritic Texts (New York: Oxford University Press, 2001), 49.

8 Daniel C. Peterson, “‘Ye Are Gods:’ Psalm 82 and John 10 as Witnesses to the Divine Nature of Humankind,” The Disciple as Scholar. Essays on Scripture and the Ancient World in Honor of Richard Lloyd Anderson, edited by Stephen D. Ricks, Donald W. Parry, and Andrew H. Hedges (Provo, Utah: Foundation for Ancient Research and Mormon Studies, 2000), 487.

9 Smith, The Origins of Biblical Monotheism, 49.

10 Peterson, “Yea are Gods,” 490.

11 Margaret Barker, The Great Angel, 5.

12 Ibid., 100-101; emphasis in original.

13 Joseph A. Fitzmyer, The Dead Sea Scrolls and Christian Origins: Studies in the Dead Sea Scrolls and Related Literature, general editors Peter W. Flint and Martin G. Abegg Jr. (Grand Rapids, Michigan: Eerdmans Publishing Company, 2000), 54.

14 Ibid., 45.

15 1 Nephi 19:7-9.

16 1 Nephi 11:21.

17 Mormon 9:12.

18 Barker, The Great Angel, 5.

19 Fitzmyer, The Dead Sea Scrolls and Christian Origins, 65.

20 Ether 3:14.

21 Mosiah 5:7.

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