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Book of Mormon

Joseph the Seer—or Why Did He Translate With a Rock in His Hat?

Brant A. Gardner

Two pictures:

[To the left] The manner of translation was as wonderful as the discovery. By putting his finger on one of the characters and imploring divine aid, then looking through the Urim and Thummim, he would see the import written in plain English on a screen placed before him. After delivering this to his emanuensi,[sic] he would again proceed in the same manner and obtain the meaning of the next character, and so on till he came to the part of the plates which were sealed up.1

Truman Coe, Presbyterian Minister living among the Saints in Kirtland, 1836

[To the right] I cheerfully certify that I was familiar with the manner of Joseph Smith’s translating the book of Mormon. He translated the most of it at my Father’s house. And I often sat by and saw and heard them translate and write for hours together. Joseph never had a curtain drawn between him and his scribe while he was translating. He would place the director in his hat, and then place his [face in his] hat, so as to exclude the light, and then [read] to his scribe the words as they appeared before him.2

Elizabeth Ann Whitmer Cowdery, Oliver Cowdery’s wife, 1870

These two descriptions of Joseph Smith translating the golden plates paint radically different pictures of the same event. It easy to accept the finger-on-the-plates translation, but the rock-in-the-hat feels completely foreign. Nevertheless, it is a much better attested description of the process than the first.

Why do we have both of these pictures if the second better fits the majority of descriptions? To answer that question, there are two stories that must be told: first–why would anyone think of translating with a rock in a hat?–and second–why we are so surprised at that?

Why Do You Look At Rocks in Your Hat?

When the English left their villages and emigrated to the New World, they brought their customs and beliefs with them. Along with the hopeful, the adventurers, and the farmers,-—cunning men and wise women disembarked in the New World.3 To be a cunning man or a wise woman was to play a well defined and important role in pre-industrial villages. Keith Thomas, retired Professor of Modern History at Oxford University, wrote what has become the principle history of folk magic in England from the sixteenth to the nineteenth centuries. He tells how, in the villages, contemporary medicine drove people to the cunning men and wise women who understood herbs. The lack of local police forces made the community depend on cunning folk to find lost or stolen goods.4 These village specialists performed such important functions that Thomas notes that the community was “likely to believe that the cunning folk were taught by God, or that they were helped by angels, or even that they possessed some divinity of their own. The common people, wrote Thomas Cooper, assumed that the power of these wizards came by ‘some extraordinary gift of God’.”5

The cunning men and women exhibited their extraordinary talents in many ways, but there is one that provides the backdrop against which young Joseph Smith is more clearly defined. He belonged to a class of cunning men whose specialty was scrying, or seeing the hidden. It was a specialty with a very long and almost universal history.6 Anthropologist Andrew Lang, writing in 1905, describes the tools of their trade:

Not only is the plain crystal, or its congener the black stone, used, together with its first cousin the mirror, and the primitive substitute of water, but almost any bright object seems to have been employed at one time or another. Thus we find the sword among the Romans; and in mediaeval Europe polished iron . . . lamp-black is sometimes smeared on the hand, or. . . a pool of ink poured into it; visions are seen in smoke and flame, in black boxes, in jugs, and on white paper. . . .7

All of these methods sound strange to our modern ears, but they were not only accepted but revered for most of human history. By the time we find scryers or seers in England between the seventeenth and nineteenth centuries, their tools were often stones and their functions had evolved into two general forms; seeing a hidden future, and seeing the hidden location of things that were lost (or the thief who made them get “lost”). The conservative nature of such practices dictated that when the traditions of the cunning men and wise women are found in the Palmyra area of the 1820s they still performed their traditional functions of telling fortunes and seeing things that were lost, hidden, or stolen.8

Young Joseph Smith was a member of a specialized sub-community with ties to these very old and very respected practices, though by the early 1800s they were respected only by a marginalized segment of society. He exhibited a talent parallel to others in similar communities. Even in Palmyra he was not unique. In D. Michael Quinn’s words: “Until the Book of Mormon thrust young Smith into prominence, Palmyra’s most notable seer was Sally Chase, who used a greenish-colored stone. William Stafford also had a seer stone, and Joshua Stafford had a ‘peepstone which looked like white marble and had a hole through the center.'”9 Richard Bushman adds Chauncy Hart, and an unnamed man in Susquehanna County, both of whom had stones with which they found lost objects.10

There are some reminiscences that tell us how the village seers operated before modern history either forgot or dismissed them.. Lorenzo and Benjamin Saunders gave interviews in 1884 remembering their dealings with the Palmyra seer, Sally Chase. Lorenzo reported:

I tell you when a man willme that anyone can get a stone, & see knowledge of futurity, I say that he is a liar & the truth is not in him. Steve Mungou lost his pocket book in the road with some $50 in money in it. He went right to Sally Chase to get her to look & see where it was; She went & looked. He was drawing wood out of the woods. She said that pocket book lays right at the side off a log in the woods where you loaded that wood. It lays right at the side of the log well we went & hunted & raked the ground over where she said but could not find it. It past along & finally one night got a paper from Canadagua [Canandaigua, New York], & in it was that a pocket book was found & taken to an old Ontario Bank[.] Took it there & the owner could come & describe his book. And he went & found his pocket book at the bank. I lost [a] drag tooth out of my drag, dragging on my brothers premises there; I says: Sally, tell me where is that drag tooth? She told me “it lays in a log heap.” She says I think it lays a little past you will find it.

I went & hunted & hunted but could not find it there. I afterwards found it away over in one corner of the field.11

Benjamin provided a similar story: “My oldest Brother had some Cattle stray away. She claimed she could see them but they were found right in the opposite direction from where she said they were.”12 These accounts portray the way Sally Chase functioned in the community. When things were lost, you went to the seer who consulted her seer stone and described how to find the lost item. The Saunders brothers could have been describing events from an English village of over a hundred years earlier. In the brief descriptions that have survived, we know that Lorenzo consulted her at least twice himself, once to find the drag tooth and once to find lost cattle. He also tells us of another client, Steve Mungou. Both brothers, however, found it necessary to append that, of course, Sally was mistaken in the location she gave, a qualification that apparently didn’t stop them from consulting her again.

Joseph Smith, long before golden plates complicated his position as a local seer, appears to have functioned just as Sally Chase did. Quinn reports that: “E. W. Vanderhoof [writing in 1905] remembered that his Dutch grandfather once paid Smith seventy-five cents to look into his ‘whitish, glossy, and opaque’ stone to locate a stolen mare. The grandfather soon ‘recovered his beast, which Joe said was somewhere on the lake shore and [was] about to be run over to Canada.’ Vanderhoof groused that ‘anybody could have told him that, as it was invariably the way a horse thief would take to dispose of a stolen animal in those days.'”13 While Vanderhoof reported a positive result of the consultation, it is interesting that his statement includes a qualifier that has the same intent as those added by the Saunders’ brothers. By the end of the century, one wouldn’t want to actually credit a village seer when describing their activities. Nevertheless, it isn’t the effectiveness that is important—it is the nature of the consultation. Sally Chase’s clients consulted her to find things which were lost, and Joseph Smith had at least one client who did the same.

The social expectations of the village seer also explain two contradictory statements about what Joseph Smith did as a village seer. The first statement comes from Henry Harris in 1833: “Joseph Smith, Jr. the pretended Prophet, used to pretend to tell fortunes; he had a stone which he used to put in his hat, by means of which he professed to tell people’s fortunes.”14 Compare that statement to a story Lorenzo Saunders told to Edmund L. Kelley during his 1884 interview:

We went to Smiths one day, it was a rainy day; We went into the old mans shop, he was a cooper, and the old man had a shirt on it was the raggedest & dirtyest shirt, and all full of holes. & we got Jo. Smith to look & tell us what color our Girls hair was. well you see by & by some of them says go to Jo. says he Jo. come look into futurity & tell us how it is there? Jo. says I can not do that, I can not look into futurity I can not look into anything that is holy. The old man stood there and says: “I guess he can not look into my shirt then.15

Both Henry Harris and Lorenzo Saunders expected that Joseph Smith told fortunes. Of course they would have that expectation, because everyone knew that was one of the typical functions of the seer. However, where Harris may simply be repeating the assumption, Saunders describes what happened when he asked Joseph to act on that assumption. At least in this case, Joseph refused. The fact that the joke in the account depends upon young Joseph’s comment about not looking at that which is Holy and his father’s holey shirt suggests that this was a remembered incident and that Joseph Smith, Jr. actually had refused. I suspect that the refusal tells us about the spheres in which Joseph believed that particular talent operated. That refusal suggests Joseph made a distinction between that which was holy (which I believe he classified as religion) and his other functions (which I believe he classified as a talent).

What the modern world tends to know about the village seers is the result of only one of the ways in which their talents were put to use. Since they could see that which was hidden, local seers became involved in the mania of digging for lost treasure. As with the other functions of the cunning men and wise women, the idea of digging for treasure traced its roots to England, including much of the accompanying lore. In England, the semi-scientific root of treasure seeking was the habit of the wealthy burying their goods for safe-keeping in the absence of a deposit banking system.16 In the New World, the plausible explanation was based on the riches reputedly buried by Spaniards or pirates. It is probable that everyone could cite cases of people who had struck it rich through their digging, though none of them had, nor anyone they personally knew.17

In English tradition, seers were invited to assist the diggers in locating the buried goods. As Thomas explains: “There was not necessarily anything magical about the search for treasure as such, but in practice the assistance of a conjurer or wizard was very frequently invoked. This was partly because it was thought that special divining tools might help, such as the ‘Mosaical Rods’ for which many contemporary formulae survive.”18

It is therefore no surprise that we see the Palmyra seers engaged in the local mania for treasure digging. As with the English practice, however, it is important to note that money-digging didn’t require the seer. They were simply seen as useful. Note the relationship of the diggers to their guides in this series of descriptions Ronald W. Walker compiled:

The adepts often played a major role in money digging. The two men who in 1827 sought neatly boxed Spanish dollars below the old pier at New London, Connecticut, were directed by an elderly wise woman. Seeking pirate treasure in Maine, three men imported from Connecticut, a “far-famed and wonderfully skillful rodsman” to assist them. In turn, treasure-hungry farmers of Rose, New York, sought the help of a “medium,” while the 1825 expedition to the Susquehanna hills began with a “peeper” named Odle, whose power of “seeing underground” piqued William Hale’s interest. Moreover, the longtime diggers around Bristol, Vermont, made use of expert advice. They consulted a series of “prophets,” including two women, an “old Frenchman” east of the mountains, and finally a conjuror who promised that by removing a few rocks and “shunning the solid ledge” the long-sought cave might be entered.19

This places an important context around the best-known case of Joseph Smith, Junior’s participation in treasure-digging. Josiah Stowell, Sr., believed that he had found a lost Spanish silver mine and had his hired hands dig for it in 1825. When they were unable to find it, he hired Joseph Smith, Jr. to help them find what they had dug for and missed.20 This incident was the reason that in 1826, Stowell’s wife’s nephew took Joseph to court as a “disorderly person,” a term that was then defined in such a way that we might consider it a case of fraud.21 Presumably, Peter Bridgeman believed that Joseph had defrauded his uncle because he used a seer stone. This would not be the last time that Joseph’s activities with a seer stone were described as fraud. In terms coined only later, Joseph would be accused of being a “confidence man.”22 One of Joseph Smith’s biographers, Dan Vogel, picks up and continues this theme. As Vogel describes the reason why one might see Joseph as a con man, he also provides the information that allows us to see the important ways in which that label is a distortion of the actual historical situation:

A typical confidence scheme in Smith’s time involved a transient who entered an area that was known for its tales of lost treasures and the charlatan’s magical powers could be put to good advantage. Using a “peep” stone or mineral rod, he would lead the credulous to a remote spot where he had previously deposited a few coins and was able to impress them by “finding” the coins. In the ensuing excitement, he would ask to be paid for his services or, more boldly, suggest that a company be established and that shares be sold. Thereupon, he would disappear with the money. On the other hand, he might string the people along by leading them to subsequent spots, then offer magical explanations for the failure to locate or secure the treasure. For instance, he might tell them that the treasure was protected by an evil spirit or that they had not precisely followed the magical formula he had given them. Eventually he would suggest that the undertaking be abandoned, whereupon he would slip out of town with the money.23

The implication is that since Joseph used a peep stone, he must be seen in the same category as those who ran a scam with one. Clearly the 1826 court appearance tells us that some contemporaries considered him in that category. However, although the evidence is complex, it appears that Joseph was acquitted of the charge at that time.24 Should he also be redeemed from the continuing charges?

Undoubtedly there were those who preyed upon the folk beliefs of the too-trusting rural communities. However, the fact that the communities would be willing to follow the confidence scheme simply tells us that there was an existing belief system in which seer stones were considered effective and acceptable. The confidence men played off inherited traditions. Nevertheless, the fact that there are dishonest pretenders in any profession does not suggest that the entire profession is designed for dishonesty. Scams were run concerning seer stones not because seer stones were novel, but precisely because they were a traditional and respected method of finding that which was hidden.

There are two critical differences between the con men and the village seers. First, the charlatans were transients and the village seers were residential. The second is that the con man elicited money for his talents, and the village seers were consulted. We have at least three descriptions of how Joseph related to his clients, including Josiah Stowell, and in each case the client came to him with their problem.25 The con men created the scam for money and left so they would not have to deal with the consequences. The true village seers were part of the community, and remained so through success and failure. Their clients came to them because of a cumulative reputation. Against the records of a few scam artists we have the long tradition of village seers stretching back to England and covering hundreds of years of respectable service in their communities.

It is this traditional context of a finder of lost things, a see-er of the unseen, that explains how rocks in the hat figure in to the story of Joseph Smith and the translation of the Book of Mormon. The plates were accompanied by the Nephite Interpreters, which were two stones set in a silver bow.26 These stones appear to have functioned in a way Joseph understood from his experience with a seer stone. Although he began translation with the Nephite Interpreters, the record indicates that he changed to using his own seer stone. Why put the stone in a hat to translate? That part of the picture is easy. That was how such a stone was used. For Joseph’s community, that aspect was not unusual at all.27

Why translate with a stone? The conceptual link in Joseph’s mind would have been that he had been able to see that which was hidden, and the meaning of the script on the plates was certainly hidden to understanding. Nevertheless, this wasn’t a simple transition from seer to translator, even for Joseph. Joseph’s talent was for the mundane, but his gift was for the Holy. Joseph understood the difference between the two when Benjamin Saunders wanted him to see into futurity. Joseph understood that when he was asked to translate, he was being asked to do something very different from what village seers did. He was being asked to do something very different from what learned men did (2 Ne. 27:15-18).

Joseph learned from his community how to operate as a village seer, but he didn’t begin to understand how to be God’s seer until Moroni appeared to him. He did not fully make that transition until the sacred interpreters helped him move from finding lost objects to finding a lost people and lost gospel. Then, having learned to see that which was Holy, Joseph never returned to the mundane functions of the village seer. Eventually, he learned that he could use a seer stone just as well as the Interpreters. Only when he learned to see that which was Holy could he translate–and then it didn’t matter the lens through which he saw.

It is at this point that some might wonder if I believe that all seers saw things in their seer stones. I believe that seers believed that that they saw things in their seer stones. Do I believe that the seer stone prepared Joseph to translate?28 Only in that it allowed him to believe that he had a God-given talent that could be used for the purpose. Nothing in the world view of the seers prepared him for translating. He didn’t originally believe that his secular stones could translate, only the sacred interpreters. Even later when he learned that he could also translate through his own seer stone, he consistently said that the translation was done through the gift and power of God, not through any kind of rock. He knew that no other village seer could do it; he knew that he could not do it, save God alone intervened. Translating the plates was beyond the realm of the village seer and firmly and exclusively in the realm of God’s Seer.

Why Are We Surprised that Joseph Used a Rock in His Hat to Translate?

If we can find a context in which Joseph translating with a seer stone makes sense, why do we have to look so hard to find it? Why isn’t it as natural for us as it was for Joseph? That story also requires that we delve into history; in this case, the history of the interconnections between what we understand to be religion and what we understand to be magic.

Judeo-Christian religion shared the cultural cradle of the ancient Middle East. Dr. Shawna Dolansky, Assistant Professor of Religious Studies at Northeastern University, notes: “Evidence from ancient Egypt and Mesopotamia suggests that the dichotomy between magic and religion that is the starting point for many discussions of magic by contemporary scholars was not necessarily evident in biblical times. The fact is, in these civilizations that were contemporary with biblical Israel, magic and religion were only beginning to be differentiated. Evidence especially from Mesopotamia shows that this dichotomy is not an inherent one, but one that gradually develops over a period of time and is intimately tied to increasing social complexity.”29

Many of the Old Testament stories that we accept as religion have much in common with magical practices. They are difficult to separate because their differentiation depended not upon the things that were done, but the way those things were perceived. Sarah Iles Johnston, professor of Greek and Latin at Ohio State University explains:

The modern scholarly quest to establish a division between magic and religion does have some roots in antiquity, insofar as both ancient and modern discussions hinge on terminology: what one chooses to call any particular activity (and, it follows, who is doing the choosing) determines whether the activity is understood as acceptable or discredited, pious or blasphemous, religion or magic. In antiquity, magic (a term that I use as a shorthand way of referring to a variety of ancient Mediterranean words) almost always referred to someone else’s religious practices; it was a term that distanced those practices from the norm–that is, from one’s own practices, which constituted religion.30

Stated simply, “what I do is religion, what you do is magic.”31

Although it is difficult to see without close examination, the Old Testament exhibits this internal/external dichotomy between religion and magic. On the one hand, it is clearly antagonistic to people who perform certain acts. For example, we find in Exodus 22:18 the verse that underlay so many later tragedies: “Thou shalt not suffer a witch to live.” Deuteronomy 18:10-12 provides a list of magical practices that should be avoided: “There shall not be found among you any one that maketh his son or his daughter to pass through the fire, or that useth divination, or an observer of times, or an enchanter, or a witch, or a charmer, or a consulter with familiar spirits, or a wizard, or a necromancer. For all that do these things are an abomination unto the Lord.”

In spite of these obvious prohibitions, Dolansky notes that when you examine the nature of the practices, it isn’t the magic but the magician that is the problem. She concludes that “magic in the Hebrew Bible refers to the mediation of divine power; and in the hands of priests and prophets it is perfectly legal.”32 It is not the act, but the actor that creates the separation between religion and magic.33 David Frankfurter, Professor of Religious Studies and History at the University of New Hampshire, notes that: “people in their own cultural systems use such descriptive labels for political, sectarian, or simply taxonomic reasons, even with little reality behind the labels. Practically any practice, that is, might be labeled ‘magical’ or ‘sorcery’ under certain conditions.”34

Because these terms and concepts were socially constructed, they played an important role when social relationships changed. The division between religion and magic that affected Joseph Smith’s world (and which is perpetuated in ours), followed the tremendous social disruption of the Protestant Reformation and the Age of Enlightenment. As the Western world emerged from the Middle Ages, the Catholic Church had become the sole repository of answers to questions about how the world worked. As the Church had grown and conquered new territories, it often incorporated local religious practices into its own doctrines and understandings. In particular, local concepts of sacred space and sacred ritual often retained their sacrality while nominally moving from pagan to Christian spheres.35 The Protestant Reformation changed the definition of what was to be considered religion and what was deemed magic, and with that change, triggered massive social realignments—first in England and later in the Americas.

Where the Catholic tradition had accepted all types of sacred place and practice, the Reformation severely limited both. In redefining religion, it labeled as magic many of the aspects of Catholic sacred space and ritual.36 Richard Bushman has noted that “The Enlightenment drained Christianity of its belief in the miraculous, except for Bible miracles. Everything else was attributed to ignorant credulity.”37 Nevertheless, Jon Butler of the Department of History at Yale University points out:

By traditional accounts, magic and occultism died out in the eighteenth century: the rise of enlightenment philosophy, skepticism, and experimental science, the spread of evangelical Christianity, the continuing opposition from English Protestant denominations, the rise in literacy associated with Christian catechizing, and the cultural, economic, and political maturation of the colonies simply destroyed the occult practice and belief of the previous century in both Europe and America. Yet significant evidence suggests that the folklorization of magic occurred as much in America as in England. As in England, colonial magic and occultism did not so much disappear everywhere as they disappeared among certain social classes and became confined to poorer, more marginal segments of early American society.38

It is precisely this folklorization that created the social dichotomy in practices that were accepted by, in Butler’s terms, the more marginal segments of early American society. This separation with parallel persistence is what anthropologist Robert Redfield of the University of Chicago called a Little and Great Tradition. He explained:

Let us begin with a recognition, long present in discussions of civilizations, of the difference between a great tradition and a little tradition. . . In a civilization there is a great tradition of the reflective few, and there is a little tradition of the largely unreflective many. The great tradition is cultivated in schools or temples; the little tradition works itself out and keeps itself going in the lives of the unlettered in their village communities. The tradition of the philosopher, theologian, and literary man is a tradition consciously cultivated and handed down; that of the little people is for the most part taken for granted and not submitted to much scrutiny or considered refinement and improvement.39

Although some aspects of Redfield’s separation of the traditions have been criticized,40 the basic idea of the two separate but interrelated aspects of religion in a culture has great explanatory power. Irving Hexham, professor of Religion at the University of Calgary, describes the complex modern religious history of Korea in terms of the intertwining of a Little and Great Tradition:

When a Great Tradition is in decline its Little Tradition can continue with a vigorous religious life until another Great Tradition seeks to impose its beliefs as the religion of the people. This situation of religious change is well illustrated by the course of religious history in Korea, where the shamanism of the Silla kings was officially replaced by Buddhism. But with the decline of Buddhism and the imposition of Confucian rituals by the Yi Dynasty shamanism once more emerged as the enduring Little Tradition. Later in the nineteenth century when Confucianism declined, Christianity entered Korea and shamanism once more reasserted its traditional role.41

It is this ability to persist parallel to and intertwined with the Great Tradition that tells us how the social complex of the cunning men and wise women not only crossed the ocean from England, but formed a vibrant part of a defined segment of American society. The duality of traditions also explains the mutual antagonism between them. As competing explanations of reality, the two are uneasy bedfellows at best and feuding relatives at worst. D. Michael Quinn noted this division in approaches to the Little and Great Traditions: “Early Americans who did not share the magic world view condemned such beliefs and practices as irrational and anti-religious, but intelligent and religious Americans who perceived reality from a magic view regarded such beliefs and practices as both rational and religious.”42

Almost by definition, we perceive history through the eyes of the Great Tradition; the tradition with the greater social and economic standing and the tradition with greater ability to create a written legacy through the Enlightenment’s association with education. The Great Tradition writes the history that colors our perception of the Little Tradition. In the case of what we call magic, the anti-magical stance of the Great Tradition makes the folk magic Little Tradition an embarrassment. Andrew Lang, a British anthropologist of the last generation, provides a fascinating example of what happens when the Great Tradition expectation meets the Little Tradition reality: “‘I am glad to say my people are not superstitious,’ said a worthy Welsh clergyman to a friend of mine, a good folklorist, now, alas, no more, and went on to explain that there were no ghosts in the parish. His joy was damped, it is true, half-an-hour later, when his guest inquired of the school children which of them could tell him where a bwggan was to be seen, and found there was not a child in the school but could put him on the track of one.”43

The disdain of the Great Tradition for the Little Tradition is evident in an account of a trial for fraud, held in Kent, England, in 1850: “The defendant, who had the appearance of an agricultural labourer, resided at Rolvenden, where he enjoyed the reputation of being ‘a cunning man’, able to cure diseases, to explain dreams, to foretell events, to tell fortunes, and to recover lost property. He was resorted to as a wizard by the people of miles around, principally by the ignorant, but also by parties who might have been expected to know better.”44 The facts of the case are that many in the community consulted this cunning man. Of course, they had to have been ignorant folk. Nevertheless, there were some who didn’t appear so ignorant, although even they–should have known better.

Alan Taylor, a fellow at the Institute of Early American History and Culture, Williamsburg, Virginia, and an assistant professor at the College of William and Mary, explains the chasm between the Great and Little Tradition by focusing on Martin Harris:

[Martin Harris] was an honest, hard-working, astute man honored by his townsmen with substantial posts as fence-viewer and overseer of highways but never with the most prestigious offices: selectman, moderator, or assemblyman. In the previous generation in rural towns like Palmyra substantial farmers like Harris would have reaped the highest status and most prestigious offices. But Harris lived in the midst of explosive cultural change as the capitalist market and its social relationships rode improved internal transportation into the most remote corners of the American countryside. The agents of that change were the newly arrived lawyers, printers, merchants, and respectable ministers who clustered in villages and formed a new elite committed to “improving” their towns and their humbler neighbors. The village elites belonged to a new self-conscious “middle class,” simultaneously committed to commercial expansion and moral reform. Because of their superior contacts with and knowledge of the wider world, the new village elites reaped higher standing and prestigious posts from their awed neighbors.

Utterly self-confident in their superior rationality and access to urban ideas, the village elites disdained rural folk notions as ignorant, if not vicious, superstitions that obstructed commercial and moral “improvement.” Through ridicule and denunciation, the village middle class aggressively practiced a sort of cultural imperialism that challenged the folk beliefs held by farmers like Martin Harris. Harris’s material prosperity was comparable to the village elite’s but, because of his hard physical labor and limited education, culturally he shared more with hardscrabble families like the Smiths. A village lawyer needed only scan Harris’s gray homespun attire and large stiff hat to conclude that a farmer had come to town.45

We should not expect that because the Little Tradition is associated with the less educated that they were therefore simple or naÔve. Martin Harris might have been a participant and believer in the Little Tradition, but that doesn’t mean that he threw caution to the wind. The new elite might have seen Martin Harris as an ignorant and credulous farmer, but he would have seen himself as a cautious believer. His credulity allowed for true seers, but his caution told him that there were charlatans abroad. He pointedly told Joseph: “I said, Joseph, you know my doctrine, that cursed is every one that putteth his trust in man, and maketh flesh his arm; and we know that the devil is to have great power in the latter days to deceive if possible the very elect; and I don’t know that you are one of the elect. Now you must not blame me for not taking your word.”46

To resolve his question of whether or not he should support the Book of Mormon, Martin tested Joseph. When a pin Martin was using to pick his teeth fell into straw around his feet, he first attempted to find it. Not succeeding, he asked Joseph to use his seer stone to find the pin. Joseph did, bolstering Martin’s confidence that Joseph had the talent he professed.47 I find it particularly apt that the nature of the test was to find something lost. That is, of course, what a seer did.

Nevertheless, believing in Joseph as a true prophet and true seer had Martin straddling two traditions. The village seer belonged to the Little Tradition and a true prophet belonged the Great Tradition. Those in the Little Tradition understood that their quotidian practices were not religion (though they certainly didn’t consider them un-Christian). They even understood that their village practices were not respected by the Great Tradition. This is the reason that so many of those who participated in the Little Tradition attempted to separate themselves from it when they were later part of the Great Tradition, or when an interviewer from the Great Tradition asked about the old days. Richard Bushman demonstrates how this pressure affected the reminiscences of some of Joseph Smith’s neighbors:

The forces of eighteenth-century rationalism were never quite powerful enough to suppress the belief in supernatural powers aiding and opposing human enterprise. The educated representatives of enlightened thought, newspaper editors and ministers particularly, scoffed at the superstitions of common people without completely purging them. The scorn of the polite world put the Palmyra and Manchester money diggers in a dilemma. They dared not openly describe their resort to magic for fear of ridicule from the fashionably educated, and yet they could not overcome their fascination with the lore that seeped through to them from the past. Their embarrassment shows in the affidavits Hurlbut collected. William Stafford, who admitted participation in two “nocturnal excursions,” claimed he thought the idea visionary all along, but “being prompted by curiosity, I at length accepted of their invitations.” Peter Ingersoll made much more elaborate excuses. One time he went along became it was lunchtime, his oxen were eating, and he was at leisure. Secretly, though he claimed to be laughing up his sleeve: “This was rare sport for me.”48

Not only does understanding the Great and Little Traditions explain the antagonism we see in the Great Tradition histories, but the dual traditions also help explain one of the features or a Little Tradition religion when it is transformed into a Great Tradition religion. That shift in social acceptance and expectation triggers a responsive shift in the way the new religion sees itself and its history.

Morton Smith, a professor of History at Columbia University, examined this tendency in early Christianity, which began as a Little Tradition religion, but became a Great Tradition religion. Smith notes that the earliest forms of Christianity had a strong affinity with magical practices—practices that remain in descriptions of the healing miracles and turning water to wine. By the time of the gospels, however, that history was being written to remove references to magic. He concludes:

What evidence did the Christian tradition, as presented in the gospels, have in common with the picture of Jesus the magician? Since the authors of the gospels wished to defend Jesus against the charge of magic, we should expect them to minimize those elements of the tradition that ancient opinion. . . would take to be evidence for it, and to maximize those that could be used against it.

This expectation is, in the main, confirmed. The evangelists could not eliminate Jesus’ miracles because those were essential to their case, but John cut down the number of them, and Matthew and Luke got rid of the traces of physical means that Mark had incautiously preserved.49

The New Testament presented its message to, and participated in, a Great Tradition that Morton Smith notes was: “hostile to magic.”50 So also did the modern Saints tell their story within and to a Great Tradition that was hostile to magic.

As the early saints transitioned from a collection of believers into a formal religion, they began to see themselves within the Great Tradition. As with early Christianity, the stories they told of themselves naturally were recast to distance themselves from their Little Tradition heritage and provide an acceptable Great Tradition history. One of the obvious places to see this process in action is with the tools of the translation. We all know that Joseph used the Urim and Thummim to translate the Book of Mormon—except he didn’t. The Book of Mormon mentions interpreters, but not the Urim and Thummim. It was the Book of Mormon interpreters which were given to Joseph with the plates. When Moroni took back the interpreters after the loss of the 116 manuscript pages, Joseph completed the translation with one of his seer stones. Until after the translation of the Book of Mormon, the Urim and Thummim belonged to the Bible and the Bible only.51 The Urim and Thummim became part of the story when it was presented within and to the Great Tradition. Eventually, even Joseph Smith used Urim and Thummim indiscriminately as labels generically representing either the Book of Mormon interpreters or the seer stone used during translation.52

The Urim and Thummim were traditionally divinatory rocks, but most importantly, they were biblically acceptable divinatory rocks.53 From the Great Tradition perspective, their presence in the Bible made them religion, not magic. I suspect that the two interpreters made a natural comparison to the two stones, one Urim and one Thummim, from the Bible. Calling the biblical divinatory tools “rocks” instead of Urim and Thummim seems to demean them. The reverse process, calling the interpreters and seer stones Urim and Thummim, places them in a more appropriate religious category where they belong because of the sacred use to which they were put in translating the Book of Mormon.

This recasting of history was a story the Saints told themselves as much as what they presented to the world. I doubt that there was any conscious attempt to reconcile their history with Great Tradition expectations, let alone any attempt at deception. It was simply the natural response to their self-definition as a religion rather than a folk belief. It was a story told in a way that they subliminally knew was appropriate for a Great Tradition religion. The new history did not deny the past or alter the facts, but recolored them with a new vocabulary.54

Why, then, are we so surprised to learn that Joseph translated with a rock in his hat? That is a Little Tradition description and we are now firmly in the Great Tradition. We share the Great Tradition antipathy to those elements of the Little Tradition. Time has made the gap even greater than it was in Joseph’s day. Why do we have the two pictures with which we began? The more accurate, but more uncomfortable picture is a Little Tradition image. The other is a Great Tradition image. We have both because we can tell the story from two different perspectives.

Regardless of the perspective from which we tell the story, the essential fact of the translation is unchanged. How was the Book of Mormon translated? As Joseph continually insisted, the only real answer, from any perspective, is that it was translated by the gift and power of God.

Notes

1 Truman Coe to Mr. Editor, Hudson Ohio Observer, August 11, 1836 cited in Dan Vogel, Early Mormon Documents, 5 vols. (Salt Lake City: Signature Books, 1998), 1:47.

2 Elizabeth Ann Whitmer Cowdery, “Elizabeth Ann Whitmer Cowdery Affidavit, 15 February 1870,” in Early Mormon Documents, ed. Dan Vogel, 5 vols. (Salt Lake City, UT: Signature Books, 1870), 5:260.

3 Catherine L. Albanese, A Republic of Mind and Spirit: A Cultural History of American Metaphysical Religion (New Haven, CT: Yale University Press, 2007), 68. Also Jon Butler, Awash in a Sea of Faith: Christianizing the American People (Cambridge, Mass.: Harvard University Press, 1992), 67.

4 Keith Thomas, Religion and the Decline of Magic (New York: Charles Scribner’s Sons, 1971), 649-50.

5 Ibid., 266.

6 Deanna J. Conway, Crystal Enchantments: A Complete Guide to Stones and Their Magical Properties (Berkeley. Calif.: The Crossing Press, 1999), 291-3.

7 Andrew Lang, Crystal Gazing: Its History and Practice, with a Discussion of the Evidence for Telepathic Scrying (New York: Dodge Publishing Company, 1905), 32.

8 For the practices, see Thomas, Religion and the Decline of Magic, 656. Herbert Passin and John W. Bennett, “Changing Agricultural Magic in Southern Illinois: A Systematic Analysis of Folk-Urban Transition,” (reprint of a 1943 article) in The Study of Folklore, edited by Alan Dunces (Englewood Cliffs, New Jersey, 1965), 316-17, discuss agricultural magic in an Illinois town as collected in 1939, when the practices were beginning to fade. They note that they were practices that followed the Old English pattern.

9 D. Michael Quinn, Early Mormonism and the Magic World View (Salt Lake City: Signature Books, 1987), 38.

10 Richard L. Bushman, Joseph Smith and the Beginnings of Mormonism (Urbana and Chicago: University of Illinois Press, 1984), 70.

11 Lorenzo Saunders, “Lorenzo Saunders Interview, 12 November 1884,” in Early Mormon Documents, ed. Dan Vogel, 5 vols. (Salt Lake City, UT: Signature Books, 1884), 2:154-55.

12 Benjamin Saunders, “Benjamin Saunders Interview, Circa September 1884,” in Early Mormon Documents, ed. Dan Vogel, 5 vols. (Salt Lake City, UT: Signature Books, 1884), 2:139.

13 Quinn, Early Mormonism and the Magic World View, 39.

14 Henry Harris, “Henry Harris Statement, Circa 1833,” in Early Mormon Documents, ed. Dan Vogel, 5 vols. (Salt Lake City, UT: Signature Books, 1833), 2:75.

15 Lorenzo Saunders, interviewed by E. L Kelley, 12 November 1884, “Miscellany,” E. L. Kelley Papers, RLDS Church Library-Archives, Independence, Missouri, p. 11, in Early Mormon Documents, ed. Dan Vogel, 5 vols. (Salt Lake City, UT: Signature Books, 1833), 2:155.

16 Keith Thomas, Religion and the Decline of Magic, 234.

17 Ronald W. Walker, “The Persisting Idea of American Treasure Digging,” BYU Studies, 24, no. 4 (Fall 1984):433, notes: “The reality of actual treasure finds hardly explains the power and tenacity of the reassure myth “Finds’ were never commensurate with actual digging and were more a matter of accidental discovery than conscious magical enterprise. Even the discovery of mines, allegedly the most successful of the diggers’ pursuits, evoked skepticism and lacked documented results.”

18 Thomas, Religion and the Decline of Magic, 236.

19 Walker, “The Persisting Idea of American Treasure Hunting,” 439-40.

20 Richard L. Bushman, Joseph Smith: Rough Stone Rolling (New York: Alfred A. Knopf, 2005), 48.

21 Bruce A. Van Orden, “Joseph Smith’s Developmental Years, 1823-29 (JS ñ H 50-67),” In Studies in Scripture, Vol. 2: The Pearl of Great Price, edited by Robert L. Millet and Kent P. Jackson, (Salt Lake City: Randall Book, 1985),373.

22 Dale R. Broadhurst, “Joseph Smith: Nineteenth Century Con Man?” accessed July 2009 from http://sidneyrigdon.com/criddle/Smith-ConMan.htm, provides a long and nicely documented piece that clearly argues that Joseph Smith was precisely a con man, and was described as one. That he would have been seen as a con man by the writers from the Great Tradition is certainly understandable (see later in this paper). However, seem from inside his own social and economic class, the term is unwarranted and inaccurate. It is a historically accurate misrepresentation, but a misrepresentation nonetheless.

23 Vogel, Joseph Smith: The Making of a Prophet, xiv.

24 Previous records of what happened at the hearing have been supplemented by the discovery of court documents that have allowed a more complete legal analysis of the conclusions. The discussion of what happened at this hearing is beyond the scope of this papers. Sources to be consulted are: Marvin S. Hill, “Joseph Smith and the 1826 Trial: New Evidence and New Difficulties,” BYU Studies 12, no. 2 (1972):223-33, Gordon A. Madsen, “Joseph Smith’s 1826 Trial: The Legal Setting,” BYU Studies 30, no. 2 (1990):91-108, “Just the Facts: The 1826 Trial (Hearing) of Joseph Smith,” Accessed July 2009 from http://www.lightplanet.com/response/1826Trial/facts.html.

25 Vanderhoof’s grandfather came to Joseph to ask about the lost mare. Josiah Stowell came to Joseph to hire him to help find the silver mine. Martin Harris asks Joseph to find the pin he dropped in the straw (discussed below).

26 J. W. Peterson, “William Smith Interview with J W. Peterson and W. S.Pender, 1890,” in Early Mormon Documents, ed. Dan Vogel, 5 Vols., vol. 1 (Salt Lake City, UT: Signature Books, 09/03/23 1890), 508. A. W. Benton, “Mormonites,” Evangelical Magazine and Gospel Advocate 2:15 (April 9, 1840), 201, as quoted in Stephen D. Ricks, Joseph Smith’s Means and Methods of Translating the Book of Mormon (Provo, UT: Foundation for Ancient Research and Mormon Studies, 1986), 3.

27 “Palmyra Reflector, 1 February 1831,” in Early Mormon Documents, ed. Dan Vogel, 5 vols., (Salt Lake City, UT: Signature Books), 2:243, “‘Peep stones’ or pebbles, taken promiscuously from the brook or field, were placed in a hat or other situation excluded from light, when some wizzard or witch (for these performances were not confined to either sex) applied their eyes, and nearly starting [staring?] their [eye] balls from their sockets, declared they saw all the wonders of nature, including of course, ample stores of silver and gold.” Bracketed text retained from Vogel.

28 Mark Ashurst-McGee appears to see a developmental path from Joseph’s use of folk magic into his abilities as a prophet. Clearly there is a connection, but I seem to see a greater separation than he does. Mark Ashurst-McGee, A Pathway To Prophethood: Joseph Smith Junior As Rodsman, Village Seer, And Judeo-Christian Prophet, Master’s Thesis (Logan, Utah: Utah State University, 2000), iii, “For the most part, I present Joseph Smith’s divinatory development as he himself experienced it. Dowsing with a rod, seeing things in stones, and receiving heavenly revelations were as real to Smith as harvesting wheat. In order to understand his progression from rodsman to seer to prophet, one must first understand his worldview. The mental universe of early American water witches and village seers forms one of the historical and cultural contexts in which Joseph Smith developed his divinatory abilities.” Reacting specifically to this statement, my objection would be that Joseph Smith did not “develop his divinatory abilities,” but rather that they were bestowed upon him a s a gift from God, leveraging a talent he already had into the confidence to do what otherwise he would never have believed he could have done.
Alan Taylor also indicates a developmental path: Taylor, “Rediscovering the Context of Joseph Smith’s Treasure Seeking,” 21, “Indeed, I would argue that Joseph Smith, Jr.’s transition from treasure-seeker to Mormon prophet was natural, easy, and incremental and that it resulted from the dynamic interaction of two simultaneous struggles: first, of seekers grappling with supernatural beings after midnight in the hillsides, and, second, of seekers grappling with hostile rationalists in the village streets during the day.” Although these factors certainly contributed to the development of Joseph Smith the person, I do not see them as foundational for Joseph the Prophet. I see Moroni’s visit as creating a fundamental shift in his worldview, requiring that he relearn his place and reassign his talent to the Lord. It may not have been world-wrenching, but it still was dramatically different from the context of his daily life prior to that event.

29 Shawna Dolansky, Now You See It, Now You Don’t: Biblical Perspectives on the Relationship Between Magic and Religion (Winona Lake, Indiana: Eisenbrauns, 2008), 21.

30 Sarah Iles Johnston, “Magic,” in Religions of the Ancient World: A Guide, ed. Sarah Iles Johnston (Cambridge, Mass.: Harvard University Press, 2004), 140. Dolansky, Now You See It, Now You Don’t, 15, “In the case of the ancient world, it is difficult to find firm divisions between magical and religious activities until the time of classical Greece, and then those categories refer to social rather than substantive distinctions.”

31 Dolansky, Now You See It, Now You Don’t, 4: “The problem of differentiating between actions that are magical and those that are religious is important in the fields of anthropology and religious studies. Both magic and religion claim access to realms outside of ordinary reality and attempt to manipulate supernatural forces for desired outcomes in the natural world. Scholars have approached the categories of magic and religion from a variety of perspectives, distinguishing them on the basis of their techniques, social effects, and the status of their chief proponents. Some have suggested that there is no real difference, that the categories merely denote social conventions (“what I do is religion, what you do is magic”) and that the terms themselves should be dissolved altogether.

“The problem of defining magic has been a major portion of most LDS responses to the accusation that Joseph Smith participates in magic or the occult. In all cases, the problem is not with the facts, but with the connotations of the labels. See the following discussions of the use of the term “magic,” and to what it might apply: John Gee, “Abracadabra, Isaac and Jacob,” A review of “The Use of Egyptian Magical Papyri to Authenticate the Book of Abraham: A Critical Review” by Edward H. Ashment, FARMS Review, 7, no. 1, (1995): 47-67, John Gee, “Early Mormonism and the Magic World View, revised and enlarged edition,” A review of “Early Mormonism and the Magic World View, revised and enlarged edition” by D. Michael Quinn, FARMS Review, 12, no. 2, (2000):2-6, William J. Hamblin, “That Old Black Magic,” A review of “Early Mormonism and the Magic World View, revised and enlarged edition” by D. Michael Quinn, FARMS Review, : 12,no. 2 (2000 ): 3-9, Rhett S. James, “Writing History Must Not Be an Act of ‘Magic,'” A review of “Early Mormonism and the Magic World View, revised and enlarged edition” by D. Michael Quinn, FARMS Review, 12, no. 2 (2000):2-4.

32Dolansky, Now You See It, Now You Don’t, 99.

33 Ibid., 99-100.

34 David Frankfurter, “Dynamics of Ritual Expertise in Antiquity and Beyond: Towards a New Taxonomy of “Magicians”,” in Magic and Ritual in the Ancient World, ed. Paul Mirecki and Marvin Meyer (Leiden, The Netherlands: Brill, 2001), 159.

35 Karen Louise Jolly, “Magic, Miracle, and Popular Practice in the Early Medieval West: Anglo-Saxon England,” in Religion, Science, and Magic: In Concert and in Conflict, ed. Jacob Neusner, Ernest S. Fredrichs and Paul Virgil McCracken Flesher (New York and Oxford: Oxford University Press, 1989), 176, “Although there was conflict in early medieval society between the extremes of magic and religion–a product of the Christianizing process in which the converted and the church hierarchy redefined the acceptable and unacceptable–there were also gray areas of assimilation in which practices stemming from a similar outlook were transformed into something acceptable. The Christian Church, though openly countering magic with miracle, was not blind to this assimilation process as another means of conversion.

“The extremes of magic and religion or science, although well defined in most cultures, would necessarily have such gray areas between them, a product of the influences of change over time, as the acceptable and the unacceptable were redefined.”

36 Keith Thomas, Religion and the Decline of Magic, chapter 3, “The Impact of the Reformation,” provides extensive examples of the way in which this process moved through the Protestant rejection of Roman Catholicism. He concludes (75-76): “Protestantism thus presented itself as a deliberate attempt to take the magical elements out of religion, to eliminate the idea that the rituals of the church had about them a mechanical efficacy, and to abandon the effort to endow physical objects with supernatural qualities by special formulae of consecration and exorcism.”

37 Richard L. Bushman, Joseph Smith and the Beginnings of Mormonism, 7.

38 Butler, Awash in a Sea of Faith, 83

39 Robert Redfield, The Little Community and Peasant Society and Culture (Chicago: University of Chicago Press, 1960, rpt 1989.), 41-42.

40 Edith Badone, “Introduction,” in Religious Orthodoxy and Popular Faith in European Society, ed. Edith Badone (Princeton: Princeton University Press, 1990), 6: “Redfield’s work is in the tradition of the “two-tiered” models of religion that Brown seeks to escape. Like the term popular religion itself, the great tradition-little tradition distinction has helped to perpetuate the misconception that popular religion is always rural, primitive, unreflective, and traditional, as opposed to the urban, civilized, intellectual, and modern religion of the elite.” Stanley Brandes, “Conclusion: Reflections on the Study of Religious Orthodoxy and Popular Faith in Europe,” in Religious Orthodoxy and Popular Faith in European Society, ed. Edith Badone (Princeton, NJ: Princeton University Press, 1990), 187: “Despite these theoretical advances, Redfield and his followers–like the evolutionists before them–implicitly denigrated the religion of the masses. Not only did they view popular religion as less reflective and creative–in other words, more reactive–than that of the elite but they also believed that popular religion lagged behind elite religion temporally; elite beliefs and practices of one century might be discovered among the peasantry of the next.”

41 Irving Hexham, “Modernity or Reaction in South Africa: The Case of Afrikaner Religion,” in Modernity and Religion: Papers Presented at the Consultation on Modernity and Religion Held at the University of British Columbia, Dec. 15-18, 1981, ed. William Nicholls (Waterloo, Ontario: Wilfrid Laurier University Press, 1988), 81.

42 Quinn, Early Mormonism and the Magic World View, 225.

43 Lang, Crystal Gazing, 1.

44 David Vincent, Literacy and Popular Culture: England 1750-1914, Cambridge Studies in Oral and Literate Culture, ed. Peter Burke and Ruth Finnegan, vol. 19 (Cambridge, England: Cambridge University Press, 1993), 172.

45 Alan Taylor, “Rediscovering the Context of Joseph Smith’s Treasure Seeking,” Dialogue: A Journal of Mormon Thought, 19, no. 4 (Winter 1986):21. Internal references silently removed.

46 Martin Harris interview with Joel Tiffany, Tiffany’s Monthly, V , 169.

47 Ibid., 164.

48 Bushman, Joseph Smith and the Beginnings of Mormonism, 71-72.

49 Morton Smith, Jesus the Magician (New York: Barnes & Noble, 1978), 92.

50 Ibid., 146. As might be expected, Morton Smith’s presentation of Jesus as a magician is even more controversial than calling Joseph Smith a magician. John Gee, “‘An Obstacle to Deeper Understanding’.” Review of D. Michael Quinn, Early Mormonism and the Magic World View, revised and enlarged edition, in FARMS Review of Books, 12 no. 2 (2000):188 notes that Morton Smith’s idea that there were itinerant Greek magicians has been discredited. Gee does note (p. 186), “If Jesus can be seen in such a context [as a magician], why not Joseph Smith?”

51 J. V. Coombs, Religious Delusions: Studies of the False Faiths of To-Day (Cincinnati: The Standard Publishing Company, 1904), 61-62, “Dr. Wyl says that the name Urim and Thummim was first used by W. W. Phelps about the time of the publication of the Book of Commandments. This is ten years after Moroni’s visit. In the interim the work of translating is done by seer stones and stone spectacles! What a blessed thing it is that the more dignified instrument came soon enough to get into the second edition of the revelations, at the same time belated Moroni makes his advent!”

52 Richard Van Wagoner and Steve Walker, “Joseph Smith: ‘The Gift of Seeing'”, Dialogue: A Journal of Mormon Thought vol. 15, no. 2 (Summer 1982):62, “These stones could not have been the Nephite interpreters, yet Joseph specifically calls them ‘Urim and Thummim.’ The most obvious explanation for such wording is that he used the term generically to include any device with the potential for ‘communicating light perfectly, and intelligence perfectly, through a principle that God has ordained for that purpose,’ as John Taylor would later put it.” See also Mark Ashurst-McGee, “Moroni as Angel and as Treasure Guardian,” FARMS Review 18, no. 1 (2006):42.

53 This is an intentional distillation of the tradition, which would never have accepted the crude designation of “rocks” for the tradition stones the Urim and Thummim represented. There is a long tradition that they were associated with the gems on the ephod. See Cornelis Van Dam, The Urim and Thummim: A Means of Revelation in Ancient Israel (Winona Lake, Indiana: Eisenbruans, 1997), 16-23, 27-31.

54 The saints themselves would not have perceived a great division in their participation in the two cultural spheres. For them, the transition was likely imperceptible, even though they began to see themselves from the perspective of the religion they had joined. Bill Hamblin notes that they never did label themselves with any of the terms that the Great Tradition would have used to describe their Little Tradition practices. William J. Hamblin, “That Old Black Magic,” Review of D. Michael Quinn, Early Mormonism and the Magic World View, revised and enlarged edition, in FARMS Review of Books 12 no. 2 (2000): 233, makes this point in reference to Quinn’s association of the terms with Joseph Smith and his peers: “Joseph Smith never called himself a magician, sorcerer, occultist, mystic, alchemist, kabbalist, necromancer, or wizard. He did not ’embrace’ this ‘self-definition.’ Nor did any of his followers.”

Revised or Unaltered? Joseph Smith’s Foundational Stories

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Question
Did Joseph Smith revise the First Vision story over time?

Short Answer
Critics sometimes claim that Joseph Smith changed his account of the First Vision and the coming forth of the Book of Mormon over time. This presentation argues that the historical evidence instead shows a consistent core narrative from the earliest accounts onward, while later retellings often expanded details or emphasized different aspects for different audiences.
Key Takeaways
  • Early eyewitness reports from Joseph Smith’s family and associates consistently describe an angelic visitation connected to golden plates and divine revelation.
  • Hostile newspaper accounts and critical sources often preserved authentic elements of Joseph Smith’s story even while attempting to reinterpret or ridicule it.
  • The presentation compares the 1832 and 1838 histories and argues that differences between them reflect incomplete narratives and differing purposes rather than fabrication.
  • Accusations involving money digging, folk magic, and Luman Walter are examined in historical context using eyewitness documents.
  • The speaker argues that many claims of “revisionism” are based on selective readings, incomplete documents, hostile reinterpretations, or natural variations in retelling.
  • The talk explores the multiple First Vision accounts and argues that they preserve a stable underlying narrative.
  • Revival activity near Palmyra and throughout western New York is examined as historical context for Joseph Smith’s religious questions.
  • Oliver Cowdery’s early church history writings are presented as evidence that early Church leaders were already familiar with the First Vision narrative.
  • The presentation also analyzes the literary and biblical structure of Joseph Smith’s 1832 First Vision account, including parallels to Acts 26 and Psalm 31.

Summary

Summary

This presentation analyzes accusations that Joseph Smith altered the stories of the Restoration over time, particularly the coming forth of the Book of Mormon and the First Vision. Using early eyewitness accounts, critical sources, newspaper reports, and manuscript comparisons, the speaker argues that Joseph Smith’s central storyline remained remarkably consistent from its earliest tellings. He contends that many alleged “revisions” actually stem from misunderstandings of incomplete documents, selective readings, or hostile reinterpretations created by critics.

A major focus of the talk is Joseph Smith’s 1832 history, including its relationship to later First Vision accounts and Book of Mormon narratives. The speaker proposes that the 1832 account was deliberately constructed using biblical frameworks and literary parallels, particularly from Acts 26 and Psalm 31. He also examines revival activity in the Palmyra region, Oliver Cowdery’s early historical writings, accusations involving money digging and Luman Walter, and the broader question of how historical memory becomes reshaped over time.

TL;DR

TL;DR (Too Long; Didn’t Read)

This talk argues that Joseph Smith’s accounts of the Book of Mormon and the First Vision did not evolve into entirely new stories over time. Instead, the speaker shows that early eyewitnesses, critics, and historical documents consistently preserve the same core narrative elements. The presentation also explores how later critics contributed to confusion through rumor, speculation, and selective interpretation of historical records.

Introduction

Critics of Joseph Smith have long claimed that the stories of the Restoration offered by him were revised over a period of time until they became what is known today as the accepted history of the Church. In my lecture this morning, I would like to examine some aspects of this claim of revisionism from a documentary perspective. 1

I will start by talking about the story of the coming forth of the Book of Mormon and then move into a discussion of the First Vision.

I have a very definite reason for addressing these topics in reverse historical order. This will become apparent as my lecture progresses. Please be aware that in my remarks today I will be utilizing several abbreviations such as:

  • JS1832, which refers to Joseph Smith’s 1832 history, and
  • JS1838, which refers to the manuscript that was published in 1842 and became the official history of the Church.

I will be presenting and summarizing a considerable amount of new research on both the story of the coming forth of the Book of Mormon and that of the First Vision. But it’s not nearly all that I have available at this time. It is my hope that you will find something in this material that will be useful in defending the prophet’s foundational stories from the critics of the Church.

The Earliest Book of Mormon Accounts

If a person wants to determine whether or not a story has changed over time, it is logical to first examine that story in its earliest known form. In the case of the Book of Mormon account, we are fortunate to have records from several eyewitnesses who heard Joseph Smith relate this story for the first time.

These witnesses are his mother, Lucy Mack Smith, his sister Katherine Smith, and his brother William Smith.

These three eyewitnesses agree that Joseph’s story was first told to them during the fall harvest season shortly before Alvin Smith died, thereby giving us a date of 1823. They are also in agreement that the story told to them was that an angel had appeared to Joseph and told him about a golden engraved record hidden in a nearby hill.

Joseph talked to his whole family about this revelation for a considerable length of time. He stated that he was required to wait for a period of four years before he was allowed to retrieve the record.

He also warned his family members that they must not tell others in the community about this ancient artifact.

None of these three eyewitnesses ever mentions that they heard any different story of origin related by Joseph Smith, and none of them ever mentions hearing, even in the community, any earlier version of this story.

Independent Witnesses to the Story

Lorenzo Saunders

It is interesting to note that one of the Smiths’ neighbors named Lorenzo Saunders stated that before Alvin Smith died in November of 1823, Joseph Smith Jr. told the Saunders family that he had seen an angel and was notified about the plates.

Joseph Smith evidently broke his own rule of non-disclosure in this instance, but in the process provided an independent set of witnesses to the elements of his story in 1823.

Harrison Chamberlain

A possible secondhand verification of this circumstance comes from Harrison Chamberlain. He claimed to have heard from people living in the vicinity of Palmyra that in the late fall of 1823, Joseph Smith told his most intimate associates about his vision of an angel and the engraved golden plates buried in a hill which contained revelation from God.

The Knight Family

We know that Joseph’s story about the Book of Mormon remained the same through the year 1826 because during that period he worked in southern New York State for the Knight family.

While he was in their employ, he said that a person had appeared to him in a vision and told him where there was an ancient gold book buried.

Martin Harris and the Golden Plates

Martin Harris is our next eyewitness for the content of Joseph Smith’s story. He said that the first time he heard about the gold Bible was around the 1st of October in the year 1827.

Harris recalled that the day following this, he went into Palmyra and spoke to some of the residents of the village about this matter. They repeated the account of it as given to them by Joseph Smith Sr., and it matched with what Joseph Jr. had said earlier.

Lucy Mack Smith arrived a little bit later at the house of Martin Harris and told him about Joseph bringing the plates to the Smith residence and many other things.

She further informed Martin that Joseph wished to see him. Martin sent his wife and daughter home with Lucy Mack Smith at this time. When they returned, they told Martin that they had both been allowed to lift a very heavy object that was said to be the golden plates.

When Martin Harris went himself to the Smith home in Manchester, New York, Joseph Jr. was away. Martin reports,

“This gave me an opportunity of talking with his wife and family about the plates.”

Harris Interviews the Smith Family

Martin indicates that he desired to get at the truth of the matter.

“I talked with them separately,” he said, “to see if their stories agreed, and I found they did agree.”

“When Joseph came home, I did not wish him to know that I had been speaking with them. So, I took him by the arm and led him away from the rest, and requested him to tell me the story, which he did as follows. He said an angel had appeared to him and told him it was God’s work.”

Joseph talked about the spectacles and said that they had the ability to display a lifelike visual image. 2 He also said the angel told him that the plates must be translated, printed, and sent before the world.

Martin relates,

“While at Mr. Smith’s, I hefted the plates and knew from the heft that they were lead or gold, and I knew that Joseph had not credit enough to buy so much lead.”

We may conclude from all of this documentary evidence that between the initial disclosure of the origin of the Book of Mormon in the fall of 1823 and Joseph bringing the plates into the Smith residence in the fall of 1827, his story did not change.

He consistently told individuals that an angel of God had informed him about a set of golden plates.

Public Speculation and Competing Narratives

Then the historical scene changes dramatically.

It is known from documentary sources that in the year 1827, Joseph Smith started making his story known among the general populace. I have collected several statements by critics — actually, there’s eleven — who say that they heard the story during this year from either Joseph Smith or one of his close associates.

There were, of course, some people who were skeptical about the young man’s claims of new revelation from the Almighty. This is the time period where the public started to speculate heavily about what they thought was really behind Joseph Smith’s story and how they imagined the book idea really originated.

Rumors and Alternative Explanations

By the summer of 1829, when the Book of Mormon was being prepared for the press, the line between history and mythology had been blurring for some time. An issue of the June 1829 Wayne Sentinel newspaper in Palmyra made note of the fact that there had already been much speculation about the Golden Bible floating around the region. 3

Steven S. Harding provides us with a unique and insightful snapshot of what was going on during this precise time period. He visited the Grandin print shop where the book was being published, and there he met Father Smith, the prophet, Oliver Cowdery, and Martin Harris in the morning.

Then in the afternoon, he had a lengthy conversation with his cousin Pomeroy Tucker and Mr. Grandin where he heard some new things about the book that was being produced.

Martin Harris About the Book of Mormon

The things that he heard from these two different groups of men is very instructive. Martin Harris informed Harding that:

  • the plates of the book were found in a hill,
  • an angel of the Lord was involved, and
  • the devil was working to thwart the project.

Tucker About the Book of Mormon

Pomeroy Tucker, on the other hand, told him something quite different. He wanted Harding to believe that Joseph Smith had a connection:

  • with the black art,
  • animal sacrifice, and
  • money digging. 4

Though in later years, Tucker admitted that these stories only qualified as rumors.

When Mr. Grandin was interviewed about the Book of Mormon just two years later than his meeting with Harding, he also seemed to be of the opinion that the golden plates were connected with money-digging lore.

John H. Gilbert, whose picture you see here on the screen, was also a workman in the Grandin print shop during the production of the Book of Mormon. He likewise held to the belief that Joseph Smith was a money digger who was involved in magic practices.

From this documentary evidence, it can be concluded that two different stories of origin were being promulgated in the Grandin building at the same time that the Book of Mormon was being issued from it.

Authentic Accounts Versus Public Speculation

The workmen of the Grandin print shop typeset and proofread the preface page of the Book of Mormon. And so they knew without any ambiguity what the authentic story of its origin was.

They were also aware from this document that there were “many false reports” circulating about the book.

Yet they chose to champion the rumors that were swirling around the region. Their repetition of idle reports, therefore, represents a deliberate revision of Joseph Smith’s own story.

On this next slide, I have highlighted the date, August 1829, so that you can see how the information that I just presented correlates with what I will talk about next.

It is at the very same time that Steven Harding was hearing an alternative storyline in Palmyra that some Latter-day Saints tried to set the record straight.

The report of story elements printed in the 11th of August 1829 issue of the Palmyra Freeman is not perfect, but it is very close to being correct in its elements. After filtering out a little of the biased opinion and incorrect notations, it says this:

“Joseph Smith of Manchester, New York, said he was visited three times by a messenger of the Almighty. Joseph was informed that a golden Bible 5 was deposited in a hill in Manchester. It was an ancient record of divine nature and origin. Joseph went to the place of deposit, dug into the earth a little ways, and found the golden Bible along with a huge pair of spectacles.

“Joseph was instructed not to let any person see the objects on penalty of death. The plates of gold measured 8 inches long and 6 inches wide and were 1/8 of an inch thick. The plates were engraved with hieroglyphics and the spectacles enabled Joseph to interpret the characters on the plates.”

The rest of the information that is on this slide shows a very interesting pattern. The first item tells us that rumors were flying through the countryside. Next, the Saints offer the authentic elements of the story to the public.

Then we find a blatant act of historical revisionism.

Abner Cole and the “Book of Pukei”

Abner Cole wanted to mock the Book of Mormon in his newspaper, The Reflector. He was most probably motivated to do this because he had violated copyright law (by the way, he was an ex-justice of the peace) by printing portions of the Book of Mormon in his paper, and the prophet forced him to stop his illegal activity.

Cole’s mockery text was called the Book of Pukei.

In this production, the editor took authentic elements of the story of the Book of Mormon’s origin and mixed them together with elements of speculation that had been floating around the community.

This is important to understand. He is using authentic elements in that Book of Pukei and he’s mixing them together with the rumors, and something’s going to happen.

Cole utilized the dialogue of one of the characters in his mockery text to call Joseph Smith an ignoramus, a criminal, and a servant of Satan.

It is in this text that Joseph Smith is connected with a man from the Great Sodus Bay called Walters the Magician, which is probably Luman Walter.

Cole claims in the Book of Pukei that the Book of Mormon really came into existence in the following manner.

Walters the Magician Narrative

  • Walters the magician was involved in witchcraft and money digging. Walters was summoned to Manchester, New York, by a group of wicked, idle, and slothful individuals, one of which was Joseph Smith.
  • Walters took the slothful individuals of Manchester out into the woods on nighttime money-digging excursions. They drew a magic circle, sacrificed a rooster, and dug into the ground on many occasions, but never actually found anything.
  • The slothful group of Manchesterites then decided that Walters was a fraud. Walters himself admitted that he was an impostor. And decided to skip town before the strong arm of the law caught up with him.

Remember that Cole is an ex-justice of the peace, and so he is talking through this document. “The strong arm of the law is going to catch up with you impostors.”

  • At this point, the mantle of Walters the Magician falls upon Joseph Smith and the rest of the Manchester rabble rallied around him.
  • And then we have the spirit of the money diggers — who is identified implicitly with Satan in the text — who appears to Joseph and reveals the golden Bible 5 idea to him.

This is what we’re hearing from Abner Cole in the Book of Pukei. If we look again at the chronological data on this slide, we can see a very informative pattern.

From Speculation to “Certainty”

A few months after Abner Cole published his book, he lamented that the published attempts to explain the origin of the Book of Mormon were thus far unsatisfactory and uncertain.

This means two very important things.

  1. Number one, Abner Cole was announcing that he rejected the authentic elements of the Book of Mormon story that had been made known in the Palmyra Freeman during the same time when the book was being published.
  2. Number two, Abner Cole was not claiming that the information put forward in his Book of Pukei was the final word in historical authenticity.

But that acknowledgement did not last long.

In the next item on the slide, we see that shortly thereafter, Cole reprinted the speculatory information on Walters the Magician, but this time he left out all of the authentic elements of the story that had been included in his previous work.

He proclaimed this time around that there was little doubt in the minds of some Palmyra residents that this version of events was the real deal.

Shortly thereafter, there was yet another transformation of the magic theory. In March of 1831, it was being proclaimed in the press that there was no doubt about Cole’s purported connection between Joseph Smith and Walters the Magician.

So, we can see that between June 1829 and March 1831, the progression among outsiders was from uncertain speculation to absolute certainty.

Eyewitnesses Contradict the Walters Narrative

There was only one thing wrong with the Walters the Magician scenario being advocated by Abner Cole. It was the exact opposite of historical reality as reported by eyewitnesses.

Eyewitness – Emer Harris

Emer Harris, the brother of Martin Harris, said that he had personal knowledge of the fact that some people in Palmyra had hired an astrologer to find the plates of the Book of Mormon.

Eyewitnesses from the Smith Family

Lucy Mack Smith recalled that a group of 10 or 12 men sent for a conjurer 6 to come and divine by magic art the place where the record was deposited.

This conjurer did in fact arrive in Palmyra and assembled with the group which had sent for him.

We know this because Father Smith, the prophet’s father, saw them himself meeting together to the east of his farm, and he overheard their plans to try and obtain the golden Bible for themselves.

The prophet’s sister Katherine remembered that when her father heard about the conjurer, an effort was made to go and warn Joseph Smith about this man and the plan that was being used against him.

Eyewitness – Joseph Knight Sr.

Joseph Knight Sr. verifies that “a great rodsman went to the Smith home in Manchester and attempted to locate the hiding place of the golden plates through the use of divining rods.” 7

Eyewitness – Brigham Young

And Brigham Young reported that this fortune teller was named Walters.

President Young related that this man angrily pointed out Joseph Smith among a crowd of people. And with considerable profanity identified Joseph as the one person who could obtain the treasure that was hidden in the hill.

But he acknowledged that he himself was not able to obtain it.

Walters the Magician was not the friend of Joseph Smith. He was his adversary.

The eyewitnesses never connect these two individuals in any type of complicity.

Critical Sources That Preserve the Original Story

Now that I have shown you that some of Joseph Smith’s critics were perfectly willing to intentionally alter his storyline, I would like to demonstrate that some of these critics have, in fact, preserved clear evidence that the prophet did not alter his storyline over time.

I have taken a careful look at the accounts of Mormonism’s detractors who claim that they heard Joseph Smith and his close associates tell the Book of Mormon story between 1827 and 1830.

Once a person understands the full Book of Mormon account that was being repeated by the early Saints, then it is not difficult to pick up the pieces of that pattern as they are scattered throughout the narratives of the critics.

Let me read to you just the pattern that is present in one single source for the year 1827. The source is Willard Chase.

The Willard Chase Account

These are the elements he says he heard from Joseph Smith Sr. and Joseph Smith Jr. in 1827.

Learning About the Plates

  • Joseph Smith Sr. said that some years prior to 1827, a spirit was sent and appeared to his son in a vision and informed him about the existence of a record on golden plates which were deposited inside of a stone box.
  • Joseph Jr. was identified as the person who must obtain the plates, and he was to do so on September 22nd.

Seeing the Plates

  • Joseph went to the place and raised up the stone box lid. There was a large pair of spectacles in with the plates.
  • Joseph removed the golden book. He was worried that someone might discover where he had gotten it. So, he laid down the plates in order to replace the top stone of the box.
  • The book vanished and reappeared inside the box.
  • Joseph attempted to get the book again, but he was struck several times.
  • A man, who was “the spirit of the prophet who wrote the book”, appeared and told Joseph that he had not been obedient.
  • Joseph was told to come to the same spot one year later and bring his older brother. By the end of the year, however, Joseph’s older brother died. Joseph went one year later and was directed by the spirit to return after another year. Joseph went to Harmony, Pennsylvania, and he eloped with Emma Hale.

September 1827

  • In the forepart of September 1827, Joseph Jr. told Willard Chase himself that he expected that he would soon take possession of the gold book, and he asked Chase to make him a chest with a lock on it, stating that he had been commanded to keep the book concealed from the eyes of all others but himself.
  • A few weeks later, Joseph told Chase that early in the morning of the 22nd of September 1827, he took the one-horse wagon of a house guest and together with his wife went to the hill that contained the book.
  • Joseph left his wife in the wagon, retrieved the book, hid it inside of a tree, and went home. He then traveled to Macedon, New York, to work.
  • After 10 days, a rumor arose that someone had gotten the book, and so Joseph’s wife went after him.
  • Joseph went to the place where he had hidden the plates, wrapped them in his frock, and headed toward his family’s home.
  • Joseph was attacked in the woods by two men. He knocked them down, arrived safely at his home, and secured his treasure.
  • Martin Harris gave Joseph Smith $50 to help him in the work of translating the book.

That’s Just One Source

This is just the information from one single 1827 critical source. I have 11 of them just for the year 1827.

And if you read the autobiography of Lucy Mack Smith, you will see that there are many matches with the information that she provides.

I wish I had adequate time to show you those, but we have got a lot more to deal with.

So, let’s move on.

Did the Book of Mormon Story Evolve?

Did the Book of Mormon story evolve? This chart here will help to demonstrate that Joseph Smith’s storyline did not evolve.

This chart here shows you that during this particular year of 1827, we have all of these reminiscences — eleven in all. What I did was I compared those particular reminiscences with JS-1832, and there’s 18 parallels.

And then I did the same exact thing with JS-1838, but there are 26 parallels at that point. So, that tells us that there is something going on as far as revision goes.

If you have a storyline, and it’s being revised over time, you would expect to see less parallels over that period of time – because it would be changing.

But we have just the opposite with this particular circumstance.

And so this is one indication that the storyline is not evolving because we have written information available to us and more matches to the verbal information is found.

Understanding the Limits of JS-1832

The final point that I would like to make in relation to the Book of Mormon storyline is that it is necessary for any person to obtain an accurate understanding of a document before they can draw legitimate conclusions from it.

The prophet’s 1832 history provides us with a prime example of the importance of this principle. This document is the earliest known cohesive account of the coming forth of the Nephite scripture produced by Joseph Smith.

Some critics may think that since it is the earliest document, then any story elements that are not found within it, but which turn up in later narrations, must represent an expansion or an evolution of the storyline.

But in this case, they would be dead wrong.

Using the Critics’ Claims Against Them

What I decided to do in this particular case was take the 1832 history and break it down into its elements. There’s approximately 90 of those elements.

The critics say that what Joseph Smith did was, he evolved his story over time. So what I wanted to do was see, first of all, how complete is that document.

I went and looked at all of the non-LDS sources that I could find to determine how many elements of the story were not in the 1832 document, but which were floating around the community.

I’ve got that paper up here, and it would take a very, very long time to read. It’s 24 pages long, but it ends up that the 1832 document is 50% incomplete.

That’s a lot of information.

And when you go through this particular paper that I’ve done, what I’ve done in addition is I’ve said, “Okay, what about those elements that are not included by Joseph Smith in the 1832 document? Are they included by him and other members of the Church in subsequent histories?”

And the answer is yes.

And so I’ve done an analysis to show that every single one of them that are not in 1832 are in histories by Latter-day Saints at later times.

JS-1832 is Not a Complete Narration

That tells us that those are integral parts of the story. But more than anything else, it tells us that the document itself, JS-1832, cannot be looked upon as being a complete narration of the story.

And so you have to consider that when you’re talking about the evolution of the storyline.

Of course, anti-Mormons want to say, “Well, we’re going to look at 1832, and anything that’s subsequent to it that we don’t see in 1832 must be a revision.”

And so, I want to point out to them that that is not the case.

In fact, we’ll be dealing with that with the First Vision. 8

Recommended Research on Moroni and Revision Claims

But before we do, I would like to point out that there’s two articles that I think are quite excellent that deal with the idea of Joseph Smith’s supposed revision with the Book of Mormon story.

And that is one by Larry Morris — that’s in the FARMS Review — and one by Mark Ashurst-McGee that’s in Mormon Historical Studies.

And what they do is deal with the Moroni story. I think that they are well worth looking into for anybody who’s interested.

Introducing the First Vision Discussion

So, let’s move on now to some information about the First Vision.

What you see on the screen, this is JS-1832. That is Joseph Smith’s first time (that we know of) that he has told the First Vision story in a formal manner.

And it is the only one where he has written it himself.

So what you’re seeing here on screen is Joseph Smith’s handwriting. And if you look at the very bottom there, it ends with the words of Christ talking to him during the First Vision.

JS-1832, as stated before, is only about 50% complete when it comes to the information that has to do with the Book of Mormon. Well, that has some implication for the First Vision material itself.

I have done a preliminary analysis.

In fact, I can just show you one slide here. There’s a preliminary analysis. I just scanned over some documents to find that there are indeed pieces of the First Vision story that are not included in JS-1832 that were known among the non-LDS community beforehand and which show up in JS-1838.

And so they are integral parts of the story.

But it tells us — just these three little items — they tell us that the information on the First Vision in JS-1832 is not complete. But we’re going to get into much more of that.

Let’s go here to this next slide.

Why Joseph Smith Wrote the First Vision Himself

I want you to see this pattern. The red text represents Joseph Smith’s own handwriting.

First of all, at the top we have the scribe Frederick G. Williams. He barely wrote down a paragraph worth of material before he was replaced by the prophet.

This is a very curious fact, especially because right after Joseph Smith finished with the First Vision material, Brother Williams took over again.

This pattern seems to be an indication that the prophet wanted to write down the First Vision story himself.

And so the next question becomes why?

A possible answer to this question presents itself when one considers what happened to Joseph Smith when he tried to share the First Vision story for the first time on an informal verbal basis.

We read in the 1838 history of the Church that when the prophet first started telling others about his theophany, he ran into an immediate snag, and it was a particularly perplexing one.

His story was not only treated with great contempt, but Joseph was told that the experience was all of the devil.

Biblical Frameworks in JS-1832

I believe that Joseph Smith was trying in his initial written account of the First Vision to find a way to counteract these very negative reactions.

And here’s my evidence.

This slide shows that the JS-1832 First Vision recital is built over a continuous framework of biblical passages — roughly 47 in all. They span the entire Bible from Genesis to Revelation.

It appears that Joseph Smith was attempting to bolster the chances of his story being accepted by the world by couching it in language that would resonate in a positive manner with the masses.

Joseph Drew Specific Parallels to Help Listeners Understand

But look more closely at this slide. In the area where the actual theophany takes place, which is between the brackets, you will notice that Joseph Smith has incorporated three very relevant Bible stories into the telling of his tale.

Three stories that have to do with the appearance of heavenly beings.

  1. The first is the story of the angels who visited the shepherds amidst a heavenly light and announced the coming of the Christ.
  2. The second has to do with the appearance of the Savior to the apostle Paul when the light shone around him.
  3. And the third is about the apostle Stephen seeing both the Father and the Son.

Comparing Joseph Smith to Paul

But before we move on to the next slide, I will remind you what the prophet said about the rejection he experienced when he first announced his vision.

He said, “I felt like the apostle Paul because they wouldn’t believe my vision either.”

And so when Joseph Smith incorporates Acts 26 into his framework, the parallels are so exacting that when Paul speaks in his text in Acts 26, Joseph speaks in his text.

When Jesus addresses Paul in the Bible passage, Jesus addresses Joseph in JS-1832, and then it switches back again.

It is a very, very exacting set of parallels.

Psalm 31 and the Personal Nature of the Account

But this is what really caught my attention.

This is Psalm 31. On the left-hand side is the text of JS-1832.

It appears that Joseph Smith utilized a large-scale framework of Psalm 31. The parallels in here are very exacting.

I’ve also been able to see in this that there are some elements of Psalm 31 that he incorporated into JS-1838.

Psalm 31 as a Vehicle for Joseph to Tell His Story

Psalm 31 is a deeply personal psalm. If you read it, you can see that there is a lot of heartfelt dialogue going on.

That is something that people have noticed about JS-1832. Joseph Smith’s 1832 account of the First Vision is very personal.

But this next slide shows us that there’s much, much, much more to this particular document.

This is a document that’s created by Joseph Smith when he is 26 years old.

If you look at the top of the page, you will see a set of props and a set of themes. The dividing line that goes through that slide shows you the place where he stops and prays.

All of the parallels underneath are an exact match.

Joseph Smith has constructed this document very, very, very carefully. This is not a retelling of a story. This is a very complex document.

I don’t think I have seen it all yet. These are things I have seen in the last two weeks. I have seen a few more things since. I am coming to the conclusion that this document needs to be studied a lot more. A lot more.

The reason why it didn’t become published is very interesting to me. In fact, the whole nature of the document — I have a theory which I will work on. But this document is so extremely interesting because it’s so complex. Joseph Smith is trying to do something very deliberate, and I think that it calls for much further study.

Opposites and Contrasts in the Narrative

Here is another set of parallels. These are opposites.

In this particular set, we learn what happens to Joseph Smith before and after. I’ll just read off what it says.

  • The world’s in darkness, and then Joseph is surrounded by light.
  • Joseph’s mind was exceedingly distressed, but afterwards he’s filled with love.
  • Some people said there was no God, and Joseph saw Him.
  • When Joseph saw the Lord Himself, mankind was not coming to the Lord, but the Lord was with Joseph afterward.
  • Joseph felt grief before, but he felt joy after.
  • Joseph had belief before, but afterward he could find none who would believe.

As you can tell by now, this is an intricate text, and again, I would say that it calls for further study.

The Presence of God the Father in JS-1832

This brings us to the most frequent anti-Mormon criticism about JS-1832. That God the Father is obviously not mentioned as making an appearance to Joseph Smith in this First Vision account.

I would like to suggest, however, that all this time we as Latter-day Saints have not recognized that God the Father’s appearance is in fact referred to right in this document.

But all this time, we’ve been looking in the wrong place.

In the introductory remarks of JS-1832, Joseph Smith outlined precisely how he was about to proceed in the narration of his history.

The Testimony From on High

He mentioned that in the very first incident associated with his marvelous experience in the Restoration, he received “the testimony from on high”.

Because of the formatting of the introductory paragraph and the structure of the text which follows it, it can be concluded with a marked degree of certainty that this testimony was connected with the First Vision.

The question to ask then is what was “the testimony from on high”? Joseph Smith answers this question in another one of his recitals, which is November of 1835. There he states that one of the two personages who appeared to him testified that Jesus Christ was the Son of God.

In JS-1838 (which is the First Vision narrative now published in the Pearl of Great Price) 9 we learn that one of the personages testified to Joseph Smith using the following words: “This is my beloved Son.”

We may comfortably conclude from this documentary evidence that the testimony from on high of JS-1832 is equivalent to the phrase spoken by God the Father in JS-1838.

Therefore, we may safely say that when Joseph Smith wrote the 1832 account of the First Vision, the appearance of God the Father was definitely in his mind because he obliquely refers to it.

It seems that he did not make an explicit mention of this part of the story simply because of what I have shown you before.

He had chosen to use the Apostle Paul’s experience as the main framework for that portion of his narrative – and Paul only saw Jesus Christ.

Responding to Revisionism Claims

I would now like to offer some brief insights on a few other anti-Mormon arguments that are commonly used against the First Vision, specifically those that are connected with accusations of revisionism. 1

The first anti-Mormon claim that I would like to draw your attention to is what I call a “real whopper”.

Revisionism Claim: Joseph Joined a Church After 1820

It says that Joseph Smith joined not just one church after God supposedly commanded him not to in 1820. (Thus demonstrating that his meeting with the Lord never really happened.) But he joined three different churches before he formally organized the LDS faith in 1830.

The basic problem with this particular argument is that there have been no authentic documents ever produced confirming that Joseph Smith actually became an acknowledged member of either the Baptist, the Methodist, or the Presbyterian denominations.

Every one of the claims of joining other faiths is made extremely late in the historical record.

But I have gathered together a few very early documents that say just the opposite. I’ll just read through a few of them briefly.

Here it is.

  • In November 1830, four LDS men from New York teach that at the time the angel appeared to Joseph Smith (September 1823). He made no pretensions to religion of any kind.
  • 1831 — this is February — the editor of the Palmyra newspaper claims that he had been credibly informed and is quite certain that the prophet never made any serious pretensions to religion until the Book of Mormon.
  • 1832, March. A couple of young Mormon men teach the citizens in the courthouse:

“Joseph Smith, who was then an inhabitant of the state of New York, town of Manchester, having repented of his sins, but not attached himself to any party of Christians owing to the numerous divisions among them, and being in doubt what his duty was, he had recourse to prayer.”

(By the way, that particular document has First Vision elements in it before JS-1832 is created. And I don’t have time to deal with that, but I want to make you aware of it.)

Revisionism Through Memory and Retelling

That happens to be a really good example of somebody who has gone ahead and revised. They have taken elements of the First Vision story and elements of the coming forth of the Book of Mormon story.

In that particular article, they melded them together, and they admitted how it happened too.

They said that they were talking from memory and they weren’t quite sure.

And so when you’re dealing with the accusations of revisionism, you want to be very careful about understanding the documents that people are using to claim revisionism. 1

The ‘Angel’ Argument

Here is another one of the little irksome arguments that the prophet is having used against his First Vision story.

The argument goes that Joseph Smith initially said that his First Vision visitants were angels, and they use this particular document as the evidence.

Here you’ve got the diary, 14th of November 1835. It says,

“The time I received the first visitation of angels, which was when I was about 14 years old.”

And people say, “Well look, he’s saying that his visitation was of angels when he was 14 years old,” and they try to use that against Joseph Smith.

But only five days previous in his same diary — if people would just read the book — they would see that Joseph Smith is giving us a really interesting insight into his First Vision experience.

He says,

“When I was about 14 years old, I had a visitation of two personages and I saw many angels.”

So when Joseph Smith says on the 14th of November, “My first visitation of angels was when I was 14 years old,” he’s not kidding.

He saw many angels the first time in the Sacred Grove. Moroni is not the first angel that Joseph Smith sees.

Early References to the First Vision

The next argument that I would like to deal with briefly has to do with the idea that Joseph Smith was making up the First Vision story throughout the 1830s, and that’s why nobody hears about it in public either among members of the Church or among the general populace.

This particular slide argues pretty persuasively otherwise.

In fact, if you look at the far left-hand side of the slide, you’ll see that in approximately 1829, or somewhere before December of 1829, we have a possible statement by somebody whose name is Green.

And what he says is that Joseph Smith was preaching in Victor, New York, that he had been met by God. And in fact, the title that this person uses is “the Almighty.”

What he does is he is met by God and his experience is like what happened to Paul on the road to Damascus.

So there we have a connection with — this is a vision of theophany — but most important, look there at the bottom. It says that he was converted to true doctrine.

So this is an idea that’s floating around in 1829.

Now, I’ve got another instance that I am leaning heavily towards that has to do with 1829 and Joseph Smith talking about the First Vision, but I haven’t quite developed that enough to my satisfaction.

So, I’ll leave that out for now.

Edward Stevenson & Joseph Curtis

But you can see that all the way through that particular time period — this is all just 1830s — people who are anti-Mormons like to pick on Edward Stevenson.

They say, “Oh well, Edward Stevenson’s memory — oh, his reminiscence is so far gone in the very last part of the 19th century. So he’s probably just misremembering.”

I saw that in a book just published recently by somebody who has been to this conference.

But you have a second witness, and that is Joseph Curtis. He was there too.

But other than that, we have all these other people who are hearing the First Vision story being related. And these are people who are not members of the Church as well as members of the Church.

And I’ll be giving a little appeal for this information at the end of my talk. Let’s go to the next slide.

Oliver Cowdery and the “Missing” First Vision

This other claim is quite fascinating. It also has to do with a little bit of what we talked about before.

In the 1830s — we’re talking about 1834, 35, and 36 — Oliver Cowdery prints the history of the Church for the first time. That particular document has got a gaping hole in it. He does not talk about the First Vision. At least that’s what some anti-Mormons want you to believe.

But if you look at the document very carefully, you can see what Oliver Cowdery does.

He starts talking about the First Vision narrative. He starts talking about the revivals, and then something happens. This is what I want to point out with this slide.

The Redirection Theory

I’ll just summarize what’s on the slide.

Richard L. Anderson also noted this Theory

In fact, I have to mention this because Dr. Anderson told me not to. I had done an independent analysis myself, and I had come to the conclusion that Oliver Cowdery was using JS-1832 to create his history of the Church in 1834.

And I was so excited about this. I had written it up in detail. I went to Dr. Richard Anderson’s office and said, “Look at this. This is so interesting.”

“Oh yeah. I knew that back in 1969.”

And he actually did publish a few sentences on the idea that if you would look at the two, you would find a connection. But he didn’t write it up in detail.

And so I’m going to publish it in detail because I think it’s so important.

Oliver Cowdery had Source Documents

The point is that Oliver Cowdery did know the First Vision story because he says, “I was not only having the prophet as an assistant in creating my history, but I also had authentic documents at my disposal.”

In fact, he says, “They’re in my possession.”

And so the “authentic documents” that he is talking about is most probably JS-1832. When you see the parallels, they’re unmistakable.

So Oliver Cowdery knows about the First Vision. He does not include it in OCJS-1834. And I think that this is the reason why. I’ll call it the redirection theory.

What happens is he starts into the First Vision narrative. It’s very clear parallels to what Joseph Smith says later. And then he receives a letter from William W. Phelps.

William W. Phelps says, “I want to hear about the Book of Mormon story.” And he specifically mentions the year 1823.

And then lo and behold, in the next piece of the church history that’s printed, Oliver Cowdery says, “I got your letter. I don’t want to talk about the revival anymore. I’m going to change the date to 1823.”

And then he tells the Book of Mormon story. I think that that is something that should also be looked into.

Joseph Smith and the Revivals

The next thing that I would like to talk about is Joseph Smith and the revivals. This is a big thing with anti-Mormons.

I would like to point out — and several people have done this before — but I would like to go into a little bit more detail about the spatial terms in JS-1838.

Joseph Smith says the revival activity, as far as I interpret the document, is happening in three different zones.

And that is: the place where we lived, so the general vicinity of Palmyra; that region of country; and the whole district of country.

I interpret that as three different places, and I’ll show you why I think that way.

Revival Activity in Joseph Smith’s Region

Here on this next slide, we have a whole lot of confirmed revival activity going around Joseph Smith’s area in 1819 and 1820.

An awful lot of it.

In fact, if you look down there on the bottom right-hand corner of this slide, you’ll see that it says that there are several hundred people being converted in that particular region.

This is the Finger Lakes region. And I would say that you could safely compare that to Joseph’s “region of country.”

It’s nearby. This is not a lot of space.

I think that the farthest I decided to go on this was approximately 60 miles out. In fact, Rochester is approximately 24 miles. Out there at Marcellus, it’s getting around the 60-mile range.

I didn’t include Ithaca because it ran out on the bottom of the slide.

And I’m not done yet. I’ve got a whole bunch of other revivals that I have collected that I haven’t put on there because I have not yet looked at the documents myself and confirmed them in my own mind.

But safely, as preliminary information, this is revival activity going around the Smith cabin around this general time period.

Newspaper Reports and the Third Zone

There are some other things about revivals that I want to point out, and I think that this is something that’s connected with Joseph Smith’s narrative in JS-1838.

We know that Joseph Smith is reading the newspaper. He’s picking it up. In fact, I’m pretty sure he’s reading it, but he’s picking it up every single week. At least we’ve got a non-LDS eyewitness saying so.

This particular newspaper has a whole bunch of information in it during the year 1820 about revivals.

Look at where it starts. It starts in June on the left-hand side. So, we’re starting around the summertime.

But going to the end of the year, Joseph Smith’s newspaper is telling him about five straight months worth of revival information.

All three denominations mentioned by Joseph Smith in JS-1838 are being represented, and great multitudes are being converted.

This is occurring in the third zone.

So that slide that I showed you before had to do with zone number two. Zone number three has got a whole lot more conversion activity going on.

And so I would think that it would be a wise thing to consider that when Joseph Smith is talking in JS-1838 about all this revival and conversion activity, that some of it’s possibly coming from his newspaper.

It doesn’t necessarily say that he is an eyewitness to all of the activity that he is describing. And so that’s something that we should look into.

Lucy Mack Smith and Revival Activity

The last one that I’d like to talk about today has to do with another argument that is used a lot by anti-Mormons that has to do with revival activity.

Again, they try to use Lucy Mack Smith’s autobiography against him by saying,

“Look, Lucy Mack Smith says in her own autobiography that after Alvin Smith dies, there is a revival of religion in the area.”

I want you to see the comparisons on this chart very carefully. On the left-hand side, you’ll see that this is the crossed-out portion of the autobiography. But look at the match. What does that tell you about this revival activity? On the left-hand side, it says that there is a direct connection between the revival of religion in that neighborhood and Alvin Smith’s death.

And there’s a whole big block of text that is marked out in that document.

So, she says that:

We had all this grief in our hearts. We went to this revival so that we could have relief for our overcharged grief or our overcharged feelings. We could not be comforted.

We went there to this revival to be comforted.

The point I want to make is that there is a definite connection in this text. I think it should be explored. I think that we should consider what it is exactly that Lucy Mack Smith is saying because this other information should cause us to say, “Wait a minute.”

Lucy Mack Smith and Church Affiliation

And that is this. What anti-Mormons want you to think is that Lucy Mack Smith said that she joined a church during this so-called revival period. And I say, where does it say that? And when did it occur?

We know from historical documents — this is verified — there is a Palmyra revival going on in 1823 and 1824. But I want to point out to you when it occurs. In fact, if you want to get into this really good, go get what George Lane said about this revival activity in Palmyra. When does he say it really got going?

It’s not in the spring of 1824. It’s December. So Lucy Mack Smith is possibly talking about something that is separate by a large amount of time.

Next question you should ask yourself is here we’ve got Lucy Mack Smith talking about this group that gets together. Well, what is this group that’s getting together in her autobiography? What was the point of the group? It was that they wanted to bring all denominations together.

Well, who was in charge of this group? One guy. And he’s not identified, and his affiliation with a religion is not identified.

And here is the other thing that you have to consider, and that is that in Lucy Mack Smith’s autobiography, she says herself that she was a baptized person, but she did not formally join herself to any denomination until when? She says right in her autobiography it was when her son Alvin attained his 22nd year. And guess when that was? 11th of February 1820.

So here we have some clues to look at.

Questions About the Timing of Revival Activity

In fact, I’m working on some of this material right now.

If we take that literally — February of 1820 — and we’re talking about revivals. There’s a paper that’s floating around the community right now that has to do with revivals. They’re trying to push the date towards summer of 1820.

But you’ve got Lucy Mack Smith with an indication that she possibly joined the church of her choice in February of 1820. Another question arises from that. And that is, “well, when in the world is the revival activity occurring that Joseph Smith is talking about in JS-1838?”

A clue seems to come from William Smith. He talks about the fact that in that particular time period the revival activity was taking place in schoolhouses and private dwellings. And my first question was why? Why isn’t it out in the woods at the Methodist campground?

The possibility is that we are talking about cold weather revivals. In fact, in this paper that’s floating around right now, it is acknowledged that revivals are going on during the wintertime, during the cold months. In fact, I have two instances that I know of where there are verified revivals going on in Palmyra in wintertime.

So, it’s a definite possibility. I am starting to wonder when exactly is the revival activity that Joseph Smith is talking about in JS-1838, even though he went into the woods in the spring of 1820.

Dating the First Vision

And I’ve got to tell you this before I stop.  Because this is my goal marker boundaries:

  • I’m trying to stick with revival activity at the beginning of 1820 because of reasons from the text.

But my outside boundary is different than another paper that’s floating around. Because I’m talking about what Orson Pratt said.

  • Orson Pratt had access to Joseph Smith.
  • Orson Pratt was the first person to publish the First Vision story.
  • Orson Pratt said that the First Vision took place when Joseph Smith was 14 years and 4 months old. About that time.

That gives us a date of approximately 23rd of April 1820. So, we don’t know.

I do know that the revival activity described by Joseph Smith takes a period of time. We don’t know how much time he spent considering things. But we do know that before that midpoint. Mid-spring is 5th of May 1820.  Orson Pratt points us towards around 23rd of April.

So those are the goalposts. I hope that particular piece of information could be explored also further.

There’s a lot that we still don’t know about the First Vision. In fact, I have 65 computer files on my computer right now of material. I have just been looking at it in my spare time. And seeing that there’s a lot more to this story that could and should be explored.

Final Appeal and Invitation to Study

But before I stop, I would like to make an appeal and an announcement.

An Appeal

If there is anybody who ever sees anywhere:

  • in family histories,
  • in journals,
  • in diaries

that:

  1. talk about Joseph Smith reciting the First Vision
  2. especially if it’s during his lifetime

I would like to hear from you. Please contact me at my publisher. 10 I want to fill in the gaps.

An Announcement

I have created a 70-page timeline. It has to do with First Vision recitals from the beginning all the way up through canonization. 11 But it’s that particular early time period that I’m interested in.

There’s a man sitting right in front of me. He pointed out a tiny little piece of information that is brand new to me. He showed me that Joseph Smith is reciting the First Vision story. In Nauvoo during times that we don’t expect. And so I’m very interested in gathering more material. If you ever hear or see those things, let me know.

The final thing I’d like to say is that:

  • If you want to learn more about the First Vision, I would encourage you to read.
  • If you want to learn more about the coming forth of the Book of Mormon. I would encourage you to read.

On this website here, josephsmithstudies.com, I have provided bibliographies. (No commentary, because I’m sure you couldn’t care less what I think.) I have pointed out and connected a whole lot of material. They are

  • linked articles
  • that will take you straight to material that you can read. 12

An Invitation to Study

I would encourage you to continue to study the Restoration in detail. And I thank you for your time today.

Search topics

Joseph Smith First Vision; multiple First Vision accounts; JS-1832; JS-1838; Book of Mormon origins; Martin Harris; Lucy Mack Smith; Oliver Cowdery; Moroni appearances; Palmyra revival; revival activity in 1820; religious excitement in western New York; restoration narratives; eyewitness accounts.

Anti-Mormon revisionism claims; historical revisionism; documentary evidence; Orson Pratt First Vision; William Smith revival accounts; Acts 26 parallels; Psalm 31 in JS-1832; theophany; seer stones; interpreters; golden plates; translation of the Book of Mormon; Grandin print shop; Willard Chase; early Restoration history; historical memory; Palmyra newspapers; folk magic in early America.

CES Letter; Mormon Church history; Mormon Church criticism; Mormon apologetics; Mormonism and folk magic; Mormon money digging; LDS First Vision; Book of Mormon criticism; Mormon origins; Mormon historical controversy; Mormon restoration claims; Mormon scripture origins.

LDS Church history evidence; Joseph Smith criticism; anti-Mormon claims; Mormon truth claims; Mormon historical documents; Mormon eyewitnesses; LDS apologetics; Mormon religious experience.

DNA and the Book of Mormon – Ryan Parr (2005)

Summary

Summary

Ryan Parr examines claims that DNA evidence contradicts the Book of Mormon, introducing mitochondrial DNA, Y-chromosome inheritance, and population genetics. He explains why drawing conclusions about ancient populations from modern genetic data can be far more complicated than it first appears.

TL;DR

TL;DR (Too Long; Didn’t Read)

Modern Native American DNA largely reflects Asian ancestry, but Ryan Parr argues that this alone cannot determine whether small ancient Near Eastern populations contributed to the ancestry of people in the Americas. Genetic lineages can disappear over generations, and mitochondrial DNA and Y-chromosome evidence represent only narrow portions of a population’s ancestry.

Start Here

Question

Did DNA disprove the Book of Mormon?

Short Answer

DNA studies show that most identifiable Native American maternal and paternal lineages are closely related to Asian populations. Ryan Parr argues, however, that this does not by itself rule out the presence of a small ancient Near Eastern population because genetic lineages can disappear over many generations and modern population data cannot necessarily reconstruct every ancestral contribution.

Key Takeaways
  • Modern DNA evidence strongly supports substantial Asian ancestry among Native American populations.
  • Mitochondrial DNA traces only maternal lines, while Y-chromosome DNA traces paternal lines.
  • Individual genetic lineages can disappear from a population over many generations.
  • The genetic descendants of an ancient person need not retain that person’s detectable mitochondrial or Y-chromosome lineage.
  • Conclusions about Book of Mormon populations therefore depend partly on assumptions about population size, ancestry, migration, and intermarriage.

[Editor’s Note: This was a graphics-rich presentation. This transcript does not include slides from the presentation.]

I would like to thank the organizers of the conference for being invited to talk about two really great subjects and that is the Book of Mormon and DNA which, when you look at its structure and its design, is no less of a divine inspired molecule!

We live in a very exciting age. Now, by the time you finish watching CNN you may not think that, but there is a lot of good that is going on in the world today and actually we call- so this is sort of a public service announcement on DNA—you’ll often hear the word “genome” and genome refers to the entire complement of genes that each one of us has and for humans that’s between 30-80,000 genes and this is really going to be the basis of an economic revolution in countries that will take note. In fact Bill Gates has said that if he had the opportunity to do it over again he would be in biotechnology because with the early days of this type of research, it was pre-1995 (they call the ancient days), and now since we’ve actually looked at and deciphered the entire human genome there are many things that we think we can now do. We can use DNA as a biosensor to detect what we’re thinking; all types of diseases; cancers that now we treat after their clinical manifestations; long before there are clinical manifestations; so we really stand on a cusp and a threshold of a revolution much like the antibiotic revolution of the last century.

So, they are exciting times. In fact if you work in biotechnology and DNA everybody’s really excited to get work, to see the progress that’s going to move forward and all this is really because of this molecule—DNA.

DNA is really quite amazing because it just has four simple letters to convey its message: G, A, T, and C. With these four letters everything about the human body is written in what we call the blueprints of life. Now that’s pretty amazing because, of course, we have to use 26 letters to speak but all of the information content held within a human body, and really responsible for the variation we see in this room when we look around us, is written in that simple genetic alphabet.

Now as we have deciphered the human genome there’s been quite a few surprises along the way. If you notice there’s all types of genes that we’ve found, there’s the reality-based TV fixation; delusions of stock market savvy; and one I’m actually convinced is that fixation in my family—and fixation means that everybody has the gene you can’t escape—and this is just late-breaking news but I think right here there’s a Wal-Mart gene. (Laughter) And this was affirmed by Business Week about a year ago who said that, ‘Eighty percent of Americans made at least one visit to Wal-Mart in that particular year.’ And it also comes in handy because, remember we used to- what was it? In the 70s we used to blame our environment and then we used to blame our parents for things that we didn’t do that we should do and now you can blame your genome so this really comes in handy. It’s no longer, ‘My parents made me do it’ but ‘My genes made me do it.’ Kind of like it’s not your fault that mom married your dad.

But along with this comes other challenges as well and that is that there are DNA claims against the Book of Mormon and most of these are based on modern population data. Number one, the genetic evidence of Native American characterizations does not support an Ancient Near Eastern descent for Native Americans. Population genetics are consistent with Asian origins for aboriginal groups and I don’t know if we should really be too concerned about this. It all lies in your expectation. And this is mostly based on mitochondrial DNA (mtDNA) and Y chromosome because in each one of us there is actually a paternal name that’s written in your Y chromosome that you get exclusively from your dad and in the mitochondrial genome that you get exclusively from your mother. So these actually turn out to be fairly great genealogical tools, that is if you’re just thinking in terms of a couple of generations. The more generations are received the more difficult it gets and I’ll show you why.

Let’s look at the claims behind this and to do that we have to look at just a few basics to begin with and that is there are two great archives of DNA in the human body, or in the cell, there’s this master library that is held in the nucleus and this has billions of letters of information. If you take the information that you got from mom and you got from dad there is 6.6 billion pieces of information and the more we learn about this I think the more astounded we are. We used to think that there were just genes and then long islands of nothing. But recently, within the last year, one of the big—you probably heard the word microarrays—a group that makes microarrays has done a lot of research and found out that these islands of nothing may not be nothing but they are important for coding, they are important for turning genes on and off.

And then we have out here what I like to term branch libraries, out away from the central nucleus are these mitochondria and mitochondria are very important. I think when most of us went to school, if you paid attention in biology class, they just said, ‘Oh it’s just the battery. It powers the cell and don’t worry about it.’ However that’s changing quickly.

Now for the mitochondrial aspect, it’s interesting because it has its own complement of DNA but it’s extremely modest in comparison to its nuclear cellmate. It only has 17,000 pieces of information but these branch libraries are numerous—there’s thousands, maybe 10,000 in a particular cell.

So important is this molecule that the nucleus actually pays the tithing of 10 percent of its total complement to speak to the mitochondria. So these two speak back and forth and they’re in communication, actually in just microseconds- nanoseconds and that will become apparent as to why that’s so important.

Just for a rough comparison here, nuclear DNA of course sits in a nucleus; and it’s the equivalent of amount of 50 sets of encyclopedias so a lot of information. MtDNA resides out away but it’s still in communication, there are still phone lines, still e-mail, going back and forth in a chemical sense. There’s about ten pages of information but these ten pages of information are the same in every mitochondria that’s in the cell and so there’s a certain number of volumes here that’s important to make sure that mitochondria work.

And the reason why that is is because mitochondria are vital. I can tell everyone in this room your mitochondria is working otherwise you wouldn’t be here because it’s responsible for generating 80 percent of the cellular fuel at a molecular level. In fact we’re now moving into a new phase where they’re beginning to recognize that there are mitochondrial diseases and many a-typical diseases that we see now are going to end up being mitochondrial diseases. Estimates go as high as- incredibly high, that as many out one out of every five people may have a mitochondrial disorder and that’s because mitochondria, they code for actually 37 genes. Now 13 of those genes- they’re important because they make sure, or (let’s see- it’s hard to do math when you’re in front of a group!) but anyway there’s 13 genes there that are very important for energy production. They work in concert with signals that are sent down from the nucleus and the other genes just simply make sure that these get made.

So I think what I’m trying to say here that maybe I should have said at the beginning, is that just simply looking at the population genetics and making a judgment as to what it means to a group of people from 2600 years ago is very precarious because this just isn’t simply a genetic marker. It’s vital for energy metabolism. So this is just a gee-whiz figure and you’re not supposed to be able to figure it out because it’s supposed to overwhelm you. (Laughter)

With all of the metabolic pathways that’s actually driven by mtDNA so actually we found that when a cell develops pathology, for example cancer develops, in some cases it shows up early in the mtDNA in the form of alterations in this simple genetic alphabet.

So now the claims are made against the Y chromosome and mtDNA. So let’s first of all take a look at the Y chromosome.

So these have unique patterns of inheritance and that is that they stay steady through a line. In fact it’s not surprising that some Jewish groups have a specific Y chromosome marker at a high frequency of about 50 percent. If you read the heavy, heavy paternal lineages, for example in Chronicles, or if you’ve seen “The Home Teachers” and where they put that tape in and they go on Jehosophat, Jehu… and whoever, that’s literally true. Long histories of paternal chromosomes and those can actually get fixed but what happens is that dad has to have a son, the son has to have another son that has to be passed on. Now if this dad here had a daughter, he doesn’t pass on his paternal Y chromosome. That doesn’t mean that he doesn’t have a brother out here that doesn’t pass it on.

But this comes into a very important point called “coalescence” where, over time, most of these genetic signals can and do disappear—it’s been proven from a statistical viewpoint.

We also have mtDNA which we get from our moms. So actually in mtDNA there is in the same paternal, or Y chromosome, there’s a maternal name written in these four simple letters: the G, A, T, and C and this occurs in a subset of the entire genome. So where the maternal name is written is usually very small, we call that the hypervariable region and same game, so if mom has daughters then this is passed on. If mom had a son right here, this isn’t passed on.

So I want you to keep this in mind because this is very important when you start to talk about really small groups like Lehi’s family and you consider the eight years that they were in the wilderness. Statistically you start to get problems with the frequencies that have been suggested.

So how did these look? How do we actually read these? It’s actually quite dull! (Laughter) So this is (and I just said that this was exciting didn’t I?)- So, each one of these lines actually represents, you could say, a maternal name. This is actually, sequencing data what we call, you can see there’s the Gs, the As, the Ts and the Cs and then down here the software—and I should say that without the advent of computers this would be impossible and now many large companies like IBM are trying to get interested into these types of biosciences because there’s so much information that needs to be decoded and because of the coming revolution in health care they see these as tremendous revenue generators.

So one thing I forgot to mention, sort of the blue sky of all this, is that in the not too distant future you’ll go in to your physician and you’ll swipe a card and it will say: ‘Okay, well Scott Gordon back there he doesn’t respond very well to ibuprofen because he has this particular gene but we know aspirin works for him.’ ‘Ampicillin may not work for you but we’ll give you tetracycline.’ So all these things will become a very highly practiced type of science and things will be treated long before they show up clinically because they’ll be anticipated at the DNA level.

So all this information is interestingly once again written in this code but for our purposes here, so what happens, if you look at this little dot right here, the software gives us this heads up and says, ‘Well there’s somebody here that doesn’t match.’ So if you run up all these Ts we say ‘Aha, there’s a C right here!’ So this person actually has a different name simply because this differs by one letter of the genetic alphabet and the same here. So you can imagine the problem with trying to handle all of this data when you’re looking at populations of people that have billions of pieces of information.

But what’s important, I think, here is that most of the lineages can actually be the same and most of them probably swamp this particular individual here and this is a sampling of a large population of people from Thunder Bay, Ontario, Canada. And this information, this maternal information also the Y chromosome, has been used to come up with various ideas and this is really quite ingenious and very exciting.

There’s been multiple migrations out of Africa, you’ve probably all heard of the seven daughters of Eve and you can send in your DNA and they’ll tell you which Eve you came from and Adam and all that type of thing which are interesting commercial ideas. But so, from this, and the caveat is these are once again modern populations. So we can see that Native Americans really- scientists aren’t very inventive because they have four(sic) maternal names: A, B, C, D and X—that’s not very exciting is it? But it looks like, really from areas here in Siberia that many of the modern-day signatures actually- but they do match these people coming out of Siberia and to a lesser extent there are some haplotypes in Asia that match as well but it’s these major four(sic?) and I think that here’s where the claims come that, ‘Well sheesh, Native Americans have these haplotypes and where are the Ancient Near Eastern haplotypes when we look at modern DNA?’

But another important thing to notice is that there are different distributions of these haplotypes and that’s another thing that comes into play. So there are limitations to this approach, and this is never really brought out, but the huge limitation is this is based on contemporary data and we’ll look at some population histories later on here and you’ll actually see that there are many population histories that are written in Native Americans and simply because all these names don’t appear at this particular period in, for example the Cherokee, doesn’t mean that they weren’t there sometime in the past; it doesn’t mean that there aren’t names that have gone to extinction because there are a lot of variants. We’re just seeing, this is much like reading a Sherlock Holmes book, well, not reading a Sherlock Holmes book but reading the last chapter and then from what is written there trying to reconstruct all the nuances of the plot of a Sherlock Holmes book. That would be difficult. And mitochondria are much more than population markers, they’re actually very, very dynamic. Sometimes we get the idea that genes don’t move, that it’s just what we get (inaudible) but they can be dynamic, as we’ve seen with pathology, that you can get mutations—but that probably doesn’t apply here.

So let’s go back to the beginning, the guy that’s really responsible for all this and that is father Abraham. Just to illustrate some points of groups that move. So father Abraham here started out from Ur, he came across the Fertile Crescent and he ended up somewhere in Palestine. Now what’s interesting about this, and I think this comes into play with the Promised Land, is that when father Abraham went to Canaan he didn’t go to Promised Land ‘Retirement Villa’, there were people there, there was opposition. So when you go to a Promised Land it’s just not like, you know, go there and play golf until the Second Coming—that’s not how it works.

But from a population perspective let’s go back to the city of Ur. So this maybe what the city of Ur looked like when Abraham was there, people are at the market, they’re shopping for leeks and maybe they’re going to go hear a reading of the Epic of Gilgamesh that evening! (Laughter)

But what I’ve done with Abraham is I’ve taken some of these people, I pulled them out, so if you think of the gene pool of all these people I’ve taken a very restricted number, a kin-associated group, they’ve gone somewhere else. Now just because you’re Abraham and you’ve left your population doesn’t mean that God hits you over the head with a wand and says, ‘Oh I’m going to change your genetics so you’re unique.’ No we’re all pretty much, like for example in this room, we all look very much European. We would probably all be X- mitochondrial type X.

This is what happens to Abraham, so he lives the area. And this is what we call a genetic bottleneck—there’s just no getting around it. So if you think of a genetic bottleneck, think of—and I think I better thank FARMS for this because this is one of their articles and I just chopped it up—so you have an old fashioned pop bottle and you have a variation in here that represents all the people and then Abraham is going to leave so you just pour a couple of these guys out. So you don’t have what’s represented any more, you have a sub-set of this. So we have a genetic bottleneck already.

But now let’s step ahead 1200 years to Jerusalem and to the outskirts where we have a small kin-associated group, such as Lehi and his family who’ve left. Who’ve left for a Promised Land and, once again, this is a kin-associated group. So we’ve had Abraham in the Land of Canaan, I mean there’s been population histories for that 1200 years. We just don’t know, so even probably the signal from Abraham is lost once again in the intermarriages that may happen. Maybe they all looked very consistently the same. This the problem you run into if I was to run over to the Ancient Near East today and say, ‘Let me look at these Israeli and Palestinian populations. This is what they looked 2600 years ago.’ It just doesn’t work that way, and the literature actually is very cautious about that and says, you know, we have to be very careful how we reconstruct these ancient lineages.

So we have this kin-associated group, Lehi and friends, and they leave. So we have another bottleneck and they’re out here wandering around in the wilderness and of interest there is that they’re out there for eight years. Now there are things called infant mortality rates and that type of thing because you don’t have modern medicine, and you don’t have physicians, you just can’t drive into an emergency ward and if you’re going to die you generally die. So there’s probably again a genetic reduction that occurs naturally in the small kin-associated group—not everybody lives, not everybody has sons and daughters and it’s more acute in a small group like that. So they can tend to go to what again we call ‘fixation’ rapidly but probably it shouldn’t have happened here because it was only eight years.

So when we travel to new lands, the things that we always take with us are our genes. We take our nuclear DNA, we take our mtDNA, and it’s all a certain amount of variation that comes along in a little cup. In fact if you looked really close Sariah is holding this cup. (Laughter) But anyways- you are alive out there!

I just want to say a couple of things about the Promised Land. We believe that they sailed over to Mesoamerica and landed somewhere in this area and this wonderful graphic is courtesy of Blake and Joseph Allen. Let’s talk just a minute about the Book of Mormon and what it has as the Promised Land.

I know that we all believe that they went to a land where there never was before man. At least that’s our traditional understanding of what that means but if you look really close at 2 Nephi, I mean I think it seems like sometimes we tend to get carried away. It’s sort of written in covenant of Abraham language that says those brought out of the land of Jerusalem. It’s a very specific group of people, they’ll prosper, they’ll be kept from all other nations, they’ll possess this land unto themselves, but the conditions always are that the laws and statutes are respected and lived. So the Promised Land idea is really associated with the covenant of Abraham and does not cover some of God’s other children that are living in this New World. In fact you can almost think of Lehi’s group as a boat of missionaries. Why not? Bringing the covenant of Abraham to a new land.

And also if you want to think in terms of, like, the Saints that came into the Valley in 1847, they certainly didn’t come to a Promised Land ‘Retirement Area’. In fact it was just the opposite. There were things that they had to do that built character that let them become all that they were to become. In fact Elder Maxwell always makes the point that these trials and tribulations that we are given are very specific for each one of us so that we can tutor, we can learn, we can become all that’s intended for us in the divine sense.

So we also look at Joshua and the children of Israel. They had a literal war on their hands but nevertheless God told Joshua to be not afraid, neither be dismayed but be of a strong courage and I’ll be with you in these ventures.

So it seems like in the terms of Promised Land there is opposition in all things. So they come into Mesoamerica, and according to Michael Crawford, at the beginning of the 15th century, and see now again here we’re having to rely on modern data because that’s all we have, he says that there were 25 million inhabitants in Central America—those are a lot of people.

Let’s just sort of look at what John Sorensen calls Lehi’s neighbors. I call this (I was going to call this shadows of the empire but it had already been used) shadows of existing people and when we read in the Book of Mormon—it was never intended as a population history—but if you read it as that, there are really interesting clues and nuances.

First of all, we find out—it’s repeated over and over—this is only a hundredth part of the record so those things that we think are important today, the genetics and so on and so forth, weren’t even an issue and if you’ve read the Book of Mormon you can understand why. I mean Mendel is still in the future; he’s sort of the father of genetics. James Watson and Francis Crick, the discoverers of the double helix in 1953, aren’t even a thought. In fact, the bacterial theory of disease isn’t even a thought.

These people have other issues and the issues seem to be social and political. What’s really fascinating I think is some of the language that’s used. So the sibling rivalry becomes very dangerous, Lehi is told by revelation to leave. Well, he says, I’m going to take my relatives and then he says, and those who would go with me. Well who were these people? I mean there are so many people who came over on the boat and he should know everybody. Temple construction takes a lot of manpower so it’s going to cause these people to be industrious. So the shadows continued.

What I tried to do is look early on in the Book of Mormon for these clues and these nuances. This is what Jacob says, and you can’t- it just turns out that Lamanites and Nephites isn’t even a genetic term and it’s not anyway because they all share the same genetic background. Jacob says this, he says, “But I, Jacob, shall not hereafter distinguish them by these names, but I shall call them Lamanites that seek to destroy the people of Nephi, and those who are friendly to Nephi I shall call Nephites, or the people of Nephi.” (Jacob 1:14)

Interestingly polygamy is no longer an accepted practice so you’re not going to have these huge Y chromosome incursions and even if it was there are not enough women from the Ancient Near East to drive that genetic agenda.

And this one is I think is very interesting, it was pointed out by John Sorensen, he talks about Sherem. So Sherem comes to see Jacob and he says, “Brother Jacob, I have sought much opportunity that I might speak unto you; for I have heard and also know that thou goest about much, preaching that which ye call the gospel, or the doctrine of Christ. And ye have led away much of this people.” (Jacob 7:6-7) Well c’mon when I go to my- I know where my relatives live, don’t you?

So it seems like there were these collisions and these interjections with the populations fairly early.

And if we continue, some of these shadows, interestingly Jarom, who is the son of Enos, who is the son of Jacob, says, “And they were exceedingly more numerous than were they of the Nephites.” (Jarom 1:6)

And then there’s always this missionary effort, “And it came to pass that many means were devised to reclaim and restore the Lamanites to the knowledge of the truth.” ( Jacob 7:24) The Lamanites, or, those who do not believe. Alma the Younger and the four sons of Mosiah, for example, set off on a long missionary effort.

And finally when you go to 4 Nephi 1:17 “Neither were there Lamanites, nor any manner of -ites.”

So these divisions that we see in the Book of Mormon really have nothing to do with genetics but they seem to be one large group.

Let’s look at our genes coming from Jerusalem. So you have these four- you have these kin-associated groups; you have, let’s be generous and say there were four mitochondrial lineages and there were three Y chromosome lineages. So you dump these guys into the gumball machine, we’ll make A, B, C, D, and X all the same and then you dump these guys in and one of the things that we find right off is that if you brought some of these genes from Jerusalem you’re not going to fare very well in this new environment. It’s like wanting to be a basketball star but not being able to dribble or shoot or run. And that is that the way mitochondrial DNA is distributed in populations has to do with what we call ‘selection’ so if you can’t run, jump or shoot the Jazz are not going to ask you to come and try out. And the same thing again- natural selection shaped regional mitochondrial DNA variation in humans and it’s very, I think, instructive that in these migrations that we see we only see a select number of mitochondrial DNA names: A, B, C, D and X.

In ancient history I think we have to suspect that there were many of these that just went out of existence and there’s this other issue that’s called ‘coalescence’ or ‘lineage sorting’. So let’s look at this.

So these- note at the top, these are 18 women and we’re looking at the first generation. It doesn’t matter if these are actually women or men but what happens is you look at the lineage scenario through the generations and this is 20 generations—or 500 years. This person- this women had no daughters and we’re supposed to assume that all these are unique mitochondrial lineages and so it’s even worse if this is strung out across the room where many people have the same lineage and then there’s just a couple that have these lineages that are probably at a selective disadvantage. What happens is that through time things coalesce; there’s this lineage sorting process so that when you get down to the bottom there’s only two of the 18 that made it—eleven percent.

Now, these are just population facts, whether or not you’re God’s people or whether or not you’re Nephite, Lamanite or whatever -ite you may be, there is a sorting process and that’s based on the idea that these molecules here are the same. Well you have some, you’re outnumbered, you’re at a disadvantage because you can’t run, jump and shoot like everybody else. And so there is actually this funnel, this sieve sort of, process that takes place.

And if we look at the current people that live in Mesoamerica you can see this very well. So you have your A, B, C and D and various populations here but you can see for example, like, this group has A, it has B, it has C but where’s D? It doesn’t mean that 300 years ago they didn’t have D here. So what I’m trying to say is that, and it’s the same for all these, you see a population history written in everyone of these people and we’re seeing the buds on the tips of the trees, we’re not seeing the branches, we’re not seeing the trunks.

So everyone, I mean for example, this one- this group of people, they’re missing three of these. This one probably is not fair(?), this is Caribbean so they’re probably islanders, which means there’s more of a reduction yet. I think this also speaks of selection once again, so why wouldn’t all these be at the same frequency?

Now if we want to look at the way we do genealogy, say I’m right here and I want to look back a couple of generations, we can see that every generation—and now I should say I’m talking about nuclear DNA I’m not talking about mitochondrial or Y chromosome—but at every generation receding, your number of ancestors doubles. Now when you get back so many generations a lot of people, I mean I have people tell me, you know in my ward at home, ‘Well I’m related to so-and-so- the King of France back in 1400.’ Well you may be related to the King of France because there’s one of these lines that comes your way but you’re also related to everybody else. You may be related to Siegfried here that was thrown in jail, you may be related to so-and-so here that was a bank robber. And so, there’s a lot of people that you become related to and the chances that their DNA is in you is very, very small—it’s like winning the lottery. And once again that’s just the population genetics so this is really called the ‘law of increasingly remote and genetically irrelevant ancestors.’ (Laughter) I don’t make this stuff up.

Then another interesting note that I think has been forgotten, and this comes from the Dakhleh Oasis, there is a Romano-Coptic Christian site in the Dakhleh Oasis and it looks like the people were proselyted (Coptic Christian just means Egypt and there was a time when the early Christian movement moved throughout Egypt and proselyted people in their native tongue) and these oases exist as big footprints out in the sand on the west side of the Nile which is kind of interesting in and of itself if you’re Egyptian why would you live out in the West Desert because that’s the Land of the Dead—who wants to live out in the Land of the Dead? Anyway, they did and here’s a view of the ancient town of Kellis and if you can look off to- I believe this is the east, there’s the desert escarpment that moves up- these are sand dunes and then here’s the town of ancient Kellis.

Well in Kellis there’s a cemetery called Kellis 2. Kellis 2 is very interesting because they buried everything. They buried stillborn, they buried children that had died, they buried fetuses. And so we really get a look at ancient population demographics and what’s interesting when you want to think about the Book of Mormon and trying to push these genetics in the Ancient Near East up through this population is that the pre-reproductive mortality rate is 63 percent—so over half of your children don’t make it to have more children and a lot of these, they were Christian, they believed in God as well. So God isn’t selective among His people, we’re sent here, we have to put up with the physical facts. So there you go there is another genetic (inaudible).

So I think from all of this I would like to conclude that these small kin-associated groups that we see in the Book of Mormon are at genetic disadvantages. There were large indigenous populations in Mesoamerica 600 BC and the Book of Mormon populations assimilated into the ancient genetic topography of Mesoamerica with these mitochondrial haplotypes A, B, C, D and X.

So do Book of Mormon people have the same mitochondrial haplotypes as Native Americans? Yes. They were assimilated in but they were a small part that were participating in a specific geographical area and once again I think the really important, and sort of our- you know, science always thinks that it has all of the answers right now but we always live in an age of ignorance and that is, assuming that these current population data are adequate for this test, they’re just simply not I think if you were to be intellectually honest with yourself it just isn’t possible to really reconstruct these. What you’d have to do is you would have to find a cemetery where Nephi and everybody was buried and then do ancient DNA analysis on those individuals. But it looks like fairly quickly this population was eclipsed and this story wouldn’t be different for any of us that would move into a large foreign population. I mean, pretty soon our kids start talking like so-and-so, start acting like so-and-so. There’s only a certain number of people you can pick to be married to and if they did stay together then you have a lot of problems with recessive alleles starting to pair up and there is a lot of genetic problems with that.

And finally I like this particular quote from Elder Maxwell, he says, “Because the editing of the Book of Mormon, with its witnessing gospel of hope, occurred under divine direction, it has a focus which is essentially spiritual. Yet some still criticize the book for not being what it was never intended to be, as if one could justifiably criticize a phone directory for lack of a plot.”2 And, for all intents and purposes, that’s what we’ve been doing. (Laughter)

I guess from a personal note am I saying that we won’t ever find Ancient Near Eastern genetics? No. I think there are some tantalizing papers now that suggest that there may be European input, I would say at this time, into these ancient populations; but I’m not that familiar with that information so that’s a subject for future study. And overall, the genetic differences in the human family is pretty slight and so when we all say and speak of God’s children we are all very, very closely related at a genetic level and here we’re talking about very, very small nuances and differences when we talk about A, B, C, D and X.

I think that- well I mean we need to see in sacred scriptures its full intent and its possibilities and not really look for its limitations.

Mercifully the blessings of God and the Atonement, they don’t have genetic constrictions and how could they with an all-loving God? We’re all His children operating under the principle of free agency and the whole idea is whether or not we accept or deny that fact.

One final item is that I think that we as Latter-day Saints are too willing to accept what science or what critics have to say. We really need to be thoroughly skeptical of skeptics and critical of critics. Sometimes we are very gullible in our faith. If the boy Joseph saw Jesus Christ and God the Father in the grove what do these criticisms really matter? That is the major fact and so I would like to leave that with you and thank you once again.

(Applause)

Q: Can you comment on the DNA research done by Simon Southerton?

PARR: Simon Southerton has written a book called “Losing a Lost Tribe: DNA, the LDS Church” and so on and so forth.

For the reasons that I outlined here that book is very problematic because once again it looks at population frequencies. In fact the one graphic that I did show showing current population frequencies, if you noticed the note at the bottom was actually from his book but that’s a compilation of all the data that’s out there in the literature it suffers from this same- I hate to use the word ‘myopic’ but you just can’t look at modern populations and say, ‘This is how it was 2600 years ago.’

Population histories are really complex and many of the experts in this field say we can only hope to understand the very outlines of what happened and what went forth.

Q: In other words could I be a descendant of Lehi and yet have none of his DNA?

PARR: That’s a very good question. I think we all have this same sort of problem when we do our genealogy and again on a DNA basis we’re all very closely related; and I think we’re making Mt Everests out of speed bumps—and I mean I didn’t mean that in a rude way.

“… and yet have none of his DNA?” I don’t think God cares about DNA. If, once again, you consider the covenant of Abraham, he says that all of the nations of the world will be blessed. How could that be genetic? If we’re all created in His image and, if you look at DNA, it’s this divine sculpted molecule that’s incredible. We are His children. If you want to have to claim that you’re from Lehi or so on and so forth, to me, from my perspective, that’s not- I don’t know. I mean, my ancestors could’ve fought at the Battle of Hastings in 1066; I would be very thrilled if they did. Well sheesh they would’ve had to have made it didn’t they? They couldn’t have got killed! (Laughter) But, I still probably have none of their DNA in me.

SCOTT GORDON (President of FAIR): So it’s possible to have none of his DNA?

PARR: It’s possible to have none of his DNA but you could have one of these lines coming down showing that you are a direct descendant. But remember you’re related to all the other people in line as well.

Q: The African tribe, the Lemba, have been easily shown to be descendants of Hebrew migration. They also heavily intermarried with the locals. What is different with Lehi’s migration?

PARR: That’s a very good question and first of all, once again, we don’t know the nuances behind that genetic migration and that’s based on Y chromosomes and there were heavy, heavy Y chromosome populations.

Once again if you read in 2 Chronicles these men had multiple wives and all they list are the sons and so, what’s interesting about the Lemba is they have those chromosomes but they also have African chromosomes so the time schedule there may be different. Say they had 50 percent had Y chromosomes that were Jewish and 50 percent didn’t that says to me that these groups are going to fixation in another direction and if you look at them, they look African. So, I mean you can’t say that there isn’t this integration taking place and once again we don’t know. I mean if there were multiple migrations into this area, and I’m not an expert on this, then you get this genetic reinforcement. Sort of like, you know, at the beginning of the last century we always hear the story of the Titanic and the White Star Lines, those ships were actually built to carry immigrants to the New World and that’s what I’m saying. Here, we have this reinforcement from Europe and we simply don’t know what happened to the Lemba. Was there a trail where people continued to go there? So yes, they do have this Hebrew look but physically they don’t look that way and half of them genetically aren’t.

So are you going to say that those half that don’t have those markers are not Abraham’s children? So this is where we really run into problems.

And the difference with Lehi’s migration is that Lehi’s is a small kin-associated group and they left, they’re there. They’re in collision with the large population. And so those are the sorts of things you have to consider.

Notes

1 See also “Losing a Lost Tribe: Native Americans, DNA, and the Mormon Church: Missing the Boat to Ancient America . . . Just Plain Missing the Boat” by Ryan Parr in The FARMS Review, vol. 17, 2005. pp 83-106. < http://farms.byu.edu/publications/reviewvolume.php?volume=17&number=1 > (accessed on 6 March 2006).

2 Not My Will, But Thine by Neal A. Maxwell, p. 29.

Search topics

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Did DNA disprove the Book of Mormon?; are Native Americans descended from Israelites?; Book of Mormon historical evidence; Book of Mormon criticism; CES Letter DNA claims; Latter-day Saint responses to DNA criticism

The Case for Historicity: Discerning the Book of Mormon’s Production Culture


As an article of faith, Latter-day Saints affirm that “We…believe the Book of Mormon to be the word of God.” (8th Article of Faith). The book itself declares that it is “it is an abridgment of the record of the people of Nephi, and also of the Lamanites.” (Title Page of the Book of Mormon). While it is possible for the word of God to not be a history, most Latter-day Saints understand that it is not possible for this book to be the word of God if it is not the history it claims to be. As Kent P. Jackson declared: “[The] historicity [of the Book of Mormon] is fundamental to what it is and what it intends to accomplish.”1 The acceptance or rejection of the Book of Mormon as scripture often hinges on the acceptance or rejection of the Book of Mormon as history.

Lou Midgley described the basic lines of the historical debate: “There is nothing in the Book of Mormon…that suggests that it should be read as anything other than historical fact. On the other hand, critics of the Book of Mormon have always insisted that it is a product of the nineteenth century–that it reflects the thinking and the world of Joseph Smith (or one of his contemporaries) immediately prior to its publication.”2 In keeping with the dichotomous appraisal of the prophet Joseph Smith by believer and critic, both believers and critics tend to approach the question of when the text was written as an either/or proposition. For the critics this is essential, for any indication of authentic antiquity would appear to validate its historicity and therefore Joseph Smith’s claim that it represents a translation of an ancient document. For the believer, however, the faithful declaration of antiquity has led to such a focus on the ancient world that the rather obvious aspects of modern production receive little attention.

Believers seldom recognize that it really is undeniable that the conditions of the American Northeast left their imprint on the text. For instance, it was published in English, not French. Had Joseph Smith lived not too much farther northeast, “adieu” would never have been controversial.3 A slightly different set of political pressures in England in the 1600s would have kept the Geneva Bible as the standard for the English language, and the Book of Mormon would never have so clearly imitated the style of the King James Bible.4

The problem for the historian is that the Book of Mormon declares a dual creation. The plate text is declared to be ancient. The translation, however, in inextricably associated with Joseph Smith. This dual production complicates the issue, but not beyond similar efforts to understand the historicity of the Bible. The Bible, in English, is also a translation. It also faces a difference between a known history and a textually asserted history. It proposes similar issues about whether the textually asserted history might reflect actual events or only literature or myth. Historian Baruch Halpern provides an interesting analogy that he created to describe approaches to the Bible. It is appropriate to our discussion of the historicity of the Book of Mormon:

The image of the map clarifies [the various approaches to the Bible as history]. The map, say of Europe, includes cities and highways of the tenth century, of the eleventh century and so on, continuing into our own time. In effect the confessionalist maintains that all those cities were on the map from the start, that God created Europe, and the map, in the tenth century. Critical study divulges that this is not so, that some of the cities and highways appeared later, and it is the job of the historian to determine when each town, highway, and so on, was added. Negative fundamentalists, however, date the whole map by its latest elements. Because the map reflects a view from the twentieth century, they argue, it cannot be used to get at earlier times.5

Just as does the Bible, the Book of Mormon has its confessionalists who accept the text uncritically. It is also susceptible to what Halpern calls “negative fundamentalists” precisely because it has a history that is demonstrably related to the nineteenth century American Northeast. The historian’s task for the Book of Mormon is one of analyzing the various roads in its map and discerning the time period in which they were created.

Our task would be infinitely easier if we had (and could read) the original plates of Mormon. Lacking those plates makes our task more difficult, but not impossible. There are ways that we can use the modern text to examine its possible relationship to a different and ancient culture. In archaeology, contextual clues can help date the various roads of the European map to determine when they were laid down. Textual archaeology similarly requires contextual clues to determine the time and culture that created the text. We are looking for what may be termed the production culture of each “road” in the text; that is, the conditions and assumptions prevalent when the text was produced.

It is virtually impossible for a text to be without some trace of its production culture. Orson Scott Card described the problem this way: “[Joseph Smith’s] work should proclaim itself to be a phony on every page today. This is because every storyteller, no matter how careful he is, will inadvertently confess his own character and the society he lives in. He can make every conscious effort, he can be the best educated scholar you could possibly find, but if he tries to write something that is not of his own culture he will give himself away with every unconscious choice he makes. Yet he’ll never know he’s doing it because it won’t occur to him that it could be any other way.”6

A similar explanation from a social-historian’s perspective comes from Bruce J. Malina, professor of theology at Creighton University, and Richard L. Rohrbaugh, professor of religious studies at Lewis and Clark College: “Readers and writers always participate in a social system that provides the clues for filing in between the lines. Meanings are embedded in a social system that is shared and understood by all participants in any communication process.”7 When both the reader and the writer share the same social system, meaning may be communicated with reasonable clarity because the shared social system provides common ground for understanding. When the writer leaves spaces between the lines, the shared social system fills them in. The problem with historical texts is that what was written anciently was written not only in a different time, but for a different time. The production culture is different from the reading culture.

Malina and Rohrbaugh explain the resulting problem: “Although meanings not rooted in a shared social system can sometimes be communicated, such communication inevitably requires extended explanation because a writer cannot depend on the reader to conjure up the proper sets of related images or concepts needed to complete the text.”8

In Orson Scott Card’s world there is a great deal of extended explanation. This is not simply the nature of the literary effort. It is the nature of an attempt to explain the unusual–that which is not shared with the contemporary reader. Science fiction as a genre frequently demands both the creation of the unusual and extended descriptions that make the unusual understandable. One of the differences between the Book of Mormon and imaginative literature is precisely in this missing level of detail. It claims to be a representative of the unusual, but it rarely explains why or how it is unusual. The historical question is whether this lack of explanation is because there are no unusual features, or because the text was written in a time and place when they were not unusual and therefore did not need explanation.

The Reader vs. the Writer

As we begin to dig into the Book of Mormon’s historical layers there is an important distinction that should be made in the type of data we analyze. Malina and Rohrbaugh reminded us that there are two participants in the text; both writer and reader. There is great danger that a reader’s culture will influence the perception of the writer’s culture. They explain: “We have…suggested that each time a text is read by a new reader, the fields of reference tend to shift and multiply because of the reader’s cultural location. Among some literary theorists this latter phenomenon is called ‘recontextualization.’ This term refers to the multiple ways different readers may ‘complete’ a text as a result of reading it over against their different social contexts.”9

They describe this process using the Lukan story of the inn at Bethlehem:

Consciously or unconsciously we have often used mental images or scenarios drawn from modern American experience to fill in the unwritten pictures that complete the text. Thus, when Luke tells us that the family of Jesus could find no room in the inn at Bethlehem, it is not difficult for most Americans to construct the scene. We do it from our modern experience of overbooked hotels or motels in crowded locations. That such a “scenario” is completely inappropriate, however, never dawns on many American readers. They simply do not know that ancient Bethlehem had no hotels, that advance reservations were an unknown phenomenon and, more important, that room in any village lodging was based on kinship or social rank rather than offered on a first-come-first-served basis.10

The result is that: “Meanings realized in reading texts inevitably derive from a social system. Reading is always a social act. If both reader and writer share the same social system and the same experience, adequate communication is highly probable. But if either reader or writer comes from a different social system, then, as a rule, nonunderstanding–or at best misunderstanding–will be the result.”11

The problem of misunderstanding based on the reader’s culture is immediately applicable to understanding the Book of Mormon. The text does not explicitly declare its geographic location and so the reader must supply some external understanding in order to locate the action in time and place. With no other available context, the original response to the Book of Mormon was built from the reader’s environment. Books such as Ethan Smith’s View of the Hebrews and Josiah Priest’s American Antiquities12 were influential in their own right, but probably represented a codification and expansion of popular opinion that formed part of the information environment of the early Saints. Not surprisingly, those Saints read the Book of Mormon against that background.13

It has proven overwhelmingly tempting, for some, to assume that this reader’s context necessarily informs the text’s production culture. Doing so, however, creates the possibility that the analysis demonstrates the recontextualization rather than the original text. We must be careful to examine the writer’s production culture, not the reader’s. Fortunately, scholarship both in and outside of the Church has developed to the point where we no longer need supply a nebulous nineteenth-century understanding to our reading of the Book of Mormon. Examination of the textual clues to geography has led to a new context in which it may be placed. The current best Latter-day Saint scholarship suggests that the Book of Mormon took place in a limited area of the region known as Mesoamerica.14

The explosion of secular scholarship concerning Mesoamerican cultures in the last fifty years has created a newly available historical picture. The Book of Mormon may now be compared to two different and reasonably well-known potential production cultures: the American Northeast of the nineteenth century and Mesoamerica from the times claimed by the Book of Mormon.

The Nineteenth Century Production Culture and the Translation Layer

Apart from the obvious nineteenth-century elements of language and imitative style, other features strongly suggest that the nineteenth century Northeast was their production culture. Mark Thomas discusses the similarity of certain phrases in the Book of Mormon to the evangelical vocabulary recorded in documents contemporary to Joseph Smith: “In addition to biblical phrases, evangelicals had their own conventional phrases or formulas for describing conversion: ‘redeeming love,’ ‘to taste redeeming love,’ ‘to hear the shouts of redeeming love,’ and ‘to sing the song of redeeming love,’ a phrase that also appears in the Book of Mormon (Alma 5:26).”15

Both the specificity of the phrase and the theological context in which it appears locate this phrase in Joseph Smith’s cultural background. Although not proof, it is strong evidence suggesting that the phrase “to sing the song of redeeming love,” as found in Alma 5:26, comes from a nineteenth-century production culture.

If our English text were claimed to be an original ancient document, the presence of this phrase (and others like it), which may be localized in both time and space to Joseph Smith’s era, would be strong evidence that the production culture of the entire work was modern, not ancient. Similarly, phrases that obviously copy or echo the King James Version New Testament would be strong indications of anachronism–if the English text were considered to be the original text.

Such anachronisms of vocabulary, however, may be indictments of the translation and not necessarily the underlying text. For instance, the King James Bible speaks of candles. In the ancient Mediterranean, candles would be an anachronism as oil lamps provided most light. Although technically incorrect, the anachronistic term “candle” may be confidently ascribed to the translator, not the original text. The textual road itself was laid down much earlier. It is the translation “road” that was laid down at a later time and reflects concepts appropriate to the time of translation rather than the time of the original.

Of course the Book of Mormon presents a problem because we do not have the original text in the original language. We do not have the ability to consult the original language to confidently separate vocabulary issues into text or translation. Nevertheless, because it claims to be a translation, we must treat the English text as the translation layer, not the original. When we find phrases or vocabulary that reflect a nineteenth-century production culture, we cannot tell immediately whether they are artifacts of the underlying text or of the translation.

William Clements, a professor in the Department of English, Philosophy, and Languages at Arkansas State University, points out this very problem in a nineteenth-century translation of a Native American document. Rufus Sage translated a BrulÈ narrative into English in 1846. Similar to the Book of Mormon, the original is no longer available. Similar to the Book of Mormon, aspects of the translation indicate the time period in which that translation was made:

Several elements of this text probably derive more from Sage than from the oral narrator. For instance, the scenic description (the “silvery spring overhung by drags and shaded by cottonwoods”) must reflect the romantic literary esthetic of Sage’s time. The careful pacing of the narrative with each phase of its progress fully explained and related to earlier phrases suggests the hand of the textmaker, as does the attention to detail in the dialogue, especially the story-within-the-story. Throughout the text, the language strikes twentieth-century ears as too formal for a story of this sort–a personal anecdote devoid of apparent ritual associations. And one must wonder to what extent the English words Sage has employed in his text represent what the narrator actually said. For example, Sage uses the English terms “conflict,” then “fray,” and then “fight.” Are these translations of the same Lakota word? If Sage’s three words in fact reflect real variations in the narrator’s diction, do they catch the different shadings of the original Lakota vocabulary? The mixture of somewhat formal, “literary” English usages (for instance, “a face suffused in blood”) with stereotypical “Indianisms” (“Three moons sped”) also raises questions about the tonal level of the text. Yet Sage did not see himself as being unfaithful to his originals.

Regarding another text he made from a BrulÈ story, he wrote, “In penning the above I was guided solely by the leading incidents as related in my hearing.” In truth, though, he was also guided by his sense of the literary–of what was necessary to make a good tale in a written European language.16

Sage’s attempt at a faithful translation of a Native American document shows evidence of its production culture, just as we would expect. There are phrases and themes that almost certainly derive from the translator’s culture rather than the culture of the original narrator. Quite apart from the text being translated, the English version places the translation’s production culture in the 1800s.

This is precisely the problem with have with the Book of Mormon. We have evidence of the modern production culture precisely at the level of the vocabulary of the English text. When we see parallels of phrases that are similar to other documents we may suspect that the translation layer is contaminated with the culture that produced those phrases. What we cannot say for certain, however, is whether or not such contaminations that make the Book of Mormon read as “a good tale in a written European language” have any relationship to the underlying text.

Assessing the Production Culture of Structural Elements

In order to more accurately assess the production culture of the Book of Mormon, we must move beyond items that are based on vocabulary. One place where the subconscious production culture should be most evident is in the event structures: those places where we see a concept being employed in the text rather than being explained in the text.

A feature that is often argued to point toward a modern production culture for the Book of Mormon is the text’s description of political sentiment. Richard L. Bushman describes one such claim: “The late Thomas O’Dea, a sympathetic but critical scholar, thought that ‘American sentiments permeate the work.’ ‘In it are found the democratic, the republican, the anti-monarchial, and the egalitarian doctrines that pervaded the climate of opinion in which it was conceived and that enter into the expressions and the concerns of its Nephite kings, prophets, and priests as naturally as they later come from the mouths of Mormon leaders preaching to the people in Utah.'”17

Evidence for O’Dea’s position would come from seeing the text’s insistence on the “voice of the people” as evidence of a democratic urge and Mosiah’s condemnation of monarchies as reflective of republican sentiment. Those features certainly reflect a modern vocabulary. The question is whether they behave in modern ways when we see those principles operating in the text.

Bushman elsewhere described his attempt to discover the democratic and republican features of the Book of Mormon:

When I was asked to give some talks in Utah during the bicentennial of the American Revolution, I decided to examine the political principles embodied in the Book of Mormon and make some application to our Revolution and Constitution. I thought this would be simple enough because of the switch from monarchy to a republic during the reign of Mosiah. I was sure that somewhere in Mosiah’s statements I would find ideas relevant to the modern world. With that in mind, I accepted the invitation to talk, but not until a few months before I was to appear did I get down to work. To my dismay I could not find what I was looking for. Everything seemed just off the point, confused and baffling. I could not find the directions for a sound republic that I had expected.18

Along with O’Dea, Bushman apparently believed that the democratic vocabulary of the translation layer would be reproduced in the event structures of the text. He continues, describing the result of his confrontation with the evidence of actions rather than vocabulary:

I long ago learned that it is better to flow with the evidence than to compel compliance with one’s preformed ideas. So I asked, instead, what does the Book of Mormon say about politics? To my surprise, I discovered it was quite an unrepublican book. Not only was Nephi a king, and monarchy presented as the ideal government in an ideal world, but the supposedly republican government instituted under Mosiah did not function that way at all. There was no elected legislature, and the chief judges usually inherited their office rather than being chosen for it.19

At this point in our analysis we have a connection to nineteenth-century politics that can be seen on the translation layer, but which cannot be confirmed on the event-structure layer. The lack of textual confirmation of vocabulary cautions us against positing a nineteenth-century production culture but it does not necessarily exclude it. Perhaps the differences were related to Joseph’s imagination, although it seems unlikely that he would use obvious terms for the inobvious structures–and leave them unexplained.

Until relatively recently, this was the end of the question. Doubt could be cast on the nineteenth-century production culture, but lacking a non-nineteenth-century culture against which comparisons could be made, there was no clear way to develop a more compelling argument. In the terms Malina and Rohrbaugh used, we had only the modern recontextualization, and not necessarily the original context.

The recognition of Mesoamerica as a plausible location for the Book of Mormon, however, gives us the opportunity to compare the text’s political structures against a different culture. The ability to read Maya texts yields a reasonable picture of Maya politics. While it has long been understood that kings reigned over the Maya cities, it is now apparent that those kings did not rule autocratically. They ruled with the assistance of a council formed from leaders of important lineages.20 Political power was held by balancing the tensions among these lineages. This is most dramatically attested in the reign of Yax Pasaj near the final years of Cop·n where he acts on monumental sculpture in company with important nobles, rather than majestically alone as most kings are represented on the monuments.21 These lineages or councils operated in buildings designated as popol nah or ‘mat houses.” The mat was the symbol of ruling power, and these buildings are therefore locations associated with the political system. They might be attached to the state, but also were present in some smaller communities. The various popol nah functioned for the debate of policy as well as centers for instruction in ritual dance.22

The great houses, or lineages, formed a governmental layer that functioned just below the monarchy and which was integral to the political process. Even under the monarchy there were political structures similar to the Nephite judges. In fact, John Pohl notes that in one of the later Mixtec codices: “The four priests…specifically conform to descriptions in the RelaciÛn de Tilantongo and elsewhere of a body of judges who administered the realm for the king.”23

In the course of history, some Mesoamerican communities appear to have followed the same political path as did the Nephites. They disposed of the position of the king. When they did so, these previous structures remained in place but were elevated to perform the centralized ruling function. There is some evidence that this took place at Teotihuac·n.24 It is much more certain that a council of lineage heads ruled in ChichÈn Itz·.25 While all of these examples post-date the Book of Mormon, there is no reason to believe that the essential political structures were significantly different in earlier times.

The Book of Mormon describes the “voice of the people” as a function of monarchy as well as of the later reign of the judges. When Mosiah declares eligible sons to become king, he seeks the voice of the people concerning which son might become king. (Mosiah 29:1-2) When Limhi becomes king, he does so according to the voice of the people. (Mosiah 7:9) The Book of Mormon represents this political feature as a continuation from the days of the monarchy, but applied to the new conditions. That continuity is evidenced in the Mesoamerican examples where the monarch has been eliminated. Descriptions of the ways the voice of the people functioned are rare, but fit better with discussions in the popol nah than as a democratic vote. (See Alma 2:3-7)

When the Book of Mormon describes a reign of judges that retains features of the monarchy, it is completely at home in a Mesoamerican setting. The shift from a king to judges is not only understandable in Mesoamerican politics, Mesoamerican political structures show us how the Nephite system plausibly moved from monarchy to judgeship. The change declared by Mosiah was not a wholesale alteration of political systems, but rather a modification of a system that elevated existing structures to new functions.

What do Book of Mormon political structures tell us about the production culture of the Book of Mormon? They tell us that the strongest evidence for a nineteenth-century production environment is limited to the translation layer; it is vocabulary based. When we attempt to see that vocabulary enacted in the text, it behaves differently from modern expectations, but in ways consonant with the plausible historical production culture. As Orson Scott Card suggested, it is in the unconscious and inobvious aspects that the text ought to show its true production culture. That is precisely the level at which the antiquity of the text’s political descriptions are most strongly attested.

The Test of Productivity

Of course an examination of political structures is only one element. The ultimate case for the historicity of the Book of Mormon will depend upon multiple similar examples. However, we have not yet finished with the ways in which the political data in the Book of Mormon may be related to a particular production environment.

Malina and Rohrbaugh pointed out that modern readers frequently recontextualize an ancient document because their social referents differ from those of the text. When the correct context is restored for the modern reader, the text takes on new vistas of meaning. For example, the book of Judges contains the story of the murder of the Moabite king Eglon by Ehud. The story begins: “But when the children of Israel cried unto the Lord, the Lord raised them up a deliverer, Ehud the son of Gera, a Benjamite, a man lefthanded.” (Judges 3:15) The text tosses in a description of Ehud as “a man lefthanded” without any explanation or reason for telling us why this might have been important to the story. As Baruch Halpern explains:

Ehud is not “lefthanded” rather, “his right hand was ‘itter.” This adjective comes from a root meaning “to bind,” and suggests that the use of the hand was somehow impeded (v. 15; cf. Ps. 69:16)… In all three texts [using “his right hand was ‘itter”] the lefthanders are Benjamites. In no other text does handedness figure. The logical inference is that Benjamin was known for producing southpaws. They could have done so as, until recently, the Maori did, by binding the right arms of young children–hence ‘bound as to his right hand”–and inculcating dexterity with the left. On this supposition Ehud was not, as the translations have it, “a man lefthanded.” He was one of a breed of men schooled in the use of the left hand for war.26

In this example, cultural data is packed into a term that is left unexplained. Read from a modern perspective, being lefthanded is a bit of non-essential data. In the cultural context that produced the description, however, it was a very important clue to Ehud’s deadly nature.

Such information is not simply nice to know. It is essential to the correct understanding of the motivations and events of the text. Given a text without context, as the Book of Mormon has been, events float unrelated and unexplained on an unknown ocean. If, however, we find the correct production culture, we should be able to supply the missing context and retrieve sense from near nonsense. If we find the correct environment, it should improve our comprehension of the text.

As a final test of the production environment for Book of Mormon politics, I will examine one of the popular stories from the Book of Mormon. The account of Ammon at the waters of Sebus is both well-known and entirely misunderstood. If we strip the story of its faith-inspiring aspects it becomes nearly nonsensical. Allow me to retell the story in a way that highlights its anomalous aspects.

  • Ammon, a traditional enemy, volunteers to be a servant for a Lamanite king. Instead of killing or jailing this enemy, the king immediately offers one of his daughters in marriage.
  • The Lamanite king has an ongoing problem with his flocks at the waters of Sebus. Several times a band of men has scattered the flocks. (See Alma 17:28.) In spite of the repeated scatterings, it never occurs to the king to send armed guards to protect them. He could have done so, because in the aftermath of these events, he suggests that armies could protect Ammon (Alma 18:21). Strangely enough, however, they couldn’t protect the flocks.
  • Mormon indicates that it is thieves who are after the flocks, but they pick a particularly difficult target. The text specifically mentions that the flocks “scattered…insomuch that they fled many ways” (Alma 17:27).
  • Ammon suggests that the he and servants round up the flocks. It does not appear that this has ever occurred to anyone before. That they were successful (Alma 17:32) confirms that the so-called thieves did not get anything for their effort. We must assume that other servants could have gathered the flocks. However, they preferred to lose their lives rather than track down the errant animals.
  • Apparently only after the flocks are scattered do the servants give Ammon the bad news: “Now the king will slay us, as he has our brethren because their flocks were scattered by the wickedness of these men.” (Alma 17:28). First the king offers him a daughter, then he sends Ammon into a situation where it is virtually certain he will be executed.
  • Ammon seems to be the only one to whom it occurred to fight back. Just as the king never supplied armed guards, there is no record of any other servant resisting. None of Ammmon’s companion servants joined in the fight.
  • In the spiritual aftermath, the king and queen are lying as though dead. When the servant Abish gathers people to see the miracle, several of those who come are relatives of those who scattered the flocks, including the brother of a man who was slain. (Alma 19:21-22) The text doesn’t tell us why the king lives among thieves.

Of course the spiritual message is the same in spite of all of these oddities. However, in a historical document we expect that the actions of the participants in the events would make some kind of sense. This is where the lack of cultural context for this tale becomes dramatically obvious. Everything that we ought to know to fill in these blanks of nonsense is missing. The motivations and reasons are not clearly explained as they would be in a science fiction story that attempted to create an unusual situation. This story is either the result of a very poor writer, or of unexplained cultural context.

Mesoamerican political tensions supply the missing content. Maya kings balanced their own power base against competing lineages. The translated texts tell of some instances that appear to indicate a change in the power balance, with a new lineage assuming the throne and creating a new dynasty. Historian David Drew describes the problem for the Maya kings:

Increasingly recognized today…is the likelihood of a constant, dynamic tension between the ruler, along with the family group, the royal lineage that surrounded him, and other powerful and long-established lineages within a city state. The centralizing success of royal dynasties almost certainly obscures the extent to which kings depended upon and negotiated with other political factions. For each dynasty of the Classic period had in earlier centuries been merely one among many such patrilineages or kin-groups. It is impossible to know with any precision how ruling lines established themselves at the end of the Preclassic period–as war-leaders, perhaps, or as mediators in local disputes. However they came by their authority, they could only have maintained it through consent and co-operation, despite the impression of absolute power that their monuments create. From the eighth century, at Cop·n in particular, there is some evidence of the negotiation that must have gone on behind the scenes. There is little reason to believe that this kind of jostling was not seen in earlier centuries too.27

All aspects of the story of Ammon at the waters of Sebus make perfect sense against the backdrop of a Mesoamerican king struggling with competition from a powerful rival lineage. Note that when the king is discussing the incident with Ammon he asks: “tell me by what power ye slew and smote off the arms of my brethren that scattered my flocks” (Alma 18:20, emphasis added). While it is possible that the phrase “my brethren” is extremely generic, it would be very unusual to presume robbers as “brothers” of a king, and equally as unusual to include anyone outside of the city as one’s “brothers.” These thieves really are “brethren,” and that is the whole reason for the trouble. Now let me retell the story against the backdrop of political tensions with Lamoni’s “brethren.”

Ammon comes before the king and asks to be a servant. Ammon is a Nephite and therefore not only an outsider but an enemy. The king offers to make him family by marrying one of his daughters. If Ammon had accepted, he would also have accepted rule by the new family and therefore be under the king’s control. By refusing, Ammon continues to be an outsider and therefore potentially uncontrollable. The king decides to place Ammon in a position where this condition of being outside the city’s political intrigues might be advantageous: He sends him to water the flocks at Sebus.

The dumb thieves who don’t get much from their raids are actually getting everything they want. Key to understanding the story is that whatever ruse was employed to allow the fiction that they were robbers, the reality was that they were well-known to the servants and to the king. They were members of the rival lineage who were attempting to alter the balance of power. By scattering the king’s flocks they were embarrassing the king and therefore diminishing his appearance of total control. Because the rival lineage was sufficiently powerful, the king could not move against them directly without creating civil war. Therefore, the king could not send armed guards. If he killed the members of the competing lineage it would break whatever illusion of cooperation there was and instigate civil disorder. The guards cannot defend themselves for the same reason that the king could not send troops.

The king could not, however, allow the situation to completely embarrass him. Therefore the fiction of thievery is either created or allowed to remain. Because something had to be done to restore the king’s honor in the situation, the guards are punished for their “failure.” The king places the failure on the guards and executes them to demonstrate that he is still controlling the situation.

Along comes Ammon, who is an outsider to the political intrigue. Ammon is not a member of either lineage and as an outsider would be unaware of the identities of these “brethren” thieves or the delicate political situation; he is a wildcard in a high-stakes game. The king deliberately puts him into a situation where it is possible–even probable–that he will use his sword, where all other servants have held theirs. It is quite possible that the king expected Ammon to do some damage, but ultimately fail to protect the flocks. From the king’s perspective, any damage that Ammon did would improve the king’s standing in the political impasse by gaining more revenge without the political cost–because it was done by an outsider.

When Abish finds many relatives of the robbers as well as the brother of the slain “thief” close by, we have our confirmation that this is a delicate political dance. Only if the family is part of the royal court would so many relatives of outlaws be that close to the home compound of a king. That a family of a thief is that close to the king tells us that the thieves were also that close. The thieves at the waters of Sebus were not from another city. They were not miscreants ostracized from this city. They were of a family that was sufficiently prestigious that it spent time in close proximity to the king. It had to be a competing royal lineage.

This reinterpretation of the events against a Mesoamerican cultural background creates sense from the near nonsense of the contextless account. Our analysis of Book of Mormon politics tells us that not only do the structural elements trace more firmly to a Mesoamerican context, but that the Mesoamerican context provides needed information that fills in the gaps between the assumed understanding of the writer and the reader.

Conclusions

Because the Book of Mormon specifically claims to be a translation, we are obliged to examine it as a translated text. The examination of political data from the Book of Mormon highlights both the necessity and the functionality of making such an analytical separation in the way we understand our evidentiary task.

There are political terms that have an obvious similarity to the nineteenth-century production culture. However, since those similarities only exist on the level of vocabulary and cannot be seen in the way political concepts are worked out in the text, we may confidently ascribe the nineteenth-century similarities to the translation layer. It is really very easy to demonstrate that the translation layer was the result of a nineteenth-century production culture. Of course, that has never really been in question at all.

When we dive below the surface of the vocabulary of the translation and attempt to deal with the event structures of the text, the situation is dramatically different. Where the translation layer fits comfortably into the nineteenth century, the event structures are discordant with it. In the case of political structures, we find that they do not match with the expectations of vocabulary. They do, however, fit into the context of time and place that best fits the geographic features described in the text. This last type of evidence is particularly important because it comes directly from the unconscious and unwritten portions of the text.

The Book of Mormon makes complete sense as a historical document, but does so only when we place it in the correct historical context. Without the correct production culture, the text is anomalous and sometimes foreign to human experience–as in the contextless reading of Ammon at the waters of Sebus. Placed in the correct production culture where the unstated assumptions writer become explicit for the reader, the text authentically describes human motivations appropriate to that historical time and place.

Bibliography

Allen, Joseph L. Exploring the Lands of the Book of Mormon. Orem, UT: SA Publishers, 1989.

Bushman, Richard L. “The Book of Mormon and the American Revolution.” BYU Studies 17, no. 1 (Autumn 1978): 3-20.

——. “My Belief.” BYU Studies 25, no. 2 (Spring 1985): 23-30.

Card, Orson Scott. The Book of Mormon, Artifact or Artifice? Adapted from a Speech Given at the BYU Symposium on Life, the Universe, and Everything, February 1993. June 2004 (http://www.nauvoo.com/library/card-bookofmormon.html).

Clements, William M. “”Tokens of Literary Faculty”: Native American Literature and Euroamerican Translation in the Early Nineteenth Century.” In On the Translation of Native American Literatures, edited by Brian Swann, 33-50. Washington and London: Smithsonian Institution Press, 04/06/23, 1992.

Cowgill, George L. “State and Society at Teotihucan, Mexico.” 1997. In The Ancient Civilizations of Mesoamerica: A Reader, edited by Michael E. Smith and Marilyn A. Masson, 300-23. Malden, Massachusetts: Blackwell Publishers, 04/06/23, 2000.

Drew, David. The Lost Chronicles of the Maya Kings. Berkeley: University of California Press, 1999.

Halpern, Baruch. The First Historians: The Hebrew Bible and History. San Francisco: Harper & Row Publishers, 1988.

Hauck, F. Richard. Deciphering the Geography of the Book of Mormon: Settlements and Routes in Ancient America. Salt Lake City: Deseret Book Company, 1989.

How is It That the Book of Mormon Prophet Jacob Ends His Account with the French Word ‘Adieu?’ June 2004 (http://farms.byu.edu/questionday.php?id=1).

Jackson, Kent P. “Joseph Smith and the Historicity of the Book of Mormon.” In Historicity and the Latter-Day Saint Scriptures, edited by Paul Y. Hoskisson, 123-140. Salt Lake City: Religious Studies Center, Brigham Young University, 2001.

Malina, Bruce J., and Richard L. Rohrbaugh. Social-Science Commentary on the Synoptic Gospels. Minneapolis, Minnesota: Fortress Press, 04/06/24, 1992.

Martin, Simon, and Nikolai Grube. Chronicle of the Maya Kings and Queens. London: Thames and Hudson, 2000.

McGrath, Alister. In the Beginning: The Story of the King James Bible and How It Changed a Nation, a Language, and a Culture. New York: Anchor Books, 2001.

Midgley, Louis. “No Middle Ground: The Debate Over the Authenticity of the Book of Mormon.” In Historicity and the Latter-Day Saint Scriptures, edited by Paul Y. Hoskisson, 149-70. Salt Lake City: Religious Studies Center, Brigham Young University, 2001.

Olive, Phyllis Carol. The Lost Tribes of the Book of Mormon. Springville, Utah: Bonneville Books, 2001.

Pohl, John M. D. “The Four Priests: Political Stability.” 1994. In The Ancient Civilizations of Mesoamerica: A Reader, edited by Michael E. Smith and Marilyn A. Masson, 342-59. Malden, Massachusetts: Blackwell Publishers, 2000.

Priest, Josiah. American Antiquities and Discoveries in the West. 1834. 4th ed. Colfax: Ancient American Archaeology Foundation, N.D.

Schele, Linda, and Peter Mathews. The Code of Kings: The Language of Seven Sacred Maya Temples and Tombs. New York: Scribner, 04/06/24, 1998.

Smtih, Ethan. View of the Hebrews or the Tribes of Israel in America. 1825. 2d ed. Colfax, Wisconsin: Ancient American Archaeology Foundation, 2002.

Sorenson, John L. An Ancient American Setting for the Book of Mormon. Provo/Salt Lake City: Foundation for Ancient Research and Mormon Studies/Deseret Book Company, 1985.

Thomas, Mark D. Digging in Cumorah: Reclaiming Book of Mormon Narratives. Salt Lake City: Signature Books, 1999.

Notes

1 Kent P. Jackson, “Joseph Smith and the Historicity of the Book of Mormon,” in Historicity and the Latter-Day Saint Scriptures, ed. Paul Y. Hoskisson (Salt Lake City: Religious Studies Center, Brigham Young University, 2001), 124.

2 Louis Midgley, “No Middle Ground: The Debate Over the Authenticity of the Book of Mormon,” in Historicity and the Latter-Day Saint Scriptures, ed. Paul Y. Hoskisson (Salt Lake City: Religious Studies Center, Brigham Young University, 2001), 149-150.

3 How is It That the Book of Mormon Prophet Jacob Ends His Account with the French Word ‘Adieu?’. June 2004 (http://farms.byu.edu/questionday.php?id=1).

4 Alister McGrath, In the Beginning: The Story of the King James Bible and How It Changed a Nation, a Language, and a Culture (New York: Anchor Books, 2001). See especially chapters 5-7.

5 Baruch Halpern, The First Historians: The Hebrew Bible and History (San Francisco: Harper & Row Publishers, 1988), 4.

6 Orson Scott Card, The Book of Mormon, Artifact or Artifice? Adapted from a Speech Given at the BYU Symposium on Life, the Universe, and Everything, February 1993, June 2004 (http://www.nauvoo.com/library/card-bookofmormon.html).

7 Bruce J. Malina and Richard L. Rohrbaugh, Social-Science Commentary on the Synoptic Gospels (Minneapolis, Minnesota: Fortress Press, 04/06/24 1992), 10.

8 Ibid.

9 Ibid., 13.

10 Ibid., 11.

11 Ibid., 14.

12 Ethan Smtih, View of the Hebrews or the Tribes of Israel in America, 1825, 2d ed. (Colfax, Wisconsin: Ancient American Archaeology Foundation, 2002) Josiah Priest, American Antiquities and Discoveries in the West, 1834, 4th ed. (Colfax, Wisconsin: Ancient American Archaeology Foundation, N.D.);

13 An interesting text is Phyllis Carol Olive, The Lost Tribes of the Book of Mormon (Springville, Utah: Bonneville Books, 2001). Olive presents her evidence for a North American geography of the Book of Mormon by using the type of evidence that the early Saints would have used. While not convincing with modern data available, it is nevertheless an interesting example of the type of evidence that would have led the early Saints to their interpretation of the text.

14 See John L. Sorenson, An Ancient American Setting for the Book of Mormon (Provo/Salt Lake City: Foundation for Ancient Research and Mormon Studies/Deseret Book, 1985) Joseph L. Allen, Exploring the Lands of the Book of Mormon (Orem, Utah: SA Publishers, 1989); F. Richard Hauck, Deciphering the Geography of the Book of Mormon: Settlements and Routes in Ancient America (Salt Lake City: Deseret Book Company, 1989).

15 Mark D. Thomas, Digging in Cumorah: Reclaiming Book of Mormon Narratives (Salt Lake City: Signature Books, 1999), 134.

16 William M. Clements, “‘Tokens of Literary Faculty’: Native American Literature and Euroamerican Translation in the Early Nineteenth Century,” On the Translation of Native American Literatures, ed. Brian Swann (Washington and London: Smithsonian Institution Press, 04/06/23 1992), 41-42.

17 Richard L. Bushman, “The Book of Mormon and the American Revolution,” BYU Studies 17, no. 1 (Autumn 1978): 2-3.

18 Richard L. Bushman, “My Belief,” BYU Studies 25, no. 2 (Spring 1985): 27.

19 Ibid.

20 David Drew, The Lost Chronicles of the Maya Kings (Berkeley: University of California Press, 1999), 243.

21 Simon Martin and Nikolai Grube, Chronicle of the Maya Kings and Queens (London: Thames and Hudson, 2000).

22 Drew, The Lost Chronicles of the Maya Kings, 243. Linda Schele and Peter Mathews, The Code of Kings: The Language of Seven Sacred Maya Temples and Tombs (New York: Scribner, 04/06/24 1998), 44.

23 John M. D. Pohl, “The Four Priests: Political Stability,” 1994, in The Ancient Civilizations of Mesoamerica: A Reader, ed. Michael E. Smith and Marilyn A. Masson (Malden, MA: Blackwell Publishers, 2000), 355-356.

24 “Supreme Teo political authority may not always have been strongly concentrated in a single person or lineage. R. Millon suggested that Teo might have been an oligarchic republic. The case now seems stronger, though not yet overwhelming.” George L. Cowgill, “State and Society at Teotihucan, Mexico,” 1997, in The Ancient Civilizations of Mesoamerica: A Reader, edited by Michael E. Smith and Marilyn A. Masson (Malden, Massachusetts: Blackwell Publishers, 04/06/23 2000), 315.

25 The inscriptions amongst the buildings to the south of the city center help to explain how the political system at ChichÈn Itz· worked. They do not talk of dynastic rulers and their great deeds, as in previous centuries. Instead they mention a number of individuals, with names such as ‘Kakupakal’ or ‘Kokom’, in connection with the dedication of buildings and other ceremonies, often concerned with the maintenance of sacred fires and the drilling of ‘new fire’ on important occasions in the calendar. The glyph for sibling, y-itah is used to describe the relationship between these people, suggesting rule by “brothers.” Some may indeed have been related in this way and Diego de Landa also talks of the tradition of “brothers” ruling at ChichÈn Itz·. But the phrase may best be interpreted to mean “companions” or individuals each of roughly equivalent status. They are accorded the title ahaw, but significantly none is termed k’ul ahaw or supreme, “divine lord.” What this would seem to represent is rule by council, by the heads of different lineages. At the time of the Spanish Conquest some small city states still used the term multepal, best rendered as “group rule,” to describe what was probably a very similar system Drew, The Lost Chronicles of the Maya Kings, 372.

26 Halpern, The First Historians, 40-41.

27 Drew, The Lost Chronicles of the Maya Kings, 324.

Monotheism, Messiah, and Mormon’s Book

Brant Gardner
August 2003

In 1837 Joseph Smith made several editorial changes in the Book of Mormon. Many are relatively innocuous, but one of them is much more substantial. In the 1830 edition of the Book of Mormon, the verse we know as 1 Nephi 11:18 reads:

And he said unto me: Behold, the virgin whom thou seest is the mother of God, after the manner of the flesh.

For the 1837 edition, Joseph inserted “the Son of,” so that the verse has read ever since:

And he said unto me: Behold, the virgin whom thou seest is the mother of the Son of God, after the manner of the flesh.

There is no way to know just what was on Joseph Smith’s mind when he made that change, but that hasn’t stopped a lot of people from trying.

However, when we focus on the fact of the change, we inherently begin to ask the wrong questions. Several authors have discussed this change as evidence of an evolving LDS theology of God. That very question implicitly supposes Joseph Smith as the author of the Book of Mormon by assuming that the Book of Mormon is evidence of Joseph’s early thought. If we believe the Book of Mormon, it isn’t. The Book of Mormon doesn’t represent Joseph’s theology–it represents Nephite theology. To understand Nephite theology, our focus should be on explaining why the verse is there in the first place, not on what happened to it later. For the Book of Mormon, understanding theological evolution will in fact be the key to our understanding of this text, but it will not be the evolution of LDS theology that will explain it. It will be the evolution of Israelite theology.

The Book of Mormon begins its history in the first year of the reign of Zedekiah in Jerusalem, or 597 B.C. While this is our first dated event, the figures in the story are obviously alive at that time, and as the text opens, Lehi has four sons and some daughters. Lehi is clearly old enough to have experienced certain events that took place before 597 B.C., but which were not recorded. The invasion of Jerusalem by Babylon is certainly the most obviously catalytic event for the Book of Mormon as it sets the stage for Lehi’s call as a prophet and the command for his family to flee the coming destruction. However, another earlier event may prove to have been the most lasting influence on Book of Mormon history. Lehi lived through the time of the Deuteronomic reform.

In a forum presentation at BYU in 2003, Margaret Barker noted:

King Josiah changed the religion of Israel in 623 B.C. According to the Old Testament account in 2 Kings 23 he removed all manner of idolatrous items from the temple and purified his kingdom of Canaanite practices. Temple vessels made for Baal, Asherah and the host of heaven were removed, idolatrous priests were deposed, the Asherah itself was taken from the temple and burned, and much more besides. An old law book had been discovered in the temple, and this had prompted the king to bring the religion of his kingdom into line with the requirements of that book. There could only be one temple, it stated, and so all other places of sacrificial worship had to be destroyed. The law book is easily recognizable as Deuteronomy, and so King Josiah’s purge is usually known as the Deuteronomic reform of the temple.1

The serendipity of finding a lost book right at the beginning of series of reforms has raised the question of the authenticity of that book. Even though the timing is still suspicious, we need not dismiss the entire work as a politically exigent construction. Norman Gottwald writes of this in his introduction to Deuteronomy for the Interpreter’s One-Volume Commentary on the Bible:

The one hard date is the year of Josiah’s reform, 622. But the origins of Deuteronomy are older than the reform. Levitical reading and preaching of the law did not begin in 622; considering the allusions to Shechem the practice must have extended back at least a century into Northern Israel. The shock of the discovery of the law in 622 does not mean that such traditions were unknown in Israel previously; it means rather that the Judean monarchy had lost touch with them for as much as 50 or 75 years (assuming that Hezekiah knew of them and used them in his reforms)…

Was the law written specifically for the purpose of “planting” it in the temple? Perhaps-if we assume that only in this way could its claims be brought to the king convincingly and without danger of the law’s advocates. Yet it is striking that even with the written law before him Josiah was unconvinced until specific supporters of the law had assured him of its validity (2 Kings 22:8-20)…

It is more likely that the writing and rewriting of Deuteronomic laws and admonitions was going on under-ground throughout the reign of Manasseh (ca. 687-642). If we visualize the Yahwistic cultic calendar as lapsing or at least suffering from neglect, the old patterns of cultic renewal of covenant and law would be strained and even threatened with extinction. Oral materials remembered from year to year would no longer he recited, and authoritative texts of the laws inscribed at cult sites would become defaced or even destroyed. Thus both oral and written records of [Deuteronomic] traditions were driven underground and fostered there until they broke to the surface in 622.

This interpretation does away with the view that the planted Deuteronomy was a “pious fraud.” No one needed to concoct a book purporting to be by Moses; all he had to do was collect materials long attributed to Moses, through the device of the cult functionary speaking on behalf of Moses, and to assert that these traditions should once again be binding in Israel.2

Beyond understanding how Deuteronomy might be both new and old and the same time, Gottwald’s explanation highlights the idea that there were multiple strands of religious understanding in Israel for at least one hundred years prior to Lehi. Very clearly the Deuteronomic reform operated against a previously acceptable tradition. In doing so, it did not invent something new, but elevated an available, if not then dominant, tradition. This multiplicity of traditions within the same culture is absolutely essential to our understanding of the religious climate that produced Lehi, and influenced Nephi.

As we attempt to understand the multiple lines of thought that were present in Jerusalem on the eve of the Deuteronomic reform, the figure of Asherah becomes an important gauge of both theological change, and the time reference for that change. In the Bible, the term Asherah may refer simultaneously to the mother-goddess of that name, or to her image (such as was removed from the temple). 3

What was the image of the mother-goddess Asherah doing in the temple in Jerusalem? She was there because she was the wife, or consort, of Yahweh. Several inscriptions have been discovered that specifically speak of “Yahweh and his Asherah.” Scholars accept this as an indication that Asherah was the consort of Yahweh.4 Some seventy years before the Deuteronomic reform, King Hezekiah initiated a similar reform that removed Asherah from the temple. Unlike the Deuteronomic reform, that of Hezekiah did not last. If fact, it did not survive even to his son. Speaking of Manasseh’s reversal of his father’s reform, Raphael Patai conjectures:

If Manasseh did not bother to replace the Brazen Serpent, the other image removed from the Temple by his father, this was probably due to the fact that with the passage of time the worship of a deity symbolized or represented by a serpent figure had become obsolete. Not so Asherah, whose motherly figure must have been dear to many worshipers and whose restoration to her traditional place in the Temple was therefore considered a religious act of great importance. It is tempting to conjecture that the mythical motivation behind Manasseh’s act was the conviction that Yahweh’s consort, the great mother-goddess Asherah, must be restored to her old and lawful place at the side of her husband.5

What makes Asherah such a key in understanding the threads of Israelite thought about deity is the discovery of a set Ugaritic (or Canaanite) texts in 1928. Among these texts is a treasure trove of information about religion in the time period of about 1350-1150 B.C. C.L. Seow notes: “the value of the Ugaritic texts goes beyond the horizons of Canaanite faith. The evidence suggests that Israelite theology was not as radically discontinuous with Canaanite religions as was once thought.”6

What those texts make clear is that the early Semitic religion worshipped a pantheon structured as a divine family, with a Father god, El and his consort, this very Asherah.7 These two are at the head of a heavenly council. Daniel C. Peterson synopsizes the relevant information:

The council is known by various names in the Ugaritic materials, including “the assembly of the gods” and “the assembly of the sons of ‘El.” According to Canaanite belief, ‘El was the creator-god. Evidence strongly suggests that he was the original chief god of the Semites generally. As creator, however, he also stood at the head of the pantheon as the “father of the gods” or the “father of the sons of God” and was called the “ancient one,” the “patriarch,” and the “eternal one.” Consequently, the gods as his sons, were designated collectively as “the sons of ‘El.”8

Yahweh was preeminent among the sons of El in the Israelite conception. The gods of this heavenly council were assigned to be the gods of various nations (Deuteronomy 32:8), and Yahweh was the god of Israel. As Israelite thought developed, El as the Father receded into the background, and Yahweh continued to gain in prominence. This process of the elevation of Yahweh was in full force by the eighth century B.C. when Asherah appears as Yahweh’s consort, not El’s. Mark S. Smith suggests:

Asherah, having been the consort of El, would have become Yahweh’s consort only if these two gods were identified by this time. Indeed, it is evident from texts such as Isaiah’s vision of Yahweh surrounded by the Seraphim (Isaiah 6), and especially the prophetic vision of the divine council scene in 1 Kings 22:19 that Yahweh assumed the position of presider by this time.9

This gives us both an evolutionary trajectory and a timeframe. The heavenly council with El as the father, and Yahweh as preeminent son, plausibly dates to the same timeframe as the Ugaritic texts, that is, 1350 – 1150 B.C. After that time, there is a developing theology in Israel that increases the importance of Yahweh and elevates him to a position where he begins to take over the functions previously assigned to his celestial father, El. This process is in nearing its completion around 700 B.C. when we find that Yahweh has not only taken over El’s place in the council, he has taken El’s consort as his own.

In spite of this elevation to prominence and proto-monotheism, Yahweh’s relationship to the council and to his father was not entirely severed by this process. Parallel strands, perhaps reinforced by other Semitic religions, maintained the stories of El and the heavenly council. Dr. Peterson continues:

The Canaanite terminology of “the assembly of the gods” and “the assembly of the sons of ‘El” finds its parallels in the Hebrew Bible. In Psalm 29:1, which has long been recognized by scholars as an Israelite adaptation of an older Canaanite hymn, members of the council are referred to as bene ‘elim. The King James translation renders this phrase as “the mighty.” The same Hebrew phrase occurs at Psalm 89:6, where the King James Version has “the sons of the mighty.” Neither rendition is adequate. In both passages, the New Jerusalem Bible, to choose one of the best of the modern translations, gets things precisely right by translating bene ‘elim as “sons of God.”10

Equally as important to our understanding of Yahweh in the council is the identification of Yahweh as the one who would atone as the Messiah. Margaret Barker’s The Great Angel examines at length hundreds of passages from texts ranging from Jewish to Christian to Gnostic that, as she interprets them, identify Yahweh as the future Messiah and Jesus, in his Messianic role, as equated with Yahweh. As she describes the heavenly council, headed by the Father-God:

Yahweh was one of the sons of El Elyon; and Jesus in the Gospels was described as a Son of El Elyon, God Most High. In other words he was described as a heavenly being. Thus the annunciation narrative has the term “son of the Most High” (Luke 1.32) and the demoniac recognized his exorcist as “son of the Most High God” (Mark 5.7). Jesus is not called the son of Yahweh nor the son of the Lord, but he is called Lord. We also know that whoever wrote the New Testament translated the name Yahweh by Kyrios, Lord. (See, for example, the quotation from Deuteronomy 6.5: “You shall love Yahweh your God…” which is rendered in Luke 10.27 “You shall love the Lord [Kyrios] your God.”) This suggests that the Gospel writers, in using the terms “Lord” and “son of God Most High”, saw Jesus as an angel figure, and gave him their version of the sacred name Yahweh.11

Of course this particular connection comes from New Testament usage. Dr. Barker suggests that it was nevertheless a continuation of an old strand of thought that became obscured through the Deuteronomic reforms. Barker examines an interesting Old Testament passage about this Messianic expectation that appears to have suffered some obfuscation:

The clearest evidence for its survival [the anthropomorphism of the God/Messiah], however, is in the widespread tradition of interpreting words of “man” as references to the Messiah, or of designating the Messiah simply as “the man.” This can best be seen by examining the various translations of the Balaam oracles, which were believed to predict the Messiah (Numbers 24.3-9; 15-24). Thus Numbers 24.7a, where the Hebrew has the curious lines: “Water shall flow from his buckets and he shall rule over many nations” became in the LXX [the Septuagint]: “And there shall come a man out of his seed and he shall rule over many nations,” while both the Fragment and Pseudo-Jonathan Targums have: “Their king shall rise from among them and their saviour shall be from out of them.”

Philo quotes the lines as messianic prophecy: “There shall come forth from you one day a man and he shall rule over many nations” (Life of Moses 1.290). The unanimity of both translation and Targums suggests strongly that the Hebrew may once have said something other than “water shall flow from his buckets.”12

Could an old strand that expected Yahweh-as-Messiah have survived the Deuteronomic reforms to form the basis of Christian understanding of Jesus as Messiah and Yahweh? This is at least suggested by an Aramaic text from Qumran Cave 4 (4Q246 – translated by Joseph A. Fitzmyer):

Col. 1 lines 7-9

7 [then shall arise a king, and he shall be] great upon the earth.

8 [All peoples sh]all make [peace with him]; they shall all serve

9 [him. For] he shall be called [the holy one of] the [G]reat [God], and by His name shall he be named.

Col 2 line 1

1 He shall be hailed Son of God, and they shall call him Son of the Most High.13

This text is dated to around 25 B.C.14 At that time it appears that there is arguably a continuation of the definition of the Messiah as the Son of God, particularly, the Son of the Most High.

When we reconstruct the religious climate at the time of Lehi we find that there is no single, unified theology. In fact, what we find is multiple strands of theological thought that are in conflict, with the Deuteronomic reform elevating a particular strand of thought in contradiction to what had been acceptable though much of Israel’s history.

The theology of the Book of Mormon suggests that Lehi is not only a product of this time period, but that his theology, and therefore Nephi’s, is mostly likely an attempt to preserve some of the theology of God that was being denied in the Deuteronomic reforms. The following are elements of the pre-reform religion that we will see in the Book of Mormon text:

  • A Father god, ‘El who is also called el elyon or “Most High God.”
  • Yahweh as the son of God (El).
  • Yahweh as preeminent God of Israel.
  • Yahweh as Messiah.

I suggest that the particular prominence of God as Messiah in the Book of Mormon is a reaction to the reduction of that strand of Israelite religion. What Lehi and Nephi believed to have been removed in the Deuteronomic reform receives compensatory emphasis in Nephi’s foundational theology for his people, and continues through to the end of the Book of Mormon. This is the reason that the Book of Mormon is so consistently and adamantly a witness for the Messiah.

We begin our examination of God in the Book of Mormon just a few verses before 1 Nephi 11:18 with which we began this discussion. In 1 Nephi 11:6 we find:

And when I had spoken these words, the Spirit cried with a loud voice, saying: Hosanna to the Lord, the most high God; for he is God over all the earth, yea, even above all. And blessed art thou, Nephi, because thou believest in the Son of the most high God. . .

Placed in the context of the possible theologies in Jerusalem at the time of the family’s departure, this verse is quite understandable. We can perhaps understand it a little better if we “retranslate” the text to highlight the parallels.

Hosanna to El Elyon; for he is God over all the earth, yea, even above all. And blessed art thou, Nephi, because thou believest in [Yahweh] the Son of El Elyon…

Because the understanding of El as Father and Yahweh as son was still an available concept in Hebrew thought when the Book of Mormon begins, this particular description of the Father and the Son finds its best explanation as a continuation of that particular strand of Hebrew theology. While there is even less of the heavenly council remaining in the Book of Mormon than in the Old Testament, nevertheless it is plausible that such an idea continued with the Book of Mormon prophets. Note the interesting language with which Alma describes the Messiah in Alma 36:17:

…I remembered also to have heard my father prophesy unto the people concerning the coming of one Jesus Christ, a Son of God, to atone for the sins of the world.

Jesus is not the Son of God, he is a Son of God. Assuming that this is translated correctly, we have Alma placing Jesus Christ in the same divine company as did the New Testament authors cited by Margaret Barker–in the heavenly council as a Son of the Most High God. Thus Alma appears to confirm Nephi’s distinction between the Most High God and the Son of God. That brings us forcibly back to 1 Nephi 11:18. In our modern versification, 12 verses after declaring the Messiah to be the Son of God, the spirit shows that same Messiah who is declared to be God. What happened in 12 verses? Absolutely nothing. Nephi has not changed his understanding. The problem we might see as a conflict between verses 6 and 18 lies in our modern imperative of monotheism, a problem Nephi did not have.

In the Jerusalem that Lehi’s family left, Yahweh had been elevated to the position of pre-eminent God. This proto-monotheism, if I may call it that, did not eliminate the strand of thought that understood El as the Most High God. It did, however, proclaim that Yahweh was God. Not Most High God, but God. Based upon Nephi’s plausible worldview, let’s perform our exercise of retranslation again for verse 18:

And he said unto me: Behold, the virgin whom thou seest is the mother of [Yahweh], after the manner of the flesh.

Not only does this “retranslation” return the text more clearly to its appropriate 600 B.C. cultural context, it is absolutely essential to understanding the theology of the Messiah in the Book of Mormon. From the perspective of Nephite theology, the 1837 change in this text might have helped the Latter-day Saints with their understanding of God, but it did violence to an essential part of the Nephite understanding of God. For the Nephites, it is absolutely essential that they understand that Yahweh was the Messiah who would come. Nephi himself notes:

For the things which some men esteem to be of great worth, both to the body and soul, others set at naught and trample under their feet. Yea, even the very God of Israel do men trample under their feet; I say, trample under their feet but I would speak in other words–they set him at naught, and hearken not to the voice of his counsels.

And behold he cometh, according to the words of the angel, in six hundred years from the time my father left Jerusalem.

And the world, because of their iniquity, shall judge him to be a thing of naught; wherefore they scourge him, and he suffereth it; and they smite him, and he suffereth it. Yea, they spit upon him, and he suffereth it, because of his loving kindness and his long-suffering towards the children of men.15

There can be no doubt nor confusion that the person referred to here is Jesus Christ, and this Christ is the person that Nephi declares to be “the very God of Israel.” This meaning is also essential to Abinadi’s argument in Mosiah 15:1:

And now Abinadi said unto them: I would that ye should understand that God himself shall come down among the children of men, and shall redeem his people.

For the entire Book of Mormon, Yahweh is the God of Israel, and Yahweh is the Messiah. Those equivalencies are absolute and important to Nephite theology. However, there is still an understanding that Yahweh was the Son of God, in the context of El Elyon, or the Most High God.

We now have one remaining explanatory task. If the Nephites understood the separate nature of El Elyon and Yahweh, why is it also true that the text frequently equates the Messiah and the Father? While this is the stuff that led to the Christian arguments about trinitarianism and modalism, there is a much different process at work in the Book of Mormon. The problem begins with our good friend Nephi, who seems to personally present us with every possible confusing statement about God:

And the angel said unto me: Behold the Lamb of God, yea, even the Eternal Father!16

If you haven’t noticed, we are only a couple of verses later than verse 18 where the virgin is the mother of God. Now we have a new identification. The Lamb of God is a title that is particularly symbolic of the atoning function of the Messiah, and here we have the Messiah declared to be the Eternal Father. This is not the only location where this happens. In other texts, the Messiah is not only Father, he is also Son. Mormon writes a thousand years after Nephi:

…And because of the fall of man came Jesus Christ, even the Father and the Son; and because of Jesus Christ came the redemption of man.17

The explanation for this conflation of Father and Son is not to be found in post-Christian theology, because that perspective cannot explain all of the various references to God in the Book of Mormon. Returning to our historical perspective, however, we can replace the cultural contexts that allowed Nephi to hold what appear, to modern readers, to be contradictory beliefs about God.

When Margaret Barker describes the nature of the heavenly council, she also notes the key that resolves our problems in understanding Nephi and the subsequent Nephite theology.

There are those called sons of El Elyon, sons of El or Elohim, all clearly heavenly beings, and there are those called sons of Yahweh or the Holy One who are human.18

There are two “fathers” here, and the difference is that in the stories, or myths–to use the anthropological term–the sons of one father are heavenly, and the sons of the other are human. This creates a distinction in the realm of operation of the two fathers, a conceptual space that might be described as either horizontal or vertical. In the horizontal conception, we are in the heavens, and the heavenly father begets heavenly sons. In the vertical conception, we now have a heavenly being focusing on earth, a vertical relationship that crosses the boundaries that separate heaven and earth. This second “father” is defined by this vertical deity-to-human sphere.

This is precisely how we can disentangle the various “son of God” references in the Old Testament. Joseph A. Fitzmyer points out that: “the plural expressions in Hebrew, bene ha elohim, “sons of God” (Genesis 6:2, 4; Job 1:6; 2:1; 38:7) bene ‘elim, “sons of God” (Psalms 29:1; 89:6), and bene ‘elyon, “sons of the Most High” (Psalms 82:6) are found in the Old Testament as names for angelic beings in the heavenly court of Yahweh.”19 These members of the heavenly court are literary descendants of the earlier Israelite layer that was more similar to the Ugaritic mythology. In this context we have horizontal relationships, and therefore heavenly sons of a heavenly father.

Fitzmyer also notes that there are several times when God indicates a relationship to Israel where Israel is considered as a “son” (Hosea 1:10; Deuteronomy 14:1; Isaiah 30:1). In these cases we have declared “sons,” with an implied father. What Fitzmyer does not ask, is whose sons are whose? The angelic beings harken back to an earlier conception, and the frame of reference is always celestial, and always horizontal. They are sons of the Most High God.

In the other references Fitzmyer notes, various humans are declared to be in a relationship to God where they are “sons.” If the humans are sons, God is therefore father. Most prominent and powerful is the declaration in Psalms 2:6-7:

Yet have I set my king upon my holy hill of Zion. I will declare the decree: the LORD hath said unto me, Thou art my Son; this day have I begotten thee.

In this verse the Lord declares that he as begotten the king as his son. The question that we must ask is: who is the Lord? This is a special relationship between the king in heaven and the king on earth, but it still crosses the bounds from heaven to earth. It is a vertical relationship, and therefore “the Lord” is Yahweh.

The historical conflation of Yahweh with El leads to some untidiness in the Hebrew words used to label these positions, but the horizontal and vertical contexts will always predict the appropriate father. In horizontal references, the phrase is typically spelled out as “sons of God” and that phrase functions as a label for the relationship. In the vertical relationships, the term is frequently only “son” or “sons,” and the relationship is implied rather than declared. When humans are involved, their sonship is a relation to the father-God of Israel, Yahweh. When heavenly beings are the reference, the relationship is to the Most High God, or El, the father of the gods.

The Book of Mormon is a precise parallel to this usage. In the Book of Mormon as in the Old Testament, the heavenly or earthly context serves as the defining field of operation which clues the reader (or listener) to the appropriate meanings of father and son. This variation works for all the texts we have examined so far in the Book of Mormon.

We are now left with the most curious texts, however–those that declare that the Father and Son are the same. So far there have been clear distinctions between father and son. How, then, is the same person Father and Son? Genealogy should tell us that this is not a foreign concept. A man is father to his own son, yet he is a son in the context of his father’s family. We understand the two roles of the man based upon his conceptual presence in either of the two possible families. For Yahweh as Father and Son, however, genealogy is not the explanation. Nevertheless, the same concept of a shift in frame of reference is.

The premortal Messiah declares to the brother of Jared:

Behold, I am he who was prepared from the foundation of the world to redeem my people. Behold, I am Jesus Christ. I am the Father and the Son.20

Here we have the self-identification of the premortal Messiah. This is the declaration of Yahweh, similar to the self-declaration of I Am from the burning bush (Exodus 3:14). Notice, that while Jesus Christ makes it very clear that he is both Father and Son, the context of this relationship is explicitly vertical. This tells us that the “father” designation indicates a relationship between Jesus Christ-as-God and man. Yahweh-as-father is precisely the relationship that Benjamin declares for his people when they covenant to take upon themselves the name of the Christ (or Messiah, or Yahweh):

And now, because of the covenant which ye have made ye shall be called the children of Christ, his sons, and his daughters; for behold, this day he hath spiritually begotten you.21

The language of Benjamin’s Christian covenant is similar to the anointing covenant the Lord makes with the King in Psalms. “This day” God has begotten the king or the covenanters. Note, however, that while the context alters the way we should understand the term “Father,” there is a parallel change in the way we must understand “Son.” In Ether Yahweh is “Son,” not “Son of God.” The difference is intentional. “Son of God” is a reference to a horizontal relationship. The presence of the simple term “son” in a vertical context, defines the appropriate understanding of “son,” just as the term father is defined by that context. Only with this understanding of how the terms shift their context when the reference the cross-plane relationship between heaven and earth, can we make sense of Yahweh’s other self-declaration, found in 3 Nephi 1:14:

Behold, I come unto my own, to fulfil all things which I have made known unto the children of men from the foundation of the world, and to do the will, both of the Father and of the Son–of the Father because of me, and of the Son because of my flesh.

The phrase “the Father because of me” is the declaration of Yahweh’s heavenly relationship to humanity. He is Yahweh, and is our father in the sense of his guardianship over all of the natural and adopted branches of Israel. He is our father in the same way that he is the Father of heaven and earth, a term exclusively applied to Yahweh in the Book of Mormon.

Because the context is now very clearly vertical, and crossing the bounds between heaven and earth, Christ explains that he is also the Son, “because of my flesh.” This somewhat cryptic phrase is actually a very apt definition of this contextual shift in meaning.

The essential Nephite revelation of the Messiah was that he was Yahweh, and that “God himself shall come down among the children of men, and shall redeem his people” (Mosiah 15:1). When Jesus declares that he is Father and Son in 3 Nephi, he is not only on earth, he is in a physical body that he allows to be touched. He declares that he has made that vertical transition from heaven to earth. Thus he is Father to us while he is in heaven, and in the essence of his being. However, when he came down, he became as we are, and therefore a son, as we are sons. The change in place creates a change in symbolic relationship. It is his flesh, or his mortality, that makes him the son. Jesus Christ is Father and Son because he is the God who came down among the children of men. Alone of sons of God, he was also a son of man.

When we approach the Book of Mormon text from the viewpoint of the historical context that it declares to be its origin, we find an absolutely consistent theology of God. The Nephites knew of and believed in a Most High God, known as El in Biblical and Ugaritic literature, but unnamed in the Book of Mormon. That Most High God is father to Yahweh, and the relationship between Yahweh and the Most High God is indicated by the title Son of God.

Yahweh is the God of Israel, and therefore the God of the Nephites. In Yahweh’s relationship to humans, he is our Father, and we are sons of Yahweh. When Yahweh descends to live on earth, he is in that part of the vertical relationship that is appropriate for mortals. He is–Son. Yet he can never cease to be who he is. He is “the Father because of me,” as he declares in 3 Nephi 1:14. He is, therefore, Father and Son. For the Nephites, any possible confusion in the similarity of terms used for deity was clarified by the horizontal or vertical contexts in which they were used.

Notes

1 Margaret Barker, “What Did King Josiah Reform?” Brigham Young University Forum address, May 2003, 1. Photocopy of typescript in my possession.

2 Norman K. Gottwald, “Deuteronomy,” The Interpreter’s One-Volume Commentary on the Bible (Nashville, Tennessee: Abingdon Press, 1971), 102-103.

3 Raphael Patai, The Hebrew Goddess (Detroit, Michigan: Wayne State University Press, 1990), 38.

4 Ibid., 53.

5 Ibid., 48-49.

6 C.L. Seow, “Ugaritic,” The Oxford Companion to the Bible, edited by Bruce M. Metzger and Michael D. Coogan (New York: Oxford University Press, 1993), 785.

7 Mark S. Smith, The Origins of Biblical Monotheism: Israel’s Polytheistic Background and the Ugaritic Texts (New York: Oxford University Press, 2001), 49.

8 Daniel C. Peterson, “‘Ye Are Gods:’ Psalm 82 and John 10 as Witnesses to the Divine Nature of Humankind,” The Disciple as Scholar. Essays on Scripture and the Ancient World in Honor of Richard Lloyd Anderson, edited by Stephen D. Ricks, Donald W. Parry, and Andrew H. Hedges (Provo, Utah: Foundation for Ancient Research and Mormon Studies, 2000), 487.

9 Smith, The Origins of Biblical Monotheism, 49.

10 Peterson, “Yea are Gods,” 490.

11 Margaret Barker, The Great Angel, 5.

12 Ibid., 100-101; emphasis in original.

13 Joseph A. Fitzmyer, The Dead Sea Scrolls and Christian Origins: Studies in the Dead Sea Scrolls and Related Literature, general editors Peter W. Flint and Martin G. Abegg Jr. (Grand Rapids, Michigan: Eerdmans Publishing Company, 2000), 54.

14 Ibid., 45.

15 1 Nephi 19:7-9.

16 1 Nephi 11:21.

17 Mormon 9:12.

18 Barker, The Great Angel, 5.

19 Fitzmyer, The Dead Sea Scrolls and Christian Origins, 65.

20 Ether 3:14.

21 Mosiah 5:7.

The Gadianton Robbers in Mormon’s Theological History: Their Structural Role and Plausible Identification

The Gadianton robbers are a specific instance of the larger set of events and concepts revolving around what the Book of Mormon calls secret combinations. These secret combinations show up in connection with the Jaredites, then they disappear. They reappear scant years prior to the arrival of the Savior in the New World, and then disappear for over two hundred years. Finally, they reappear to play a role in the final denouement of the Nephites. While the majority of the conflicts in the Book of Mormon occur with the Lamanites, the most destructive conflicts are those that come at the hands of the secret combinations, and specifically the Gadianton robbers. The Lamanites might be the Nephites’ most common enemy, but the Gadianton robbers are the most dangerous. This combination of longevity, sporadic appearance, and ultimate danger, make the Gadianton robbers and secret combinations an important study in understanding the message of the Book of Mormon. The elucidation of this complex interaction of time, text, and meaning must necessarily center on both Mormon’s text and the ancient cultural environment of that text.

The first question we will examine is the role of secret combinations in the narrative of the Book of Mormon. The second issue is the plausible identification of the secret combinations with some historical event or group. This phase of the investigation is complicated not only by known history, but also because this history must also integrate with the narrative purpose of the secret combinations in the text. What is told must also conform to how it is told.

Finally we must test the identification against the disparate appearances of the secret combinations in the text. Secret combinations make an appearance over nearly two thousand years of Book of Mormon history, but they have no consistent presence. They all seem to be related, but they are separated by hundreds, or perhaps thousands of years. They have similar characteristics, but they are associated with different cultures. The text ties them all together. We are looking for that binding thread.

The Narrative Role of Secret Combinations.

It is popular to describe Mormon as an abridger; some early predecessor of the editors of Reader’s Digest who take large texts and distill them into shorter versions. This is a seriously misleading conception. It is true that Mormon is an author with a stylistic penchant for including large citations from his source material, but we do him extreme discredit when we forget his very active role in selecting and structuring his account. Mormon is an historian, but he is unlike a modern historian in the way he perceives his task. Mormon does not write secular history, but rather sacred history. It is this overriding concern that absolutely dictates everything he includes and excludes from his text.

As we approach the Gadianton robbers from the perspective of Mormon’s construction of his text, we find that they and secret combinations are perhaps the most complex example of Mormon’s authorial art. Secret combinations are a meta-theme that function as both an organizational principle and historical moral. The meta-theme of the secret combinations is not present because history happened in just such a way and Mormon dispassionately recorded that history. Secret combinations are an interpretive layer that Mormon spreads over the events in order for those events to have a greater meaning. In creating this meta-theme, Mormon is following an Old World literary vision that sees history in a larger context of types and patterns.1 Robinson describes the effect of this conception on the way history was written:

The unifying principle [acted] like a magnet in evoking a pattern amongst iron filings. It created a pattern of history out of all its complexities, a pattern which disclosed the previously hidden purpose of God.2

Mormon is dealing in patterns. This patterning of history becomes evident when disparate events at widely separated times are described in ways that make those events obviously parallel. The repetition of the pattern is a marker of authorial formulation. For the secret combinations in the Book of Mormon, the patterning consists in a set of events and characteristics that always accompany the presence of a secret combination. The essential features are the presence of murders, a desire for wealth (frequently described as “robbings and plunderings”), and the destruction of political order. Mormon orders three historical periods with the presence of this set of events and traits of secret combinations:

  1. The earliest manifestation of the pattern in Book of Mormon history is in Jaredite times. The destruction of the Jaredites is explicitly laid at the feet of secret combinations, and all of the elements of the secret combinations are present.3
  2. The second occurrence in time is actually the first in the text, and it is the most textually complex. It occurs within a period of only about eighty years. In that eighty-year time period the Gadiantons make four separate appearances and four separate disappearances. The appearances and disappearances of this particular set of Gadianton robbers serve as a micro example of the general patterning of the larger meta-theme. In spite of the four phases, however, this set is textually treated as a virtual single appearance. The result of the rise of the Gadiantons is the fall of the Nephite government just before the arrival of the Savior in the New World.
  3. The final appearance of the Gadianton secret combination leads to the final demise of the Nephites.4

We have three instances that repeat this pattern, and we may be certain that it is no coincidence that all three appear to be so similar, a similarity that is even more apparent in the specific details than it appears in this brief summary. Of this intentional repetition in the Book of Mormon, Richard Rust notes:

Repetition appears purposefully within Book of Mormon narratives as a principle of reinforcement and confirmation. It seems that every important action, event, or character is repeated in the Book of Mormon. These repetitions emphasize the law of witnesses at work within the book … They link narratives together with what Robert Alter calls “type-scenes.” …Larger repeated narratives treat escape and travel to a promised land; repentance; and the nature, rise, and effect of secret combinations.5

Mormon creates a meta-narrative by the tight repetition of the structures of secret societies in relation to the end of political entities. The triple repetition creates a firm connection for the obvious reason that the pattern, the “type-scene,” is not a coincidence. The narrative sophistication of the use of secret combinations in the Book of Mormon suggests purposeful inclusion and careful planning; planning that is intended to point to the greater pattern that reveals the purposes of God.

The Gadiantons in Plausible History

The repetition of the patterns clearly shows the hand of the author. Now we must determine whether the author is inventing the patterns, or truly being the magnet that evokes the patterns in the historical iron filings.

We find our textual linkage between type-scene and historical event precisely where Mormon put it, in perhaps the most anomalous narrative sequence in all of his text. When Mormon introduces his historical Gadiantons, he is telling a fairly simple tale but elects to tell it in a most unusual and convoluted way.

Mormon’s history of the Gadiantons begins at the forty-second year of the reign of the judges, or about 50 BC. After the initial introduction to the Gadianton robbers in the body of Helaman 2, Mormon adds these comments to the end of the chapter:

And behold, in the end of this book ye shall see that this Gadianton did prove the overthrow, yea, almost the entire destruction of the people of Nephi. Behold I do not mean the end of the book of Helaman, but I mean the end of the book of Nephi, from which I have taken all the account which I have written.6

Notice that Mormon has been speaking of an historical event, and at this point makes a shift in narrative time to Mormon’s present. It is at this point that we have what must be the most confusing narrative interruption in the Book of Mormon. After this look forward in time, Mormon abruptly changes the subject. He has been talking about the Gadianton robbers. He has even created a foreshadowing link between those Gadiantons and his own time. Now he stops, makes a full chapter break, and begins the next chapter with what appears to be a completely unrelated topic.

Mormon inserts a discussion of migrations to the lands northward. Even more surprisingly, Mormon brackets this migration narrative on both ends with a shift in narrative time to his own day. After this recent shift in narrative time, even Mormon understands that he has interrupted his narrative, for at the end of this sequence he states: “And now I return again to mine account….”7 The account to which he returns is the Gadiantons, the very subject he interrupted.

As if understanding the now-you-see-them-now-you-don’t-Gadiantons were not sufficiently difficult, Mormon introduces these enigmatic figures with a narrative sequence that is equally enigmatic. However, none of this is in error. Each of these anomalies are intentionally placed by Mormon the author for his own narrative purposes. This sequence, awkward though it might appear, was carefully constructed to elaborate the meta-message of the secret combinations. In this anomalous text we have Mormon’s intentional identification of the historical Gadiantons as he sees them.

Mormon’s clue to historical events is this very text of the northward migration that is framed by references to the future. Both before he begins this narrative sequence, and immediately afterward, Mormon references his own time. This shift in narrative time is important because it tells us that the narrative in between is the focal point on which the time-shift is made. Mormon is doing more than denoting place; he is connecting time.

The inserted, out-of-place narrative describes a northward migration of the Nephites. Of course, Mormon has discussed northern migrations before, but this description is unique. For example, the northward migration of Hagoth received some notice, but the narrative emphasis was on the departure, not for the ultimate destination.8 In contrast, this inserted section emphasizes the land to which the people are presumed to travel. This textually unusual fixation on the land of destination is even more curious because there is no indication that any of these people came back to tell about the land northward. As historians, we must ask the serious question of how Mormon arrived at his description of the land northward, since he does not record any of these people coming back to describe where it was or its characteristics. Nevertheless, Mormon describes it in some detail:

And they did travel to an exceedingly great distance, insomuch that they came to large bodies of water and many rivers. Yea, and even they did spread forth into all parts of the land, into whatever parts it had not been rendered desolate and without timber, because of the many inhabitants who had before inherited the land. And now no part of the land was desolate, save it were for timber; but because of the greatness of the destruction of the people who had before inhabited the land it was called desolate. And there being but little timber upon the face of the land, nevertheless the people who went forth became exceedingly expert in the working of cement; therefore they did build houses of cement, in the which they did dwell.9

The detail of the description of the land northward is given in such a way that Mormon likely supposed that we should easily understand what he was describing. The passage of time has made this description a little less obvious than it would have been to Mormon, but still he gives us enough information to make an identification of the location to which he is referring. The essential elements that allow us to identify this area are:

  • It is northward of the Nephite lands
  • There are many waters
  • It is nearly desolate of trees
  • There are cement buildings

From perhaps 100 BC to 600 AD there is only one area in Mesoamerica that fits all of these descriptions, and that is the city known as Teotihuac·n. It is north of the Nephite lands. It is near the lake that at that time occupied the current site of Mexico City. It has buildings made of high quality cement.10 The lack of trees and the environmental imbalance created by denuding the land of trees is hypothesized as a major factor in creating the downfall of Teotihuac·n.11 We have several very specific requirements that must all converge at one point to fit Mormon’s description and there is only one area in Mesoamerica that fits this description well in the time period described. Mormon the author is pointing his finger at a specific location at a specific time because that location serves as the historical fulcrum on which his meta-narrative is leveraged.

In spite of the accuracy of this description of Teotihuac·n, there is nevertheless a major problem with the fit. That problem is one of timing. The particular conditions that require the area to be devoid of trees and dominated by buildings of cement, do not belong to the Teotihuac·n of 49 BC when the northward migration is described by Mormon, but rather the Teotihuac·n of 250AD and later.

It is at this point that we understand the nature of the references to the future that frame the northward migration narrative. Mormon does not have historical records that tell of the land to which these people went, but Mormon nevertheless gives us a particular location for them, a location they may or may not have reached. His understanding of that land is based upon his own current time period. What we have is Mormon describing the Teotihuac·n that he knows in his own time, and pushing that description earlier into history. This is not unusual for ancient historians.

However, it also doesn’t matter. It really is the Teotihuac·n of his own time that is his concern. Mormon intentionally links this migration northward to the land of Teotihuac·n, not because of historical accuracy, but precisely because he desires to tie the Gadiantons of Helaman’s time to the Gadiantons of his own day. Remember that both before and after the narrative insertion of the migration to the land northward Mormon has shifted the narrative focus to his own time period. Whether consciously or unconsciously, Mormon is notifying us that the concern for the land northward pertains to his own day, and that it has a link to the previous time. For Mormon, this migration northward is the bridge over which Helaman’s Gadiantons will walk through time and space to become Mormon’s Gadiantons.12 It is those newer Gadiantons who are causing the destruction of Mormon’s people that he uses as the historical backbone that will link all of the secret combinations together, a set of destructive combinations that are culminating in the final demise of the Nephites.

It is important that we recognize that this tie between the first Gadiantons and the last Gadiantons that Mormon makes through this bridge in time and space is an artificial construction. It is at this point that we see the author describing the patterns rather than the iron filings. There is very little chance that the iron filings are the same, even though Mormon makes a pattern of them.

A brief note on the narrative history of the Gadiantons should suffice to show the artificiality of this tie between the two Gadianton bands. After the first Gadianton secret combination accomplishes its fatalistic task of destroying the Nephite government just before the arrival of the Savior, they disappear from the land for over two hundred and sixty years.13 When they reappear they grow in power and importance until they can be said to have spread “over all the face of the land.”14 When Mormon reintroduces the secret combination, he does so by calling them Gadianton robbers. This is a different group in a different land and with a gap of two hundred and sixty years between them and their earlier namesakes. Seen with the dispassionate eye of modern historiography, it is highly unlikely that this latter group that appears to be prominent throughout most of the land would have remembered and honored an otherwise short-lived and obscure band of robbers from inside the Nephite polity.

Is there any history behind this narrative artifice? If there is, we will find it by looking where Mormon tells us to look. We must look at the land northward that has many waters, is devoid of trees, is made of cement, and is on his mind in his own day. We must look at how Teotihuac·n might explain the Gadianton robbers, because Mormon is telling us that they do. It is in Teotihuac·n that we must look to see if we can find the “iron filing-events” that underlay Mormon’s patterned history.

Finding a lot of documentation on a secret society in ancient history is almost a fool’s errand, since their very nature was to be secret. In Mesoamerica, this problem is exacerbated by the nature of the available sources. Very few pre-Conquest texts are available, and the vast majority of our information comes from post-Conquest sources. This means that we must do what has been termed “upstreaming.” That is, we must begin with the known and move “upstream” in time to the earlier period with which we are interested. In Mesoamerica, this virtually forces us to the world as it was at the time of the Conquest.

One of the most valuable sources of pre-contact cultural information is the Florentine Codex, which is the Nahuatl text written by the native informants of Fray Bernardino de Sahagun. From these Nahuatl texts father Sahagun created his Spanish-language opus on the history and culture of the Aztecs. The Nahuatl text has been translated into English, and there is a passage that is important to our understanding of pre-contact secret societies. This passage is cited as translated with the exception of one word that I have intentionally left in Nahuatl:

The [nonotzaleque] went about carrying its hide [jaguar]–the hide of its forehead and of its chest, and its tail, its nose, and its claws, and its heart, and its fangs, and its snout. It is said that when they went about their tasks with them–that they did daring deeds, that because of them they were feared; that with them they were daring. Truly they went about restored. The names of these are [nonotzaleque], guardians of tradition, debasers of people.15

The passage paints an unfavorable picture of these people, but we can sense a duality in the presentation of the information. Sahagun’s informants were trained in the religious schools, and they certainly understood the Spanish prejudices. It is therefore not surprising that these nonotzaleque should be called “debasers of people.” However, this pejorative description comes right after the indication that they were “guardians of tradition,” a trait that many would have considered admirable–many, that is, who were not Spanish, nor Spanish influenced. It would seem that these nonotzaleque were some kind of group that dealt with pre-Conquest ideas and traditions.

Anderson and Dibble had translated nonotzaleque as “conjurers,” no doubt because of the connection to the magically powerful jaguar pelt. The reason for leaving the word untranslated is that it is this very word that is important to our discussion, and “conjurers” is not an adequate translation of the concept.

The ending of the word, “-eque” indicates a collection of people who do something. It is analogous to the “-ers” ending we add to verbs in English. We take the verb work and get workers. The important information about the people who all do this thing is communicated by the meaning of the verb to which this stem is attached. In this case, we have the Nahuatl word nonotza, which has various meanings revolving around the idea of speaking together, consulting, or agreeing.16 Thus the nonotzaleque are “those who agree or consult among themselves” or, in a more sinister and contextually appropriate context, “conspirators.”

When Sahagun translated his native source into Spanish, he rendered nonotzaleque as “assassins.” The connection of this term to the ancient sect is appropriate, for there are two aspects of the conspiracy that are important: the secret agreement, and the intent on disruption of government through murder. Significantly, Sahagun notes that this is a group “accustomed to and daring to kill.”17

Sahagun presents these conspirators as a pre-Conquest group. Miguel Covarrubias links these nonotzaleque to the nahaulista movement after the Conquest. Covarrubias specifically uses the passage from Sahagun identifying them as “assassins”18 and applies that definition to the nahualistas. Perhaps even more important is the connection the original group had to the jaguar. That connection allowed Anderson and Dibble to translate nonotzaleque as “conjurors,” and it probably led directly to the name Covarrubias associated with them. Nahualista is a combination word that takes a Nahuatl noun and adds a Spanish ending. The Spanish ending denotes a group of people who hold in common whatever the root of the word would be. In this case, the root word is the Nahuatl word for a shaman.

The persistence of a group attempting to retain the old ways after the Conquest is aptly named for those practitioners of the old religion, and the association between the jaguar and the shaman provides another touchpoint between the description of the nonotzalque and the nahualistas. The nahualistas were a subversive organization after the conquest, and one may suppose that they intended to keep their identities secret. Similarly, the nonotzaleque appear to represent a group. Both groups have internal structure, and both are linked to the disruption of political entities. Both of these are at least grossly similar to the Book of Mormon descriptions of secret combinations.

We have a complex of information that we may use as a native set of characteristics of these “conspirators.” When we attempt to upstream this set of characteristics from the immediate post-Conquest to the immediate pre-Conquest, the connection between a group of people ready and willing to kill who wore the pelt of the jaguar at least suggests that we look at the various orders of the Aztec military. One of the Aztec military orders was the ocelomeh, or the “jaguar warriors,” whose battle attire consisted of pelts of the jaguar.19 The wearing of the pelts or other representations of the jaguar marked this particular military order from others. It was not the only identifiable order, but each was marked by particular clothing.

Of course wearing distinctive clothing is hardly the way to keep one’s group affiliation a secret, but it can keep a specific identity secret, as the Ku Klux Klan learned. In this case, however, it is not specifically the secrecy, but rather the conspiracy that links these groups. It is not the secret, but the combination. They have an internal allegiance and code, and may operate as a group outside of other structural influences.

So far we have a very tenuous description of a pre-Conquest conspiracy that might be described as a secret combination. We can identify some of the characteristics of that group that include the readiness to kill as well as sorcery in the use of the jaguar pelt. The task is now one of “upstreaming” to Mormon’s time. Is there any reason to connect this tenuous later military order from Central Mexico to the secret combinations that Mormon reports in the lands farther to the south?

In the greater context of Mesoamerican history, there is every reason to suppose that Mormon was concerned with militaristic influences coming from Teotihuac·n. The time period ascribed to Mormon’s last Gadianton robbers directly parallels the timeframe for the expansion of Teotihuac·n and their particular brand of militarism throughout the Mesoamerican region. The rise of the Gadianton influence beginning after 200 AD in the Book of Mormon is a direct parallel to the rise of Teotihuac·n’s expanding influence, and the time period that saw the construction of many of the cement buildings in that city, including the temple of the feathered serpent which is now understood as dedicated to the cult of war.20 This influence increased in geographic spread and physical presence from about this time until the time of Mormon, and continued after the close of the Book of Mormon.

The epigraphic record of Tikal records the installation of a new ruler, Siyaj K’ak’, who founds a new dynasty in 378 AD. By iconographic and epigraphic representation, it is absolutely certain that he came from Teotihuac·n, and his descendants thereafter ruled in Tikal.21 Many sites of the time witness either a change in ruling dynasties or an increase in militarism that is represented in new ways that clearly point to Teotihuac·n influence.22 When we place known Mesoamerican history side by side with Mormon’s spiritual history, we find in both accounts a militarism exacerbated by a small contingent of a foreign element from the lands northward. The Book of Mormon timing for this description corresponds directly to the secular history of the expansion of Teotihuac·n throughout all of Mesoamerica, but particularly the Maya region to their south.

In addition to the importation of militarism and political leadership from Central Mexico, the Teotihuac·n influence extended to the transmission of religious ideals that accompanied the political power structure from Central Mexico. Here we recall our touchpoint for a Mesoamerican secret combination, the nonotzaleque. The nonotzaleque were an association that was willing to advance their political ideas through murder, but were also associated with the powerful shamanic symbol of the jaguar. The modern world tends to forget that politics and religion were virtually inseparable in the ancient world. Where politics were involved, religion was involved. The incursion of Teotihuac·n into the Maya area also brought in new powerful symbols and a new religious perspective. It is in this connection that we see another of Mormon’s descriptions of the Gadiantons:

And these Gadianton robbers, who were among the Lamanites, did infest the land, insomuch that the inhabitants thereof began to hide up their treasures in the earth; and they became slippery, because the Lord had cursed the land, that they could not hold them, nor retain them again. And it came to pass that there were sorceries, and witchcrafts, and magics; and the power of the evil one was wrought upon all the face of the land, even unto the fulfilling of all the words of Abinadi, and also Samuel the Lamanite.23

While Mormon never describes the Gadiantons as a military caste, he does specifically note that they were “among the Lamanites,” implying that they were not the Lamanites. He also notes that at this time there is an increase in “sorceries, and witchcrafts, and magics.”

Another of the characteristic traits of Mormon’s secret societies parallels the invasion from Teotihuac·n:

And it came to pass that the robbers of Gadianton did spread over all the face of the land; and there were none that were righteous save it were the disciples of Jesus. And gold and silver did they lay up in store in abundance, and did traffic in all manner of traffic.24

Mormon’s particular experience with these Central Mexican invaders would have come near the height of their power when they were literally “spread over all the face of the land.” These Gadiantons, who are not Lamanites, but who are “among” the Lamanites, are actively interested in commerce and gain. While little is known of the specifics of tribute from the Maya area into the city-state of Teotihuac·n, we may readily assume that it existed. Thus we have a foreign presence, likely part of a military caste and bringing new religious ideas, who are “robbing” the land of goods to send to their foreign city–for their own gain, and not for the gain of those in the Lamanite or Nephite area. Assuming a Mesoamerican context, there is no better candidate for the Gadianton robbers who are contemporary with Mormon. A military association from Teotihuac·n that brought a new militaristic philosophy tied to a new emphasis on “sorceries, withcrafts, and magics” is a remarkably apt description of Mormon’s contemporary Gadiantons as well as the Teotihuacanos. The known history of that time period completely supports the nature of the description that Mormon gives for the Gadianton robbers with which he is personally familiar.

To this point in our process of historical upstreaming, we have a very likely candidate for the Gadiantons of Mormon’s day. Of course our problem, as was noted earlier, is that this Teotihuac·n influence is not known for the earlier periods. How do we continue upstream if we know that the stream wasn’t there?

Interestingly enough, we return to Mormon the author and his artificial patterning of secular history. We are not looking for the presence of Teotihuac·n in an earlier instance of the Gadianton robbers, we are looking for the thread that Mormon uses to draw them to the earlier period. As Mormon moves his understanding of the Gadiantons as a Central Mexican influence earlier in time, he brings with the concept some of the set of meanings associated with the Teotihuac·n Gadiantons. In particular, we have murder and plunder for gain. When we are introduced to the Gadiantons who gain control over the Nephite government in Helaman, we see them as a similarly separate entity carrying with them these traits of greed and murder:

For behold, the Lord had blessed them so long with the riches of the world that they had not been stirred up to anger, to wars, nor to bloodshed; therefore they began to set their hearts upon their riches; yea, they began to seek to get gain that they might be lifted up one above another; therefore they began to commit secret murders, and to rob and to plunder, that they might get gain. And now behold, those murderers and plunderers were a band who had been formed by Kishkumen and Gadianton. And now it had come to pass that there were many, even among the Nephites, of Gadianton’s band. But behold, they were more numerous among the more wicked part of the Lamanites. And they were called Gadianton’s robbers and murderers.25

We have a parallel description of a group of people who are among the Nephites, but are not Nephites. That same group is among the Lamanites, but they are not Lamanites. They are intent on seeking gain, and therefore they murder, rob and plunder. They are Gadiantons. These are the traits of the Central Mexicans of Mormon’s time, and Mormon clearly links the Gadiantons of his own time to this earlier time period, both by name and attributes. Of course the characteristics described, that of murder for political gain and robbings and plunderings, could easily fit with the developing cultural pressures among the Maya at this time period. There is no particular need to see this group as foreign, except in the construction of Mormon’s meta-theme. For Mormon, there is a characteristic of secret combinations that ties together all of the thousands of years of history, and that is a connection to the Jaredites.

A Millennium of Disappearing and Reappearing Secret Combinations

The final piece of the puzzle of Mormon’s Gadianton robbers is in the nature of this conceptual thread with which Mormon ties together nearly two thousand years of New World history. Both textually and conceptually, Mormon ties the secret combinations together based on the underlying inheritance from the Jaredites. Although Mormon takes pains to show that the secret combinations were not learned from the records of the Jaredites that the Nephite record-keepers preserved, he nevertheless takes equal pains to state that they had the same source as the Jaredite secret combinations: “that same being who did plot with Cain.”26

The connection between the Jaredites and the Gadianton robbers of Helaman’s time would have been an easy correlation. Jaredite names frequently appear in the Nephite faction that is associated with the pro-king separatists.27 Gadianton might be a name of Jaredite origin, but Kishkumen almost certainly comes from the Jaredite heritage among the Mulekites.

Mormon’s “problem” is the making the connection between the Gadianton’s of his own day and the Jaredites. If, as is proposed here, Mormon is seeing a Central Mexican, or Teotihuac·n influence and describing it as “the Gadiantons,” then he must have some reason to connect this completely foreign culture to the Jaredites.

Mormon makes his connection explicit by his insertion of the northward migration text. Since there were Nephites who went North, Mormon can conceptually have them “carry” the secret combinations with them. That is the mechanism Mormon uses, but what was there about the Teotihuac·n invasion that allowed him to justify it as being connected to the Jaredites? For this answer, we need more historical information about the Mesoamerican culture area.

The Olmec is the name used for the people who occupied the territory that the Book of Mormon knows as Jaredite.28 We should resist the temptation to equate the Olmec with the Jaredites, because that would imply that the Olmec began with the Jaredites. This is known to be incorrect. However, just as the Lehites entered a world with other people in it, so did the Jaredites. They happened to enter the precise area of the most highly evolved culture of their day. It would be accurate to say that they participated in Olmec culture. This participation would have extended to the language of the Olmec, and to the entire Olmec cultural catalog.

One of the mysteries about the Olmec that found its resolution in the late 70’s, was the reconstruction of their language. Kauffman and Campbell presented a ground-breaking paper that noted the large number of loan words coming from the Mixe-Zoque language. They also noted that Mixe-Zoque would have existed in precisely the location of the archaeological Olmec, and at the same time. Thus they suggested, and their suggestion has been widely accepted, that Mixe-Zoque was the language of the Olmec, a culture so influential that they lent both culture and vocabulary to many other groups in Mesoamerica. As the language of the Olmec, Mixe-Zoque would also have been the eventual language of the Jaredites.

The Mulekites would have participated in that cultural zone, and their historical move up the valley of the Grijalva parallels the movement of a daughter language of Mixe-Zoque into that same region. Based on the connection to the Olmec and the geographic distribution of Zoque, this daughter language would have been the language of the Mulekites, and likely the lingua franca of the Nephites. Thus the connection between the Jaredites and Mulekites was evidenced by language as well as historical and cultural ties.

Until recently, a similar understanding of the linguistic affiliation of Teotihuac·n has been among the greatest of Mesoamerican mysteries. This city might be called a Mesoamerican Rome because of its size and regional importance, but there was absolutely no trace of the language they spoke. It was a situation analogous to knowing about the Romans from their architecture and engineering feats, but never finding even a scrap of Latin, nor any Romance language.

This situation has recently been resolved. Although the results are currently unpublished, John Justeson has indicated the time-depth of many Mixe-Zoque loan words suggests that the language of Teotihuac·n was Mixe-Zoquean.29 This linguistic affiliation gives us the last tie that Mormon would have needed to connect the secret combination of his day to the Jaredite combination of old. For Mormon, Teotihuac·n would have come from the same source!

Mormon certainly knew the linguistic affiliation of the Mulekites, and knowing that same language affiliation for Teotihuac·n, a language different from the Maya languages that are spoken my most of the peoples Mormon would identify as Lamanite, Mormon would understand Teotihuac·n as having ties to the ancient Olmec, or to the Jaredites as Mormon knew them. To Mormon, these were yet another branch of the old Jaredites. For Mormon, the Gadianton secret combination continued to rise from its ancient Jaredite roots.

The Gadianton End Game

Mormon uses the literary concept of the type-scene to reinforce a spiritual pattern that emerges from historical events. This historical pattern consists of an internal secret combination that is interested in power, gain, and political ascendancy through murder. The moral of the type-scene is that the secret combination causes the destruction of a people, as defined by their religio-political structure. The quintessential type-scene to which all others refer is that of the Jaredites. Mormon links each of his parallel type-scenes back to this Jaredite level.

The second type-scene in historical order is that of the Gadiantons of Helaman’s time and just prior to the arrival of the Messiah in the New World. This secret society is the one that is most elaborately described, with multiple internal parallels that highlight the same characteristics as the secret combinations of the Jaredites. Mormon explicitly connects these Gadiantons to the Jaredites, and the correlation may have been heightened by the Jaredite names associated with the movement. This tie to the Jaredites would have come through the historical connection between the Mulekites and the remainder of the Jaredite civilization, a connection that not only lent ideas such as secret combinations, but also a language that was derived from that of the Jaredites. The result of this named secret combination is the destruction of the Nephite polity.

The third and final type-scene occurs in Mormon’s day. The secret combination is called the Gadianton robbers, and Mormon links the secret combination of his day to that of Helaman’s time by the northward migration narrative as well as the linguistic ties to the Jaredites or Olmecs.

Each of these type-scenes is built upon historical data, but the data are related in such a way to tell us more than history. They also tell us the future, for they form a predictable pattern. As complex as this meta-theme is in the Book of Mormon, it is expanded by yet one more meta-theme that Mormon saw, or at least hoped for. Not only is the presence of secret societies repetitive and predictive, Mormon likely saw the aftermath of the secret societies as repetitive and predictive.

Mormon’s text shows us that the Gadiantons of Helaman’s day ushered in the destruction of the Nephite polity. After that terrible end came a marvelous beginning. The Atoning Messiah came, and altered the world. To appreciate this fundamental alteration, we must understand the Book of Mormon conception of this Messiah. Even though the Book of Mormon prophets clearly understood the difference between the mortal mission of the Messiah and the final mission of the Messiah at the end of this world, they primarily preached the mortal Messiah and the mission of Atonement. Nevertheless, we give the Book of Mormon prophets little credit if we therefore presume that they did not also understand the Messiah of the end times–the Triumphant Messiah.

Mormon certainly understands that these two “comings” of the Messiah are the same person, but two different times. The Triumphant Messiah is he who will transform the world into a single political/religious entity, and who will usher in a complete and final peace. When the Atoning Messiah came, even though his mission was in mortality, he could not help but bring with him the influence of who he truly was. In different circumstances he was the one who would usher in a permanent peace. However, the mortal mission and the timing were different. So there are similarities, and there are differences. For Mormon, the difference is one of permanence.

The Messiah who appeared at Bountiful brought peace, just as he will at the end of the world. However, since this first time was related to a mortal ministry, it was not a permanent peace–it was a peace that lasted for two hundred years before it began to fade. Nevertheless, this peace was directly related, inexorably related, to the appearance of the person of the Messiah. His essence required that he bring peace, even though the particular mission did not yet allow that peace to be permanent.

Mormon would have seen the arrival of the Savior in Bountiful as connected to the future arrival of that same Messiah in new circumstances. We may suppose that Mormon’s naming of the Gadiantons in the two time periods tells us of his expectations of the parallels. Mormon is facing the decimation of his own people, yet he retains his optimism in the future. Mormon is saying that in the time of Helaman the destruction of the Nephites by Gadiantons was followed by the coming of the Messiah, a miracle that restored the Nephites. Mormon is expecting that after the destruction of his own people by the new Gadiantons, that the Messiah will come again, and will similarly restore the Nephites. His record will be the guide for that restoration. His optimism lives in his text, even though its fulfillment is taking longer than he would have hoped

.

Notes

1 Louis I.J. Stadelman, The Hebrew Conception of the World (Rome: Biblical Institute Press, 1970), 26.

2 H. Wheeler Robinson, Inspiration and Revelation in the Old Testament (Oxford: Clarendon Press, 1946), 129.

3 Alma 37:21; Ether 14:8-9 sets up the destruction of the Jaredites because of secret combinations.

4 Helaman 2:12-14.

5 Richard Dilworth Rust, “Recurrence in Book of Mormon Narratives,” FARMS Journal of Book of Mormon Studies, vol. 3, no. 1 (Spring 1994), 39.

6 Helaman 2:13-14.

7 Helaman 3:17

8 Alma 63:5-8.

9 Helaman 3:4-7.

10 “Concrete Evidence for the Book of Mormon,” Reexploring the Book of Mormon, edited by John W. Welch (Provo, Utah: FARMS, 1992), 213. Citation is to David S. Hyman, A Study of the Calcareous Cements in Prehispanic Mesoamerican Building Construction (Baltimore, Maryland: Johns Hopkins University, 1970), ii, sect. 6, p. 7.

11 George C. Vaillant. Aztecs of Mexico (New York: Penguin Books, 1966), 78-90.

12 Not only does this bridge occur in the passage describing the northward migration, but it is reinforced by an explicitly named migration of Gadiantons just prior to the destructions at the time of the death of the Jesus. See 3 Nephi 7:12-13.

13 4 Nephi 1:41-42.

14 4 Nephi 1:46.

15 Bernardino de Sahagun, Florentine Codex (Salt Lake City: The School of American Research and the University of Utah, 1963), 11:3.

16 Molina and Simeon.

17 Bernardino de Sahagun, Historia General de las Cosas de Nueva Espana, vol. 3 (Editorial Porrua, 1969), 222.

18 Miguel Covarrubias, Mexico South: The Isthmus of Tehuantepec (New York: Knopf, 1967), 77-78. Covarrubias is cited in both Sorenson (1985, 303) and Bruce W. Warren, “Secret Combinations, Warfare, and Sacrifice,” Warfare in the Book of Mormon (Provo, Utah: FARMS, 1990), 229.

19 Ross Hassig, Aztec Warfare (Norman, Oklahoma: University of Oklahoma Press, 1988), 45.

20 It may be one of the greatest ironies in LDS attempts to link the Book of Mormon to historical Mesoamerica that the feathered serpent symbol that has seen so much print as a representation of Christ may actually have been a representation of the Gadianton robbers.

21 Simon Martin and Nikolai Grube, Chronicle of the Maya Kings and Queens (London: Thames & Hudson, 2000), 29.

22 Rene Millon, “The Place Where Time Began: An Archaeologist’s Interpretation of What Happened in Teotihuacan History,” Teotihuacan: City Of The Gods, edited by Kathleen Berrin and Esther Pasztory (London: Thames & Hudson, 1993), 26.

23 Mormon 1:18-19, italics added.

24 4 Nephi 1:46.

25 Helaman 6:17-18.

26 Helaman 6: 25-29.

27 Sorenson has noted the Jaredite connection to the kingmen, see Sorenson (1985, 265).

28 The application of the designation Olmec to these people is actually the result of historical error. The Olmec were known historically, and their name was first associated with the archaeological finds before they were understood to be as old as they are. The name stuck. The group that lent their name to this ancient people is now referred to as the historical Olmec. We do not know what the ancient Olmec called themselves.

29 John Justeson, personal communication.

Changes in the Book of Mormon

I want to do several things today. I’m first going to describe the critical text project, some of its major findings. Then I would like to turn to the issue of changes in the text to the Book of Mormon.

Critical texts have previously been prepared for important historical and literary works but until fairly recently not for the Book of Mormon. The first critical text of the Book of Mormon was published by the Foundation for Ancient Research and Mormon Studies, or FARMS, in 1984-86. That first version, although preliminary helped to establish criteria for the current project, especially the need for direct access to the original and printer’s manuscripts as well as the clearest photographs of those manuscripts. A critical text shows all the substantive changes that a written work has undergone from its original version to its present editions.

The word critical is derived from the Greek word krites meaning judge. When referring to a critical text, the term means that notes accompany the text so that the reader can see how the work has changed over time and thus judge between alternative readings.

There are two main goals for a critical text to the Book of Mormon. The first is to determine to the extent possible the original English language text of the book, that is, the text that Joseph Smith received by means of the interpreters and the seer stone. The second purpose is to establish the history of the text, including both accidental errors and editorial changes that the book has undergone as it has been transmitted down through time in its many editions.

The current critical text project of the Book of Mormon began in 1988 with major support from FARMS. Initial work concentrated on studying the two manuscripts of the Book of Mormon, namely the original manuscript and the printer’s manuscript. The original manuscript, as we have it, was produced in the spring and early summer of 1829 by scribes who wrote down Joseph Smith’s dictation of the text. In 1841 the original manuscript was placed in the cornerstone of the Nauvoo house. When removed in 1882 most of the manuscript had been destroyed by mold and water seepage. Today only 28% of the original manuscript is extant. Most of the surviving leaves and fragments–25% of the 28%–are held by The Church of Jesus Christ of Latter-day Saints. The remaining 3% are fragments owned by the Wilford Wood Foundation, the University of Utah and various individuals.

The printer’s manuscript is the copy of the original manuscript that scribes produced from August 1829 to the early part of 1830. For the most part, the 1830 printer set the type from the printer’s manuscript. Although for 1/6 of the text–from Helaman 13 through the end of Mormon–the type was set from the original manuscript.

The printer’s manuscript is virtually 100% extant and is held by the Reorganized Church of Jesus Christ of Latter-day Saints, now renamed the Community of Christ.

As a part of the critical text project, a typographical facsimile has been prepared for each of the two manuscripts. This kind of transcription represents an exact reproduction of the text in typescript. The text is transcribed line for line and without any corrections or expansions. Original spellings and miswritings are retained, all scribal changes in the manuscripts whether cross outs, erasures, overwriting or insertions are reproduced.

In May 2001, the transcripts of the two manuscripts were officially published by FARMS, now a part of Brigham Young University. They are the original manuscript of the Book of Mormon typographical facsimile of the extant text. Out there, there are copies of it, they’re in shrink wrap, I brought some open ones if some of you wish later to look at a copy. This is the original manuscript, 28% of it is extant.

The second one is the printer’s manuscript of the Book of Mormon typographical facsimile of the entire text in two parts, so there are two volumes for that. These are fairly heavy, you don’t want to lug them to Church. (Laughter)

Both volumes contain introductions that present a brief history of the manuscripts, the symbols used in the transcription system and a physical description of the manuscripts. These two volumes present the earliest textual sources for the Book of Mormon; all known fragments of the original manuscript have been identified, interpreted and pieced together to the extent possible. A continuously running text for the extant portions has been provided with conjectured text placed sub linearly, or below the line.

The transcript of the original manuscript includes numerous fragments from the Wilford Wood Collection; these fragments from 58 pages of the original manuscript were discovered in 1991 and were conserved and photographed for the critical text project. In addition, minor fragments now held by others were also discovered as a part of this project. A number of forgeries were also identified and thus avoided in the transcript of the original manuscript.

With the publication of these two volumes all the legitimate manuscript sources for the Book of Mormon text are now accessible. Using the first three editions of the Book of Mormon along with these transcripts, scholars now have all the available information for studying the text of the Book of Mormon. This publication is intended for scholars of all faiths and persuasions, LDS, RLDS and all others interested in the text. Both LDS and RLDS versifications have been provided in the identification of manuscript pages and photographs.

The critical text project is a scholarly one; it has not involved any ecclesiastical approval or endorsement. The transcripts and the textual interpretations represent the editor’s own scholarly work but have involved peer review from other scholars.

The design and typesetting is the work of typographer Jonathan Saltzman, presents the text in an appealing form, one appropriate to the importance of the Book of Mormon.

Ultimately there will be four printed volumes and one electronic collation in the complete critical text. In addition to the two now published volumes there will be 3) The History of the Text of the Book of Mormon; 4) Analysis of Textual Variance of the Book of Mormon; 5) a complete electronic collation of the Book of Mormon.

The third volume will discuss the transmission of the text, from the manuscripts through the major editions. The fourth volume will discuss cases of textual variance and will attempt to determine the original English language reading of the text. The electronic collation will be a lined-up comparison of the important textual sources and will specify every textual variant in the Book of Mormon including punctuation, capitalization and spelling. The collation will include the readings of the two manuscripts and twenty editions of the Book of Mormon. The editor’s plan is to have volumes three and four and the electronic collation available within the next three years.

Now let us consider some of the more important findings of the project.

1. In copying from the original manuscript to the printer’s manuscript, Oliver Cowdery and other scribes made an average of two to three textual changes per manuscript page. The term textual change means an alteration in the wording, however minor, or a consistent change in the spelling of a name. In general these transmission errors have not been caught by later editors of the text except by reference to the manuscripts themselves.

2. As a part of this project the editor has completed a preliminary analysis of variation in the text of the Book of Mormon. This analysis provides evidence for about 1,500 potential changes to the current text. The large majority of these textual changes involve minor variation in phraseology. For instance (in the next overhead) in more than a few cases the indefinite article ‘a’ has accidentally been omitted, especially when the article is repeated in a coordinate construction.

In the following list we have eight examples involving a pair of coordinated adjectives followed by a noun. For each case, the addition in which the repeated ‘a’ was first dropped is listed in parentheses. So for example in the first one, Omni 1:28, the original text reads “…a strong and a mighty man,” the ‘a’ is repeated. This is not normal for English, it’s much more natural just to delete the second ‘a’ and this happens; it’s rather persistently occurring but randomly and occasionally. So in 1852 this was set by the typesetter as “…a strong and mighty man.”

In the next one we have one where ‘a’ dropped out in the 1840 edition, the next one 1837. And so currently in the text there are eight of these, in the LDS text there are a few more different ones in the RLDS where this repeated ‘a’ has accidentally dropped out. And this is… this represents eight of the 1,500. Most of the changes are like this.

In contrast to cases of minor variation, about 100 newly discovered changes are semantically significant. These proposed changes lead to differences in meaning, ones that would show up when translating the text.

3. Scribal corrections in the original manuscript supports statements made by witnesses of the translation that Joseph Smith sometimes spelled out the unfamiliar Book of Mormon names, at least on their first occurrence.

4. The original text is more consistent in phraseology and word usage. Many errors have led to various wrinkles in the text. One example is the phrase “…the word of the justice of the eternal God,” and if we could have the next one (overhead). This is found in 1 Nephi 12:18 which in the original manuscript read “…the sword of the justice of the eternal God,” and here (overhead) we have the two manuscripts in the writing as the scribes wrote them and the original has “And a great and a terrible gulf divideth them, yea, even the sword of the justice of the Eternal God”. When Oliver copied this, he accidentally misread the ‘s,’ it was difficult to actually read and he ended up replacing it by ‘word.’ Elsewhere the Book of Mormon refers only to the ‘sword’ of God’s justice never to the ‘word’ of God’s justice; and here we have eight examples… no seven, and the last one is particularly interesting. In Ether 8:23 it has the exact same phraseology as the original one in 1 Nephi 12:18: “the sword of the justice of the Eternal God.”

5. The original text that is the English language text that Joseph Smith saw is not fully recoverable by human effort. Textual errors are generally not found except by discovering the correct reading in the manuscripts. Unfortunately most of the original manuscript is not extant. Conjecture based on internal analysis of the Book of Mormon text has largely been unsuccessful in recovering the correct reading. Still some conjectures are probably correct as in the next (overhead)… maybe I don’t have that example, let me see… (pause) Okay.

6. Even if we had the entire original manuscript there could still be errors in the text namely because the original manuscript itself has some errors. For instance… in the next one (overhead), in 1 Nephi 7:5 the original manuscript reads “…Ishmael, and also his hole hole” an impossible reading. The correct reading must be something else, when copying into the printer’s manuscript Oliver Cowdery amended this phrase to “…Ishmael, and also his household,” and here (overhead) you have the two manuscripts as they were written. The original manuscript is not Oliver Cowdery, an unknown scribe; printer’s manuscript is Oliver Cowdery copying it.

Usage elsewhere in the text suggests the word household always occurs with a universal quantifier, either ‘all’ or ‘whole’ or ‘none at all’ in negative sentences and here (overhead) I give some examples. Note the last one Ether 13:22 is a universal quantifier which means that the whole family goes along: “…Coriantumr repented not, neither his household.” If you had written there neither ‘all’ of his household then it might imply that some of them maybe did but by the negative sentences you can’t have a quantifier to get the universal meaning.

The really interesting one here is the use of “…his whole household” in Alma 22:23, the fourth one down (overhead). This suggests that the original text for 1 Nephi 7:5 probably read “Ishmael, and also his whole household” where the first ‘hole’ in the original manuscript is a homophone for ‘whole’ and the second ‘hole’ stands for the ‘hold’ of ‘household’ with the loss of the final ‘d’ in pronunciation.

7. The systematic nature of the original text and the spelling out of Book of Mormon names support the theory that the text was revealed to Joseph Smith word for word and even letter for letter. On the other hand all subsequent transmissions of the text appeared to be subject to human error. At each stage the accuracy of the transmission is dependent upon the carefulness of the transmitter, whether Joseph Smith, his scribes or later editors and typesetters. This caveat of course equally applies to the critical text itself, although all have tried to do their best, every transmission of the text appears to have led to some mistakes, yet none of these errors significantly interfere with either the message of the book or its doctrine.

These textual errors have never prevented readers of the book from receiving their own personal witness of its truth.

Let me give one other point that… I might point out this just appeared… published this week by FARMS, it’s a history and the major findings of the critical text project and I’ve brought a few here and they’re available out here. FAIR is selling… I only brought a few copies but if they run out you can get them from FARMS next week.

But in this I want to read one other statement and this deals with the changes in the text. The editing of the text, including Joseph Smith’s for the 1837 edition, should in nearly all instances be viewed as translating the text into a more standard variety of English. Moreover, in his editing of the text Joseph acted as human editor, his 1837 and 1840 revisions do not represent any kind of final authorial intent since Joseph Smith is first of all not the author of the Book of Mormon. Nor is there any evidence that his editorial revisions represent inspired corrections to the text, especially since he left unchanged dozens of substantive errors that the scribes originally made when they copied from the original manuscript to the printer’s manuscript.

The main point that I’m making is there is only one revealed stage in the transmission of the text and that’s what Joseph Smith received from the Lord. All other transmissions show human transmission and apparently, as far as we can tell, no intervention from the Lord. My conclusion here, there has been a spiritual dimension also to my work although my own testimony of the Book of Mormon is not based on this work on the Critical Text Project but rather on my own personal witness of over twenty years ago that this book records events which really happened. Nonetheless, it has been a delight to have discovered evidence in the original manuscript to support what witnesses said about how Joseph Smith translated.

The Book of Mormon is truly a marvelous work and a wonder and there’s considerable textual evidence that it was a word for word revelation to Joseph Smith from the Lord. With that I would like to turn to, I think, one of the most astounding findings of the Critical Text Project. When I first worked on reading the manuscripts, there’s always this thrill when you find the occasional error. (Laughter) You know, textual critics have to prove their value and the way they do it is by finding errors, but as I studied these errors I discovered something much more important and ultimately I realized that by human means I wasn’t going to find all the errors, 28% of the text is extant, what about the rest of it? And there are even errors in the original manuscript. One of the really surprising things is that in many cases, over 100 I’ve discovered, the original text was without exception in its phraseology; that over time we’d had occasional errors, one or two in a given phrase, so that the current text has what I call wrinkles in it. They don’t prevent you from understanding and reading but if you look at these phrases you discover the original was astoundingly systematic. And I wanted to give a few examples of these.

In a sense this is… we have to be grateful for the mistakes people have been making because these mistakes then allow us to discover how systematic the text originally was. The next twelve or so (overheads) will just be examples that I’ll go over briefly.

In referring to the present time the Book of Mormon always says ‘this time,’ it’s in the singular, it is never in the plural, even though we say in these times: original text is 61 to 0, however the current text is 60 to 1. The one mistake in 1 Nephi 10:19 “as well in this time as in times of old, and as well in times of old as in times to come” notice the past and the future are in the plural and because of those occurrences of the plural nearby the 1830 printer accidentally set the present in the plural but the Book of Mormon never does this.

The next one, the word ‘whatever’ never occurs in the original text, it’s only ‘whatsoever’: original text 74 to 0, current text 72 to 2. We have them both; the 1830 printer put in ‘whatever,’ once in Jacob and elsewhere in Helaman. These are just accidental errors; notice he didn’t replace all 74, he just accidentally replaced two.

The next one, people in the Book of Mormon do ‘iniquity’ they never do ‘iniquities’ in the plural: the original text 22 to 0, now it’s 21 to 1. Jacob 2:35 “ye have done greater iniquity than the Lamanites” accidentally changed to the plural by the 1830 printer.

The next one, to have hope, the Book of Mormon in the original text has the main verb ‘have’ followed by the direct object ‘hope’–18 to 0, there is one occasion where this is actually due to editing by Joseph Smith, he changed it to ‘to have hoped’ he made the ‘have’ into what we call an auxiliary verb, the perfect, and he basically made the noun into a verb. He did this in Jacob 5:46 he left all the other examples. This is an example of his own editing showing that he is not the author of the text. He himself did not realize how systematic the original text was.

The next one, ‘if it so be that’: 38 to 0. Changed in two cases to ‘if it be so that’ mixing up the order, occurs in the 1852 and the 1849 editions.

The Nephites and the Lamanites, the ‘the’ is always repeated: 15 to 0. But, in the 1830 edition, in one place the additional ‘the’ was dropped so the current text reads “and I saw wars between the Nephites and Lamanites”. This is the kind of expression which we might expect.

The Book of Mormon only has, originally, ‘to observe to keep the commandments’ never ‘to observe the commandments’: 11 to 0. But, in the 1837 edition the words ‘to keep’ were accidentally dropped out in one case.

‘To set a mark upon’ someone, never ‘to set a mark on’ someone, that’s what we really expect in modern day English: 9 to 0 in the original, it’s now 8 to 1, an 1837 change.

‘Thus ended a period of time’, they are all in the past tense. We have four places now where it’s in the present ‘Thus endeth a period of time’ and these are in the accounts in Alma–one in the 1830, 1837 for another one, two of them in 1849. It gives a sort of immediate presence in the accounting but the actual text never does this.

In the Book of Mormon you only ‘meet’ people, you never ‘meet with,’ meeting with people sounds like a modern-day bureaucratic system. In any event this one accidentally occurred–1830 edition–Alma is traveling and he… the sons of Mosiah are coming back from their missionary labors with this difficult problem that the… their converts are being murdered. In any event he ‘met’ the sons of Mosiah on the road he didn’t ‘meet with’ them.

‘Conditions’ never ‘condition’, there is no singular condition in the original text, it’s always plural: 14 to 0. We have two in the current text: “and we will guard them from their enemies by our armies on conditions that they will give us a portion of their substance” this was changed in the 1920 edition, it was a conscious change, it is marked in the Committee copy. The other one in the 1830 is an accident. We in English expect the singular; it’s actually a tribute to the typesetters that they have kept 12 of them because it’s so unusual in English to have this plural use for us at least today.

And finally, ‘into’ one’s hands never ‘unto’ one’s hands: the original text was 56 to 0, the current one is 55 to 1. This is one that the 1920 Committee copy isn’t marked, it is a typo by the typesetters in Chicago. “Therefore they yielded up the city into our hands” is the original and it was misread as ‘unto’ so “therefore they yielded up the city unto our hands”. When you think about it, it is a little strange it’s just a misreading.

Well, these are twelve examples. There are over 90 more, probably over a hundred. I haven’t really counted them but it’s amazing to me how systematic the text was. And even Joseph Smith couldn’t understand how systematic it was.

Now we come to the big topic that so many people are exercised over: how many changes are there in the Book of Mormon text? I don’t know and I’ll tell you why it’s hard to count them. In my computerized collation of the two manuscripts and 20 significant editions of the Book of Mormon, I can count the number of places of variation. These are places where in some place in the text there’s a variant, whether it’s spelling, punctuation, words missing, added, grammatical change. There are 105,000 places of variation.

For your information there are 270,000 words or so in the Book of Mormon, but even this number of 105,000 is misleading. If you take an example… let’s see what we have (overhead)…

Suppose you have an example where the manuscripts have no punctuation and the 1830 put in a semi-colon and a later edition made it a colon and then it’s been made a period but later it was changed back to a semi-colon, this is all one variant, it’s a place of variation but maybe within it there could be 4-5 changes.

So the real issue, borrowing from Proverbs, is “with all thy counting get understanding.” (Laughter) Let us begin with the kinds of variants there are. The first one is with bookkeeping or referencing: chapters and verses. The chapters are actually… the word chapter and the numbers are not original to the text of the Book of Mormon. As Joseph Smith was dictating he apparently could see the end of a section and he would tell the scribe, ‘write the word chapter,’ which the scribe did. The ink level is the same. The numbers added are added later in heavier ink, sometimes the wrong number and in many places the word chapter is in the wrong place. It belongs where something ended but it may be the beginning of a new book and yet the word chapter is written at the beginning of a new book, right before the name of the book and these had to be corrected. So there are variations of course in chapters, the numbers assigned to them and there are five versification chapter systems in the text. The RLDS have three of them in their first, second and third editions. They kept… they had long ones and they broke up their verses more and broke them more even more.

In 1852, Franklin Richards and his brother Samuel numbered the paragraphs, they were long, it’s a kind of versification.

In 1879, Orson Pratt changed the chapter system and broke up the chapters, they were much longer originally and we have more than twice as many chapters than the original text had and then he put verses… verse numbers in. All of these are variants. Well, we won’t count those, okay?

Then there are accidentals. The term accidental is one that comes from Aristotle; it refers to distinctions which do not change the essence of something. In other words, they change the form but not the substance. Well what are some of these?

Paragraphing: Paragraphing was added in the 1830 edition. Paragraphs you can think of have been replaced by versification but even verses are little paragraphs, every one of them is a little paragraph and breaks up the ability to read the text in a flowing manner.

Punctuation: For the most part punctuation is an accidental. You can basically read the Book of Mormon text without punctuation. In the original manuscript we only find evidence for a few dashes in the book summaries, otherwise there is no punctuation. The original text itself probably had no punctuation at all. Most of it was added by the 1830 printer, it has been changed to… in some places it was probably wrong… in only a few places is there really any debate over whether the punctuation makes a difference in meaning. Those would not count as accidentals. If the punctuation makes a real difference in meaning then we put it under a different category, but the vast majority, and I would like to say those who wish to count punctuation changes as changes need to realize that every punctuation mark is a change because the original manuscript didn’t have any except for a few dashes and those have all been changed so every punctuation mark is a change. We are way beyond 4,000 and yet we haven’t got to one of any substance yet.

Spelling of common words: We have variant spellings in the editions and the manuscripts, labor versus labour. The ampersand, you use the ampersand that’s a change if you write it out. Etc. was always written as ‘ampersand s.’ Misspellings, these (overhead) are a couple of Oliver’s: ‘intrigue’ and ‘kept’. Slips of the pen: Nephi and pass, where the vowel just acts… these are generally found, and then of course there are lots of typos.

Capitalization: Most capitalizations, many of the names were not even capitalized in the manuscripts, depending on the scribe. So here we have ‘river sidon’ versus ‘river Sidon’ this was in the 1830 edition. Deseret, editors have debated whether this should be capitalized or not. And ‘i’ even ‘i’, one scribe just doesn’t like capitalizing his ‘i’s. Should something be in all caps or in regular capitalization? Jehovah is sometimes put in all capitalization in some editions.

These all clearly show that the transmission of the text is occurring through humans. It has all the signs of human transmission but the original revelation to Joseph Smith I would submit, because he could see the spellings… he could produce specific phraseology over and over, suggests that that is indeed what he received.

Well, in contrast to accidental changes we have substantive changes and here are a few. Changes in the words, forms of the words, phrases and sentences, spellings that make a difference in meaning, this includes names, here are four of them that the manuscripts are very clear should be: Gaddianton with two d’s, someone will have to change their talk, Morionton with all o’s, Zenock is ‘ch’ like Enoch it is not ‘ck’ this is Oliver Cowdery’s scribal error that he just has the darndest time trying to avoid and ultimately the editions have ended up with ‘ck’, however the list by the way at the back has ‘ch’. Don’t know what this means but the pronunciation list has the correct one for some reason and Kishkumen has a ‘c.’ Remember the city of ‘Cumeni’ or however it’s pronounced; it’s got a ‘c,’ sort of interesting.

Then there’s also spellings that deal with homophones, you have to figure out what word was intended. Is the word right ‘rite’, the ‘rites’ of their religion, the current text has it ‘rites’ is that correct? ‘Straight’ is one that’s caused considerable debate is it the one with the ‘gh’ or the one without? Does it mean narrow or not crooked? And ‘travel’ versus ‘travail,’ Oliver Cowdery apparently pronounced them ‘travel’ both, this is the common pronunciation for both words and we have to figure out which ones are ‘travel’ – the ‘travels’ of the Jews? Or the ‘travails’ of the Jews? And you can’t tell by the spellings of the scribes.

Okay, grammatical usage. The Book of Mormon has been edited basically from dialectal English into standard English, from Geneva-Rhodes English into BYU English. (Laughter) Yeah! Some of this editing is accidental, it occurred accidentally in… going between the manuscripts and into the 1830 edition, it wasn’t intended, but beginning with the 1837 edition this was consciously done, attempting to remove dialectal things that would be considered non-standard such as ‘they was’ to ‘they were,’ ‘them days’ to ‘those days.’

The most significant kind of grammatical change though, in the Book of Mormon text, has been to remove King James Version language. The most prominent is changing ‘which’ to ‘who’, “Our Father which art in heaven” was the original reading for the Lord’s prayer in 3 Nephi edited to “Our Father who art in heaven” which is what we would expect at least with respect to that relative pronoun. ‘Because that’ changed to ‘because’ “because that he came” this is not Standard English but it’s in the King James Bible and ‘he sayeth.’ In lots of narratives in the Bible, especially in the New Testament, it’s in the present, this gives an immediacy to it and these have been edited basically to ‘said’ and so when Amulek and Zeezrom are going at each other the original text says “and he sayeth, he sayeth, he sayeth” and these have been edited to “he said.”

There are examples of phraseology and these are more accidental and I gave some examples of the repeated ‘a.’ Note that the examples that we’ve… these examples, virtually all of these that I’ve been talking… well some of them, the grammatical at least, thus far would not show up in a translation for the most part. Most of these grammatical things, whether you use ‘which’ or ‘who’ if you’re translating another language that language will tell you which relative pronoun to use, so these things really aren’t that significant from a meaning point of view. But there are meaning ones and we saw some examples like ‘the sword of the justice of God’ being accidentally changed to ‘the word‘ and these clearly would show up in translating and these are about the highest level we’re going to get though in terms of meaning changes.

Finally, we have a group of items that we could call clarifications. Joseph Smith, in his editing, for the first 100 pages, every time he did it, 1837, 1840, we also know he was doing it a third time in about 1842. He works very assiduously and pretty carefully for about the first 100 pages and then the demands on his time make it so that he apparently cannot continue doing the editing at that level of detail and so he doesn’t continue. He does a more rapid and getting only the essential changes that he wanted, the grammatical ones that would be clearly non standard.

For example, in these two (overhead), these are 1837 changes made by Joseph Smith in his own hand and notice they’re really clarifications, perhaps, I mean we can… ‘he pitched his tent in a valley beside a river of water’, and he changed it to ‘by the side of a river of water’ even though ‘beside’ does mean ‘by the side of’ historically. Or in the account of the dream ‘methought I saw a dark and dreary wilderness’ and Joseph added ‘in my dream’. It’s really not necessary but it’s a clarification just in case you didn’t remember that he was describing the dream.

Finally we come to the five chestnuts, the ones that everyone seems to be exercised over. The point is there… first of all, aren’t too many and when you compare with other texts and people debating over what the text should read. The first one is one that was discussed yesterday… the example… the first one ‘the mother of God’ changed in the 1830 edition to ‘the mother of the Son of God.’ I view these myself as in the clarification mode. These kinds of changes are found only in the first part of the text. There are later ones that Joseph Smith could have changed, ‘God’ to ‘Son of God’ but he did not. I also added in the extra one here of ‘Jesus Christ’ being changed to the ‘Messiah.’ These are, I think, clarifications.

We can’t be really absolutely sure what was in Joseph Smith’s mind. A lot of people are speculating as to the theological reasons, or the attempts to make the text more consistent or something. Joseph Smith made the changes; he didn’t leave any notes or explanation. Maybe for example, he didn’t like the Catholic sounding ‘mother of God?’ In any event, these in my mind are clarifications.

The next one is one that’s probably a scribal error, the ‘Son of the Only Begotten of the Father.’ I suppose one could say if they really believed this that somehow this must mean Jesus had offspring. Well it is probably a scribal error, it occurs in the… we don’t have the original manuscript; it is in the hand of scribe two of the printer’s manuscript. Apparently, the scribe, hearing a lot of ‘ofs’ put in too many, put in an extra one ‘the Son of the Only Begotten of the Father’ ‘after the order of the Son of the Only Begotten of the Father’, we have these extra ‘ofs’ Joseph Smith removed them in the second edition and quite correctly. These probably are just simple scribal errors.

The third one is this ‘white and delightsome’ changed to ‘pure and delightsome.’ There has been more ink on this one than any one and it’s all about modes and it’s really, I think, an embarrassment. First of all the textual evidence, this change appears in the 1840 edition, we presume that it was made by Joseph Smith but we can’t be sure, it just appears. It is probably not a typo, a misreading, because ‘white’ and ‘pure’ look so different, it probably was consciously done.

In preparing the 1981 edition, the Committee at the Church considered this reading in the 1840 edition and they made the change based on the 1840 edition. It is in my mind quite clear that there was no political motivation; they were not trying to remove racism from the Book of Mormon text. The reason this is very clear is there are eight other passages they did not touch which quite clearly could be identified as making the same preference for white skin and those are not removed. The brethren, I presume, and they’ve never said why, but… looked at the actual text of the 1840, decided that it was Joseph Smith’s change–I think it probably was–and decided to follow that. It was a very conservative change and could not have really been motivated by political considerations. As far… we don’t have the original manuscript here, the internal evidence suggests that ‘white’ is the original reading and it is because the word ‘white’ co-occurs with ‘fair and delightsome’ and refers with reference to skin color six times in the text. ‘White’ co-occurs with ‘pure,’ but only when referring to a state of heavenly perfection like in the resurrection; that’s four times. So we don’t know why the change was made by Joseph Smith. The 1981 was probably made out of deference to that change that they assumed that Joseph had made.

We had some discussion yesterday about Benjamin in Mosiah… I will not repeat that I think John Tvedtnes really gave much of the evidence for what the slight problem might be in the chronology.

The last one, is was the brother of Jared a polygamist? This is one that is still in our current text, the original text reads basically that the brother of Jared had a family, Jared his brother had a family and they had… brother of Jared had his friends, more than one and each of them have a family, and Jared has friends and each of them have a family. The 1830 printer in reading one of the families apparently let his eye glance down to the next line and he caught one of the plurals and accidentally set it as ‘families’ this is just a typo by the 1830 editor. The really sort of sad thing about this is that when the Church changes this back to the singular there will be this outrage, this claim quite… absolutely falsely that the brethren are doing it to hide polygamy in the text. This is perhaps one advantage for having an independent scholarly approach, the evidence is very clear that it is in the singular.

Errors have crept into the text but no errors… I’m concluding… errors have crept into the text but no errors significantly interfere with either the message of the book or its doctrine. These textual errors have never prevented readers of the book from receiving their own personal witness of its truth–every sincere reader. In fact, as I pointed out, errors have been helpful in studying the Book of Mormon text. We have discovered the systematic nature of the text because of the occasional errors. How many other cases of systematic phraseology have not yet been discovered because the transmission has been error free? The errors in transmission help us find them… these systematic readings.

All of this worry over the number of changes is specious. There are many more variants per word in the New Testament text and many more highly debated variants. Does this variation mean that the New Testament is false? That it is not God’s word because humans have made errors in its transmission? The word of God still comes through both the New Testament and the Book of Mormon despite the occasional errors in transmission. Thank you.

Nephi and Goliath: A Reappraisal of the Use of the Old Testament in First Nephi

Start Here

Question
Did Nephi intentionally model parts of First Nephi on Old Testament narratives?

Short Answer
In this 2001 FAIR Conference presentation, Ben McGuire argues that Nephi deliberately drew upon Old Testament literary patterns when writing his record. He suggests that the account of obtaining the brass plates (1 Nephi 3–4) contains intentional parallels to both the story of David and Goliath and the Exodus narrative, inviting readers to recognize these scriptural connections.
Key Takeaways
  • McGuire argues that Nephi consciously used Old Testament literary patterns rather than accidentally echoing biblical stories.
  • The account of Nephi and Laban contains a sequence of parallels to David and Goliath, including:
    • A powerful adversary feared by others.
    • A faithful hero willing to act.
    • Divine deliverance into the hero’s hands.
    • The enemy being slain with his own sword.
  • Nephi’s narrative also reflects Exodus themes, portraying Lehi’s family as a covenant people journeying toward a promised land.
  • These parallels suggest that Nephi expected readers familiar with scripture to recognize and interpret these connections.
  • McGuire proposes that Nephi’s use of biblical patterns reinforces both his prophetic authority and his legitimacy as a ruler.
  • While literary parallels do not by themselves prove historicity, McGuire argues they demonstrate sophisticated scriptural awareness and intentional composition within the Book of Mormon text.

Summary

Summary

Ben McGuire explores how Nephi’s account of obtaining the brass plates may have been deliberately modeled after the biblical story of David and Goliath. By comparing narrative structure, language, and recurring themes, he identifies numerous parallels between the two stories, including the introduction of a powerful adversary, expressions of fear by others, divine deliverance, and the hero’s use of the enemy’s own sword.

The presentation also broadens the discussion to include Exodus imagery throughout First Nephi. McGuire argues that Nephi understood his family’s journey as part of a larger scriptural pattern and intentionally incorporated Old Testament motifs into his writings. These literary connections, he suggests, help explain Nephi’s emphasis on prophetic legitimacy, covenant identity, and kingship, while offering readers a deeper appreciation for the Book of Mormon’s engagement with biblical traditions.

TL;DR

TL;DR (Too Long; Didn’t Read)

Ben McGuire argues that Nephi intentionally patterned portions of First Nephi after Old Testament narratives, particularly David and Goliath and the Exodus. By comparing the account of obtaining the brass plates with biblical stories, McGuire identifies literary parallels that suggest Nephi expected readers to recognize and interpret these scriptural connections. The presentation explores how these patterns reinforce Nephi’s prophetic authority, kingship claims, and theological message.

Note About the Slides in this Presentation

Note on Visuals:

The original slides from Ben McGuire’s presentation were not available. The visuals included here were created with every effort to accurately reflect the speaker’s intent. However, any errors or oversimplifications are our own.

Download Ben McGuire's Paper

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Introduction

Well, it’s a pleasure to be here. I’m actually a little bit nervous. There’s something different about talking in front of lots of people than there is about carefully crafting a response on the internet.

I actually started my foray into apologetics five or six years ago on the AOL discussion boards. 1

I don’t know how many of you participate in that. And I have done some stuff on the FAIR message boards. But not too much in the last year or so. I’ve been involved in a lot of other things which have taken a great deal of my time.

I kind of like to think of myself, not so much as going out finding lots of answers, but I do like to point out what I call “stupidity”. And sometimes people take offense. I’m not always wanting to jump into a discussion and pick a side. But when somebody comes up and says something that clearly is definitely wrong, I like to jump in.

Where This Topic Started

What I want to talk about today is some stuff that I’ve been working on for probably about two years now. And it came about in a funny kind of way. My dad and I were discussing some questions that he had about the death of Laban; in 1 Nephi, when Nephi kills him. Part of that was also because my mother is a big fan of Rene Girard. I don’t know how many of you have heard of him. He’s a philosopher who talks a lot about violence and social structures.

But my dad was asking me (about) when Nephi’s got Laban’s armor on. Nobody ever questions the fact that there probably should be a lot of blood because, you know, he’s just had his head chopped off. And then Nephi takes his armor off and puts it on.

So I got to thinking about it and I came up with just some unique ideas. And this has changed a lot. In my 50 minutes today I’m not going to have time to even get close to finishing all my notes in detail.

So for those of you who find this interesting, you know, I’ll put in a plug right now. You want to sign a sheet back there to receive your conference proceedings because the full paper will be in there.

Literary Forms in the Book of Mormon

Let me dig in. This is going to be something new for some of you. And if you do have questions, I don’t really have a problem with you getting up, even in the middle of my presentation, and asking them. A lot of times I’m going to make some leaps perhaps. So if you can’t follow it and you have some questions, just let me know.

This paper is about some of the literary forms of the Book of Mormon and about the Book of Mormon as literature. So I’m going to be talking about it in two perspectives. I don’t want you to take this to say that I don’t believe there isn’t a lot of historical detail and fact in the Book of Mormon. What I’m going to tell you is that these facts are being presented in a very specific way.

A number of years ago—well over the last, say, 20 years—we’ve got a number of new people writing about the literary aspects of the Book of Mormon. One of the big things that’s been a fun topic to read is this idea that we’re seeing all these very detailed parallels between the Exodus pattern in the Book of Mormon and the Exodus of ancient Israel out of Egypt.

As a base—and I’m not going to get too much into the works—I’m using as a foundation for this some of the writings of

  • S. Kent Brown,
  • George Tate,
  • Terry Szink, and
  • Noel Reynolds,

for those of you who read some of those. If you haven’t, look up some of their essays and stuff on the authorship of the Book of Mormon. They’re very fascinating.

The Exodus Pattern and Nephi

To begin with, Brown published an article entitled The Exodus Pattern of the Book of Mormon. In it he makes the following comment. He says:

“There is no fair statement indicating that the members of Lehi’s immediate family understood that their departure from Jerusalem was a reenactment of Israel’s flight for freedom. It is necessary, therefore, to sift through the evidence piece by piece.”

And a little bit later he continues and says:

“It was not Nephi or Jacob, members of Lehi’s immediate family, who made this connection explicitly, it was others who came 500 years later.”

I’m not sure whether he still stands by this viewpoint.

And I’m certain that he’s correct that the Exodus itself, that Lehi takes from Jerusalem, is not a conscious reenactment. However, I believe that his other assumption is incorrect.

My Goals for this Presentation

This first part of this paper is going to demonstrate that:

  1. Not only was Nephi aware of the parallels that existed between his exodus and that of Moses and the Israelites, but that
  2. He intentionally patterns his writings on the Old Testament text.

And this isn’t to say that he makes an explicit reference, because he doesn’t. But rather, that he expects us as his audience to draw these connections. Part of this is due to the fact of the revelation that he’s received about the nature of the Book of Mormon coming forth in the last days. And there can be no doubt that for us to see this connection was in his mind when he wrote it.

Tate similarly makes the determination that Nephi comes to realization on the Exodus pattern. He wrote this in his article, The Typology of the Exodus Pattern in the Book of Mormon:

“But at this point he cannot have known how apt the allusion really is. This is Nephi before he has the text in hand as a means of glossing his experience, before he realizes in what detail his own family will replicate the Exodus. As his awareness grows, he alludes with increasing frequency to the Exodus.”

And to that I respond that by focusing exclusively on these Exodus narratives in the Book of Mormon, Tate leaves behind a number of other indicators which demonstrate conclusively that there is not a growing awareness.

Extra-Exodus Parallels

In fact, Nephi begins his record by pulling heavily from the Old Testament as if he is assuming his work and the Old Testament will be read side by side. Because of this there are a number of earlier parallels in the Nephi material which Tate does not identify, particularly because they do not deal with the Exodus at all.

And once we see them for what they are in these passages, we see that Nephi was consistently relying on the brass plates.

The Brass Plates and Literary Dependence

I also want to make a quick mention of Szink’s work. He wrote To the Land of Promise, and it was really one of the first studies on the literary issues of the Book of Mormon that delved into language as an issue. Particularly, he talks about the use of the term murmuring and how the many times it is used in First and Second Nephi go back to the way that the Israelites murmured for Moses while traveling from Egypt to their promised land.

I’ve had to make a couple of the same assumptions that Szink makes when he does this. And clearly my paper here is not extensive enough—large enough in scope—to defend these assumptions. And I’ll mention this again in just a minute. But regardless, Szink adds to this growing evidence of text reliance.

One of the things, though, that he deals with is he speaks a lot of this verse in First Nephi 6:3–4. And he does it when he writes this. He says:

“The result does not represent a day-to-day or even a year-to-year account, but rather a highlight of main events with special emphasis on the things of God and a desire to persuade men to come to the God of Abraham, the God of Isaac, and the God of Jacob and be saved.”

Kingship and the Message of the Book of Mormon

One of the things that I’m going to point out is that for Nephi, there is no distinction between this concept that Jesus is the Christ and this concept that Nephi is a king and than Lehi is a prophet. All these things are represented as the same truth.

And so following Noel Reynolds in his Political Nephi, Nehi’s text has a number of very political elements and secular elements that don’t reflect the ministry at all, but instead deal with these issues of kingship and the right rule. He ties these together in such a way that the gospel then becomes the same message.

In fact, Noel Reynolds wrote this. He said:

“The two messages of the book are tied in such a way that whoever accepts the teachings of Christ accepts that Nephi was a legitimate ruler, and vice versa. Nephi carefully constructed what he wrote to convince his own later generations the Lord had selected him over his older brothers to be Lehi’s successor. Thus one interesting way to read the account is as a political tract produced to show that his rule was authoritative. What we tend to read as a story of flight from Jerusalem is really a carefully designed account showing to the successors why the religious faith of Christ and their political tradition—the kingship of Nephi—are both truly legitimate.”

And I think that some of the ideas I’m going to share may validate Brother Reynolds’ approach.

An Assumption About the King James Bible

Now before I jump into the text here in the Book of Mormon, I wanted to explore that one assumption that I mentioned is beyond the scope of this paper to defend.

Although I think that as this growing body of literature develops over the literary nature of the Book of Mormon, it’s going to have to be dealt with, and it will be invaluable to us when it does.

And that is just this: we all recognize that the language of the King James Version of the Bible is used extensively throughout the Book of Mormon.

The assumption that I make is that when the Book of Mormon uses similar phrases to the King James language of the Bible, that these passages are based on a language which is similar or identical in their original texts.

Now I admit that this assumption is pivotal to my work, but more than that it’s also very difficult if not impossible to prove conclusively simply because we don’t have the original text of the Book of Mormon to deal with.

The Four Elements of Scripture

I’m going to put some of the scripture references here. If you can’t read them, I’m sorry. I’m going to give you the references so that way you can look them up. The first one’s in 1 Nephi 5:11 through 1 Nephi 6:6.

And actually, we’re just going to read 5:11 to 5:14.

This deals with Nephi’s concept of history in terms of scriptural writings, and he tells us this. And you’re going to see as we continue that he’s very consistent in this viewpoint.

They get the brass plates back and Lehi goes through and reads them. And Lehi comes back and he tells his family what he found in them, and he covers four distinct areas.

The first, he says—and we’re going to start reading here in verse 11:

“And he beheld that it contained the five books of Moses, which gave an account of the creation of the world, and also of Adam and Eve, who were our first parents; and also a record of the Jews from the beginning even down to the commencement of the reign of Zedekiah, king of Judah; and also the prophecies of the holy prophets from the beginning even down to the commencement of the reign of Zedekiah; and also many prophecies which have been spoken by the mouth of Jeremiah.

And it came to pass that my father Lehi also found upon the plates of brass a genealogy of his fathers; wherefore he knew that he was a descendant of Joseph; yea, that Joseph who was the son of Jacob, who was sold into Egypt and who was preserved by the hand of the Lord, that he might preserve his father Jacob and all his household from perishing with famine.”

The Four Elements Explained

So now we’re going to notice that there are really four main elements that he discusses here.

  1. The first one is a creation account.
  2. The second one is a record of the people, which is a history—and more particularly a history of kings and the reign of people.
  3. The third part is a record of the prophecies, or as Nephi calls them in his own work, ‘the ministries’.
  4. And then fourth, we have a genealogy.

Nephi’s Own Record

Now it’s validated, this viewpoint, where Nephi discusses his own writings, which he clearly understands are going to be read as scripture.

All four of these parts are not included in the small plates of Nephi. And Nephi states specifically that he’s going to choose to include some of these components and not others.

Now let’s go ahead and move on. This is 1 Nephi 6:1.

And Nephi says this:

“And now I, Nephi, do not give the genealogy of my fathers in this part of my record; neither at any time shall I give it after upon these plates which I am writing, for it is given in the record which has been kept by my father; wherefore, I do not write it in this work.”

The Small Plates and the Large Plates

The Purpose of the Small Plates

The next one here is in 1 Nephi 9:2–4 and 10:1, and on this I’ll skip to the relevant verses there.

2 And now, as I have spoken concerning these plates, behold they are not the plates upon which I make a full account of the history of my people; for the plates upon which I make a full account of my people I have given the name of Nephi; wherefore, they are called the plates of Nephi, after mine own name; and these plates also are called the plates of Nephi.

3 Nevertheless, I have received a commandment of the Lord that I should make these plates, for the special purpose that there should be an account engraven of the ministry of my people.

4 Upon the other plates should be engraven an account of the reign of the kings, and the wars and contentions of my people; wherefore these plates are for the more part of the ministry; and the other plates are for the more part of the reign of the kings and the wars and contentions of my people.

1 And now I, Nephi, proceed to give an account upon these plates of my proceedings, and my reign and ministry; wherefore, to proceed with mine account, I must speak somewhat of the things of my father, and also of my brethren.

And then again in 1 Nephi 19:1–5:

1 And it came to pass that the Lord commanded me, wherefore I did make plates of ore that I might engraven upon them the record of my people. And upon the plates which I made I did engraven the record of my father, and also our journeyings in the wilderness, and the prophecies of my father; and also many of mine own prophecies have I engraven upon them.

2 And I knew not at the time when I made them that I should be commanded of the Lord to make these plates; wherefore, the record of my father, and the genealogy of his fathers, and the more part of all our proceedings in the wilderness are engraven upon those first plates of which I have spoken; wherefore, the things which transpired before I made these plates are, of a truth, more particularly made mention upon the first plates.

3 And after I had made these plates by way of commandment, I, Nephi, received a commandment that the ministry and the prophecies, the more plain and precious parts of them, should be written upon these plates; and that the things which were written should be kept for the instruction of my people, who should possess the land, and also for other wise purposes, which purposes are known unto the Lord.

The Purpose of the Large Plates

And then:

4 Wherefore, I, Nephi, did make a record upon the other plates, which gives an account, or which gives a greater account of the wars and contentions and destructions of my people.

Then finally in 2 Nephi 5:33 he goes over that again:

33 And if my people desire to know the more particular part of the history of my people they must search mine other plates.

Now if you take a look at this, with the exception of the first item in my list of four things—which is the creation account—the other three items are discussed a number of times relative to whether to include or exclude them in this record.

The Four Categories Revisited

The creation is a little different. It is referred to a number of times, and we are told that this narrative was included in the brass plates, that it was also recorded in the writings of the Jaredites and the twenty-four gold plates found by the people of King Limhi.

Nephi does not include it specifically, nor does any other writer in the Book of Mormon, but it is mentioned numerous times.

The second item, the history, Nephi tells us is recorded for the most part on his larger plates, but some parts are included in the small plates—specifically items that deal with the reign of Nephi, when he says that he wants to include things about his reign.

And I’m going to be getting into this quite a bit more in a few minutes because it has special relevance to the major passage that I’m presenting.

The third item listed is the ministry and revelations of the prophets, and this takes special consideration as the primary purpose of the small plates. This was by direct commandment and revelation.

And then finally, the fourth item: genealogy. He tells us consistently that he’s not going to include it because it’s already contained in the other scriptural records that are available to him.

Nephi’s Writings Alongside the Old Testament

I believe that clearly this is, in the case of the large plates, the objective: to make them “like unto the engravings which are on the plates of brass”. He’s kind of following the same pattern.

And here what I think you find is that on the small plates particularly, the historical pieces of information that he provides us to some extent deal with his reign and his ministry. And this is very significant.

I think it’s also true that Nephi, after his vision that he has very early in his life, sees his writings as being read alongside the writings which make up the Old Testament.

Nephi receives specific revelations to that effect, in 1 Nephi 13:41, where Nephi is told:

41 And they must come according to the words which shall be established by the mouth of the Lamb; and the words of the Lamb shall be made known in the records of thy seed, as well as in the records of the twelve apostles of the Lamb; wherefore they both shall be established in one; for there is one God and one Shepherd over all the earth.

And then a little later he says of John the Revelator:

21 Behold, he shall see and write the remainder of these things; yea, and also many things which have been.

Then, he also refers to the Old Testament that we have as being similar to the arrangement of the brass plates. As you recall, he also says “except that there are not so many”.

I think this idea—that the Book of Mormon writings that Nephi is preparing would stand alongside scripture—certainly affected their contents.

Nephi and the Old Testament

Now the historical narratives within the books of First and Second Nephi, I believe, contain elements which deal with these two themes that he discusses: his reign and his ministry, as I pointed out.

My objective is to show that the narratives presented by Nephi are often rooted in the stories of the Old Testament as found in the brass plates.

  1. We can identify specific parallels of the biblical texts.
  2. We have to use our traditional Bible to an extent because we don’t have a copy of the brass plates.
  3. We can then see that Nephi borrowed extensively, which would only be natural – but only from texts within his possession.

Introducing “Nephi and Goliath”

By now you’re probably wondering why I titled this paper Nephi and Goliath.

And my objective here is to show that Nephi, in writing this literary unit—that is, the story of his encounter with Laban and killing Laban—was actually patterned in very detailed fashion on the story of David killing Goliath in the Old Testament.

I’m going to start by using the story in the Book of Mormon as a primary source material, along with the King James Version. And I want to show that:

  • the form of the story,
  • the language,
  • the events that occur, and
  • the fact that these parallels occur in chronological order—

I’m going to build a case that there’s a great deal of literary reliance between the two texts.

Introducing the Parallel: Nephi and Goliath

And then when I get done, I want to point out some interesting details in relation to the text that Nephi used. Assuming that he’s using the brass plates, how it’s different from the traditional text that we have, and how this reflects back on the authenticity of the Book of Mormon.

Now, my paper here—I’ve actually got the entire stories printed out. So you’ll have to come and look at it. We’re not going to have time to read through it all, but I’m going to provide a summary of two stories.

Nephi Arranging the Narrative How He Wants Us to See It

Nephi and his brothers, of course, are sent back to Jerusalem to get these brass plates. The first couple of attempts fail. That’s very interesting. You know, sometimes we look at this and we get this perception the way that Nephi wants us to see it.

For all we know, the first time back they might have gone and taken Laban out to the bar and sat down, given him a few earrings and then asked, you know, for brass plates: “Hey, can you help us out here?”

So really we are going to get very much a first-person perspective—or a third-person perspective—depending on which part of the story we’re dealing with.

But after the first couple of attempts fail, including trying to trade all their wealth for the brass plates, we get to the point where Laman and Lemuel are basically beating their brothers into submission.

And then the angel shows up and tells them that God’s going to take care of it all. Then after the angel disappears, Laman and Lemuel begin their normal murmuring cycle. And Nephi says, “Well, let’s go do it.”

So Nephi heads back on his own, and he finds, of course, Laban laying there on the ground, passed out. (Nephi) chops off his head, takes his armor, and goes and retrieves the brass plates using Laban’s identity.

The Story of David and Goliath

We’re all probably also familiar with the story of David and Goliath, which is a pretty lengthy thing. We have this Goliath of Gath that gets up every morning and they’re in the middle of this war. He comes out to the field of battle and says, “If you send somebody out to fight me one-on-one, let’s decide this battle and we’ll be all set. Whoever wins, they’ll win the war.”

Of course everybody’s terrified of Goliath, who is a giant of a man, clearly very well trained in military arts.

“All of Israel” they say, “is afraid.” David shows up and says, “I’ll go and face down the Philistine.” He ends up going out there and killing him.

Now what we’re going to do is I’m going to be putting up here on the overhead projection a series of scriptural passages I’m going to talk about, and these are going to be my sequence of parallels. So we’ll quickly flip to the next one.

Parallel #1: The Mighty Man

The first parallel I want to talk about is the very beginning. I want to say that Nephi’s use of this Old Testament storyline begins in 1 Samuel 17.

In verses 4–11 (1 Samuel 17) talks really about the military might of Goliath. And I’m going to read it. I’m going to be skipping verses 8, 9 and 10.

“And there went out a champion out of the camp of the Philistines, named Goliath of Gath, whose height was six cubits and a span. And he had a helmet of brass upon his head, and he was armed with a coat of mail; and the weight of the coat was five thousand shekels of brass. And he had greaves of brass upon his legs, and a target of brass between his shoulders.

And the staff of his spear was like a weaver’s beam; and his spear’s head weighed six hundred shekels of iron: and one bearing a shield went before him.”

“When Saul and all Israel heard the words of the Philistine, they were dismayed, and greatly afraid.”

Then I’m putting that against 1 Nephi 3:31, the last verse of chapter 3:

“And after the angel had departed, Laman began to murmur, saying: How is it possible that the Lord will deliver Laban into our hands? Behold, he is a mighty man, and he can command fifty; yea, even he can slay fifty; then why not us?”

For lack of a better term, I’m going to use Nephi’s term here throughout the rest of this storyline. I call this the introduction of the mighty man.

In the Old Testament story, it’s Goliath. In 1 Nephi, it’s Laban.

Of course, we have the second set of cast members. In the Old Testament, we have Saul and all Israel. In the Book of Mormon, we have Laman and Lemuel.

And I think there’s a distinct parallel Nephi will continue to reinforce later on. We have this concept of faithless Israel, and we see it on both sides.

We have, on one hand, the Israelites who are ready to run at the drop of a hat. And here’s Laman and Lemuel, who don’t really want to be there in the first place, who are convinced that they’re all going to end up dead if they continue to pursue this course of action.

It’s also worthy of note that both of these mighty men are described in terms of military might and prowess:

  • Laban in terms of how many men he commands in the field;
  • Goliath in terms of his equipment. And it’s been pointed out often that this detailed description of his armor and weaponry really just serves to show that he was an experienced warrior.

Parallel #2: The Hero Appears

Let’s go ahead and continue now and we’re going to move to 1 Samuel 17:32 and 1 Nephi 4:1.

And David said to Saul:

“Let no man’s heart fail because of him; thy servant will go and fight with this Philistine.”

And then Nephi says:

“And it came to pass that I spake unto my brethren, saying: Let us go up again unto Jerusalem, and let us be faithful in keeping the commandments of the Lord; for behold he is mightier than all the earth, then why not mightier than Laban and his fifty, yea, or even than his tens of thousands?”

Now, this is the introduction of the hero.

David, of course, is the hero in the Old Testament text, while Nephi fills that role in his own account. And in his first appearance, the hero goes to faithless Israel and encourages them in their task, saying that there’s nothing to fear. The hero is willing to challenge the mighty man.

Parallel #3: Miracles as the Basis of Faith

Now let’s go ahead. Both heroes then cite, as the basis for their faith in their course of action, two miracles.

David cites two instances from his own life. Nephi cites one from the history of Israel and one from his own life.

Both of these miracles are significant from the hero’s point of view.

In both cases, the hero concludes by remarking that just as God performed these two miracles, God will then deliver them from the hands of the mighty man.

Miracles Revealed in the Narrative

So we read now from the Old Testament.

34 And David said unto Saul, Thy servant kept his father’s sheep, and there came a lion, and a bear, and took a lamb out of the flock:

35 And I went out after him, and smote him, and delivered it out of his mouth: and when he arose against me, I caught him by his beard, and smote him, and slew him.

36 Thy servant slew both the lion and the bear: and this uncircumcised Philistine shall be as one of them, seeing he hath defied the armies of the living God.

37 David said moreover, The Lord that delivered me out of the paw of the lion, and out of the paw of the bear, he will deliver me out of the hand of this Philistine. And Saul said unto David, Go, and the Lord be with thee.

And this is what Nephi says to his brothers. He says:

2 Therefore let us go up; let us be strong like unto Moses; for he truly spake unto the waters of the Red Sea and they divided hither and thither, and our fathers came through, out of captivity, on dry ground, and the armies of Pharaoh did follow and were drowned in the waters of the Red Sea.

3 Now behold ye know that this is true; and ye also know that an angel hath spoken unto you; wherefore can ye doubt? Let us go up; the Lord is able to deliver us, even as our fathers, and to destroy Laban, even as the Egyptians.

Now, David’s two miracles were being saved from two animals bent on killing him. Likewise he claims God would treat Goliath as merely one of these animals.

The two miracles for Nephi are:

  1. first, the destruction of the Egyptians when Moses parts the Red Sea; and
  2. second, the visitation of an angel. An angel, among other things, mentions that they will overcome Laban.

We’ll come back to the angel in a little bit, as he plays a larger role in explaining why Nephi includes this particular episode.

Exodus Imagery

The part you see is also significant as it serves to show God destroying the enemies of Israel while they’re leaving for their promised land. It’s coming back to the same Exodus topic that Nephi continues to use over and over again, particularly the further we go into the text.

And the other thing that we see is that the brothers have just mentioned Laban and his tens of thousands.

This is being subtly compared to by Nephi as the armies of the Egyptians. So now Laban becomes representative not necessarily only of the Philistines, but also this concept of the Egyptians and their armies chasing after Israel in the wilderness.

The idea that Laban is an obstacle that stands between Israel and their promised land—between Nephi and Lehi and their promised land—is quite clear. And just as in the Exodus, Nephi is claiming that God will fight the battles.

Parallel #4: God Delivers the Mighty Man

Now next we have remarks where the hero comes according to the will of God and that God delivers into the hero’s hands the mighty man.

So let’s move ahead. (I think this is the previous one. So let’s jump one more.)

Now I’m going to read through the First Samuel account, then we’ll jump into the First Nephi one. This is 1 Samuel 17:45–47.

45 Then said David to the Philistine, Thou comest to me with a sword, and with a spear, and with a shield: but I come to thee in the name of the Lord of hosts, the God of the armies of Israel, whom thou hast defied.

46 This day will the Lord deliver thee into mine hand; and I will smite thee, and take thine head from thee; and I will give the carcases of the host of the Philistines this day unto the fowls of the air, and to the wild beasts of the earth; that all the earth may know that there is a God in Israel.

47 And all this assembly shall know that the Lord saveth not with sword and spear: for the battle is the Lord’s, and he will give you into our hands.

And then in 1 Nephi—this is from chapter 4, verses 6–12 and 17:

6 And I was led by the Spirit, not knowing beforehand the things which I should do.

7 Nevertheless I went forth, and as I came near unto the house of Laban I beheld a man, and he had fallen to the earth before me, for he was drunken with wine.

8 And when I came to him I found that it was Laban.

9 And I beheld his sword, and I drew it forth from the sheath thereof; and the hilt thereof was of pure gold, and the workmanship thereof was exceedingly fine, and I saw that the blade thereof was of the most precious steel.

10 And it came to pass that I was constrained by the Spirit that I should kill Laban; but I said in my heart: Never at any time have I shed the blood of man. And I shrunk and would that I might not slay him.

11 And the Spirit said unto me again: Behold the Lord hath delivered him into thy hands. Yea, and I also knew that he had sought to take away mine own life; yea, and he would not hearken unto the commandments of the Lord; and he also had taken away our property.

12 And it came to pass that the Spirit said unto me again: Slay him, for the Lord hath delivered him into thy hands;

17 And again, I knew that the Lord had delivered Laban into my hands for this cause—that I might obtain the records according to his commandments.

Now, I find this especially significant.

Delivering the ‘Mighty’ Into the Hands of the Hero

This type of language is not uncommon in the Old Testament. It’s used rather regularly, actually. However, this is the only place in the Book of Mormon where this concept occurs.

Whenever we use this idea of deliverance in the Book of Mormon, it’s always that you’re being delivered from evil, or delivered from the grave, or from the hands of your enemy.

Here, in both stories, we have God delivering the mighty man into the hands of the hero.

It is possible, of course, that the phrasing in First Nephi is based somewhat in Exodus 21:13, especially given the context.

Exodus 21:13 deals with accidental death—the laws regarding revenge in dealing with accidental death, as you recall. It actually says:

“And if a man lie not in wait, but God deliver him into his hands; then I will appoint thee a place whither he shall flee.”

There is some appropriateness to this context here.

However, I believe that just as Szink pointed out phraseology and other parts of the Book of Mormon show this literary dependence on the Old Testament, that here it has a stronger argument and textual basis, especially given this list of parallel similarities.

Parallel #5: The Mighty Man Defies God

Lastly, in that last section—which we won’t have up, and I probably can’t go back to, but that’s okay—

You’ll notice that in both cases we have this concept that the mighty man has defied the will of God.

We have, in the one case, Goliath, who is standing in defiance of the armies of the God of Israel. And in First Nephi’s account, there in verse 11, it says that Laban “would not hearken unto the commandments of the Lord.”

So we also have this recognition that the mighty man is not a man of righteousness. There’s some deserving – this is divine retribution for his activities in his life.

Okay, we’re going to continue on to the last step here.

Parallel #6: The Hero Kills the Mighty Man with His Own Sword

First Samuel 17:51:

“Therefore David ran, and stood upon the Philistine, and took his sword, and drew it out of the sheath thereof, and slew him, and cut off his head therewith.”

And in 1 Nephi 4:18:

“Therefore I did obey the voice of the Spirit, and took Laban by the hair of the head, and I smote off his head with his own sword.”

These parallels in those two verses have been widely recognized. And a really neat additional comment is that the hero kills the mighty man with his own sword. He decapitates him in both cases.

Why Does Nephi Include This Story?

Now, the next direction I want to take this is this question of why Nephi includes this in the Book of Mormon. It seems kind of an odd scene.

This deals largely with Nephi’s authority as ruler and king of the Nephite peoples. And as was pointed out earlier—and any other groups that they’re with—clearly there’s something to be said for putting yourself in the role of King David as the preeminent king of all Israel, going through the same steps.

First, he’s chosen by a heavenly messenger in much the same way. You know, who cares about your brothers? You’re the chosen guy.

And then he’s following through in some of these similar actions.

The Question of Kingship

And I especially wanted to point out that, as recorded in 2 Nephi 5 (2 Nephi 5:1-5, 34), this whole issue of who has the right to rule is critical to Nephi at this point in time.

In verse 34 there he says:

“And it sufficeth me to say that forty years had passed away, and we had already had wars and contentions with our brethren.”

Over this right of rulership.

The third point I want to make here is that, following the second aspect of this inclusion, we realize that the story, rather than dealing with the ministry, deals with this reign and kingship.

I wanted to add this point: the stories of David and Solomon and other early Israelite leaders were well known to the Lehite peoples as part of the brass plates.

And I think this is significant. They often use examples. I mean, there’s that famous thing in Jacob where they’re dealing with the whole polygamy issue, where they justify it based on the activities of Solomon and David.

They are aware of the lives of these men, and so we can assume they have some familiarity.

Early and Late Sources in David and Goliath

Now let’s jump to something really fascinating here.

If we take a look at some of the higher criticism of the story of David and Goliath in the Old Testament, I believe it’s fair to say there is a scholarly consensus that there are, in fact, two different source materials: an early source and a later source.

The composite early source consists of:

  • 1 Samuel 16:14–23
  • 1 Samuel 17:1–11
  • 1 Samuel 17:32–40
  • 1 Samuel 17:42–48a
  • 1 Samuel 17:49
  • 1 Samuel 17:51–54

With the later source containing all the rest of the material.

This identification actually was not very difficult for scholars because the Septuagint actually omits most of that material, representing the former tradition.

If we go back to my list of sources that I use for the parallels, what you’re going to notice is that Nephi quotes chapter 17:4–11, which is the first part there.

He then jumps immediately to a parallel in 17:32, and then 17:34–37, and so on and so forth. And what you’ll notice is that every one of the references that he parallels is from that early source material. In fact, he doesn’t seem to recognize that any of the later source material exists, which is highly fascinating.

Structural Similarities Between the Texts

I put this here because I wanted to put something into perspective. And that is this. On the left side is the David and Goliath story of the Old Testament once the later source material is removed.

And you’ll notice that the stuff in the Book of Mormon is very similar in structure, both in length and item following item. He actually seems to be following this story in a very detailed fashion, as if he’s got one open in front of him while he’s writing the other.

And following that, going back to what I told you about Brother Brown, when he said that he sees this increasing frequency of parallels in the Exodus material, I believe it’s because Nephi is borrowing from other sources.

It gets into the Exodus as they really get into their journey. Before that, he doesn’t. I have a lot more material here that deals with some of the earlier stuff, and so I’m going to cover just one or two points. And then for the rest of it you’ll have to go out and buy the proceedings of this conference.

The Caiaphas Parallel

Going back to this, it does a couple of interesting things though.

One of the things I want to point out is this: there’s a long-standing anachronism claim in the Book of Mormon where we have this quote, apparently by Nephi when he’s getting ready to kill Laban:

“It is better that one man should perish than that a nation should dwindle and perish in unbelief.”

We’re all familiar with that.

And then that same passage is more or less quoted verbatim by Caiaphas regarding Jesus Christ in the New Testament.

If Nephi is borrowing here from an Old Testament tradition of David and Goliath, it stands to reason that there is the possibility that, in fact, Caiaphas is also borrowing from a tradition of David and Goliath in an environment in which a quote like this stands to make absolute sense.

How many people expected David to go out there and kill Goliath?

There was only one, as I recall, and that was David himself.

And so, in a sense, Israel is sending out one man to perish that the nation would not.

It’s an interesting tie-in.

Additional Implications of Textual Reliance

Second—and this is something else that’s interesting here, and I’m just going to make an aside. Here we have another evidence that the brass plates were slightly different.

Moses speaks, of course, to the Red Sea, he parts it. In the Old Testament, he doesn’t speak at all; he just waves his arms and the water goes through.

The point is that if we can assume textual reliance here, we can probably assume it elsewhere.

Lehi and the Call of Moses

So, we go back to the beginning of Lehi’s calling. I call this literary section “the call of Moses and the trip to Sinai” at the very beginning of First Nephi chapters 1 and 2.

It’s kind of funny. There’s this footnote in First Nephi dealing with a pillar of fire that comes before Lehi on a rock. Do you remember that? This pillar shows up on a rock. We have this little footnote at the bottom. It was added some years ago in our scriptures. It points us back to the pillar of fire that led the Israelites out of Egypt.

Well, the truth is that, according to my understanding, Lehi is in fact going through the same process that Moses went through when he became a prophet.

Remember, this goes back to recognizing Nephi and Lehi as legitimate prophets. He’s following the steps of Moses. And so this pillar of fire is actually the burning bush.

Numbers 12 and Prophetic Legitimacy

Now what’s interesting about this is that Nephi seems to be basing this part of the text on a passage in Numbers 12:6.

At one moment we have Moses, whose wife has passed, and he goes out and marries a new wife. It’s this Ethiopian woman, and his family—his brother and sister—immediately get all upset and offended at what he’s done.

And they come out and they say, “Well, clearly he’s not a prophet anymore. We’re all prophets, too. We can lead the people.”

And the Lord calls all three of them out from the tribes of Israel and chooses out Miriam and Aaron and says to them this. This is Numbers 12:6:

“Hear now my words: If there be a prophet among you, I the Lord will make myself known unto him in a vision, and will speak unto him in a dream.”

The Relevance of Lehi’s Vision

Of course, in First Nephi we have this passage, right?

Lehi goes home after seeing a pillar of fire on a rock. It says:

“And it came to pass that as he prayed unto the Lord, there came a pillar of fire and dwelt upon a rock before him; and he saw and heard much; and because of the things which he saw and heard he did quake and tremble exceedingly.”

He goes home and throws himself on his bed. And it says:

“And thus being overcome with the Spirit, he was carried away in a vision, even that he saw the heavens open, and he thought he saw God sitting upon his throne, surrounded with numberless concourses of angels in the attitude of singing and praising their God.”

Then I’m going to jump forward to 1 Nephi 2:1:

“For behold, it came to pass that the Lord spake unto my father, yea, even in a dream, and said unto him: Blessed art thou, Lehi, because of the things which thou hast done; and because thou hast been faithful and declared unto this people the things which I commanded thee, behold, they seek to take away thy life.”

Nephi here is following some very distinct Old Testament patterns to prove the legitimacy of his father’s prophetic calling.

The Three-Day Journey into the Wilderness

The last thing I want to mention just briefly is this—and this is kind of funny because this has come up a couple of times in this conference—and that is this three-day trip that they take into the wilderness.

It’s interesting. Eugene England—the quote that I had here—says this:

The route and times were quite specific, even somewhat mysteriously so: (and he quotes:) “He came down by the borders which are nearer the Red Sea and he traveled in the wilderness in the borders which are nearer the Red Sea; and he did travel in the wilderness with his family, which consisted of my mother, Sariah, and my elder brothers.” and then “when he had traveled three days in the wilderness, he pitched his tent in a valley by the side of a river of water …”.

This literal interpretation of three days has long been accepted and understood in LDS circles as being a helpful tidbit in determining the geography of Lehi’s trek to the coast of the sea, where they then sail to the New World.

Instead of viewing this as a literal approach, what I like to look at is this three-day trip in Exodus 3:18 where, after Moses has been called as a prophet, his first command is to go back to Egypt, to the Israelites, and then to tell Pharaoh:

“The Lord God of the Hebrews hath met with us: and now let us go, we beseech thee, three days’ journey into the wilderness, that we may sacrifice to the Lord our God.”

Now, this is mentioned over and over again in the next several chapters in the Old Testament.

Egypt to Marah

This three-day journey actually occurred. It was a trip between Egypt and Marah, which is interesting—the fact that they have this body of water there, by which the place is named because the water was bitter. So they called the place bitterness.

And there were a number of other issues there.

Among them was the fact that when Pharaoh says, “Why do you have to go so far?” Moses responds, “Well, if we stay here and offer burnt offerings—which are an abomination to you Egyptians—you’ll kill us all because we’re inside your cultic holiness area.”

The same could be true of Lehi and Nephi.

For them to go out and offer burnt offerings and renew this new covenant they’re making with the Lord in downtown Jerusalem would certainly cause some significant difficulties for them.

Other Types Nephi Draws On

I’m going to close since I’ve pretty much expended my time.

The truth is I haven’t had enough time to take these ideas to a logical conclusion. And I think we can find dozens of additional details and parallels. It could be that these things all fall into that nebulous category of “typing” the Book of Mormon.

I think, however, that when Nephi tells us that he likens all scriptures unto himself, he actually is doing that. Not only with the scriptures he’s reading, but the scriptures he’s writing.

And we can find these parallels. We have several very distinct Noah parallels as he builds his boat.

There’s even more with the story of Joseph going into Egypt. We have the binding in the wilderness, the slaying of beasts. We have this whole concept of Nephi as an interpreter of dreams, which is very interesting.

He starts with his father’s dream. It’s just bits and pieces. “Whoops, we’re all done with this. Now, let’s talk about this.” And the first thing that happens: his brothers come up and say to him, “What’s the meaning of this?” And he explains it to them.

Concluding Reflections

I think perhaps that it may be difficult to reconstruct various textual reliance between the brass plates and the Book of Mormon. Because we don’t really have the brass plates to compare.

But the Book of Mormon can give us additional insight into the scriptures they carried with them. We can see that not only do they have more in some areas and less in others. But it can also give us a better understanding of the Bible. And where it’s at in terms of how it’s been preserved in that picture.

I’d like to close just by stating that this apologetics work that I’ve been involved in through FAIR has been a great source of joy and personal satisfaction. In dealing with the gospel in new ways and learning new ideas and ways of looking at things.

And I think that this is the type of stuff that we as Saints need to be doing. Building our own personal testimonies of the gospel and answering these questions for ourselves.

And I’ll close in the name of Jesus Christ, amen.

Question and Answer Session

We do have time for maybe one or two questions. If you want to ask me, then we’ll take our break.

Question: What About Blood on Laban’s Armor?

Question

Earlier you alluded to the fact that, yeah, there’d be blood all over Laban’s armor and so forth. But you never did explain that.

Answer

My personal ideas about that are quite a bit off the beaten track.

Based on the fact that he’s writing the story to prove a point. That means that he probably got some of the details out of chronological order as they actually occurred historically.

And that maybe it’s much more likely that

  1. Nephi finds Laban laying there, passed out drunk in the middle of the road,
  2. takes off his armor,
  3. gets ready to go back to the brass plates
  4. and that’s when the Spirit says, “No, wait a minute—you better go back and finish the job here.”

So I believe that that’s not really an issue. It only becomes an issue because these parts of the stories are right next to each other when in fact it’s not necessarily a chronological series.

That’s my own personal feeling. I’ll stop there.

Question: If Nephi Is Alluding to David and Goliath, Why Does He Do It This Way?

Question

If Nephi is alluding to the story of David and Goliath, why [indistinguishable]?

Answer

Well, it’s a good question.

I think that for starters, Nephi says that they’ve got the brass plates. The only time he ever really directly uses them is when he quotes all this Isaiah material.

And that’s another oddity. You would think that he and his descendants would have the brass plates right there. He wouldn’t need to put it all down.

I think there’s two reasons why he doesn’t directly allude to it.

Nephi’s Audience is Not 100% Israelites

One of them goes back to one of the other papers that was presented at this conference. Nephi’s audience is not 100% Israelites at the time that he’s writing.

  • There’s been some cultural merging.
  • There’s a larger group of people that they’re dealing with.
  • There’s no way that just Nephi and his family could split into two groups. Large enough to have had a number of wars and contentions over this rulership issue.

So I think rather than:

  • going back and
  • having to retell the story to everybody and
  • then saying, “And just like David and Goliath.”

He’s putting his story out in a way that shows that there’s some stuff going on here.

Some of the group is going to immediately recognize these parallels, and some isn’t. It just depends on who you’re talking to.

The Brass Plates as a Type for the Spoils of Egypt

Another interesting thing that I didn’t bring up, that I think might also go along with this. Is this whole concept of the brass plates being worth more than all of their wealth.

Going back to the Exodus. It’s quite possible that Nephi saw his taking the brass plates as the spoiling of Egypt.

When they leave Egypt they take all this wealth with them. Though he’s leaving Jerusalem, he’s taking something that’s worth far more than anything he had. But he doesn’t see it as stealing. He’s taking the stuff that the Lord wants him to take.

Thank you.

FAQ / Common Questions

What is the main argument of this presentation?

Ben McGuire argues that Nephi intentionally incorporated Old Testament literary patterns into his record, especially parallels to David and Goliath and the Exodus.

Why does McGuire compare Nephi and Laban to David and Goliath?

He identifies a sequence of narrative similarities, including a powerful enemy, a faithful hero, divine deliverance, and the use of the enemy’s own sword.

Does the presentation claim Nephi copied the Bible?

No. McGuire argues that Nephi consciously drew upon scriptural traditions preserved on the brass plates and expected readers to recognize those connections.

How does the Exodus relate to First Nephi?

McGuire suggests that Lehi’s departure from Jerusalem and journey into the wilderness mirrors Israel’s Exodus from Egypt and that Nephi intentionally emphasizes these parallels.

Why is the brass plates narrative important?

According to McGuire, it serves multiple purposes: preserving sacred records, establishing Nephi’s legitimacy as a leader, and connecting his story to familiar scriptural patterns.

Search topics

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